Form 13-F position report

CAPITAL SOUTHWEST CORP

Reported by SSI INVESTMENT MANAGEMENT LLC

Manager portfolio Source filing
CSWC 5.125 11/15/29 CUSIP 140501AE7 Manager CIK 0000938487
Latest reported change

Reported 2,500,000 shares, unchanged from the prior quarter.

Reported value 3.2%; share count 0.0% vs. the prior quarter.

Unchanged
% of reported 13F value 0.18% This manager · Q1 2026
Shares 2,500,000 Quarter-end amount reported
Reported value $2,547,500 Fair value at quarter end
Consecutive quarters held 6 Through Q1 2026

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

8 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2026 Reduced 0 -2,500,000 (-100.0%) 0 $0 2026-11-10
Q2 2026 Unchanged 2,500,000 0 (0.0%) 0.15% $2,600,000 2026-08-10
Q1 2026 Unchanged 2,500,000 0 (0.0%) 0.18% $2,547,500 2026-05-14
Q4 2025 Unchanged 2,500,000 0 (0.0%) 0.17% $2,468,752 2026-02-10
Q3 2025 Unchanged 2,500,000 0 (0.0%) 0.17% $2,462,500 2025-10-28
Q2 2025 Added 2,500,000 +600,000 (31.6%) 0.17% $2,457,811 2025-08-14
Q1 2025 Reduced 1,900,000 -100,000 (-5.0%) 0.14% $1,844,188 2025-05-14
Q4 2024 New 2,000,000 +2,000,000 (0.0%) 0.14% $1,919,001 2025-02-10
Institutional context

Who else reported the position

45 managers reported CAPITAL SOUTHWEST CORP for Q1 2026.

Manager Activity Shares Change % of reported 13F Reported value Tenure
MILLENNIUM MANAGEMENT LLC Unchanged 0 0 0.01% $33,772,629 6 qtrs
FOURSIXTHREE CAPITAL LP Added 28,833,000 +7,333,000 10.96% $29,413,120 5 qtrs
Jump Financial LLC Unchanged 26,972,000 0 0.37% $27,484,468 6 qtrs
WOLVERINE ASSET MANAGEMENT LLC Unchanged 0 0 0.14% $14,682,748 6 qtrs
VICTORY CAPITAL MANAGEMENT INC Added 14,110,000 +875,000 < 0.01% $14,385,107 6 qtrs
TWO SIGMA INVESTMENTS LP Added 11,500,000 +1,500,000 < 0.01% $11,718,500 5 qtrs
SMH CAPITAL ADVISORS INC Reduced 11,394,000 -802,000 32.84% $11,610,486 6 qtrs
Weiss Asset Management LP Unchanged 0 0 0.18% $10,507,233 4 qtrs
HBK INVESTMENTS L P New 10,263,000 +10,263,000 0.11% $10,468,690 1 qtr
INCOME RESEARCH & MANAGEMENT Unchanged 10,127,000 0 6.12% $10,319,413 6 qtrs
A free account expands this comparison to 25 managers. Create free account
Premium adds each manager's conviction percentile across reporting peers.
Filing details and methodology As reported
Report period
March 31, 2026
Filed
May 14, 2026
Filing type
13F-HR
Position type
NOTE 5.125%11/1

Voting authority reported

Sole
2,500,000
Shared
0
None
0

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.