Form 13-F position report

CAPITAL SOUTHWEST CORP

Reported by PLANNING DIRECTIONS INC

CSWC 5.125 11/15/29 CUSIP 140501AE7 Manager CIK 0000821103

Reported 50,000 shares, unchanged from the prior quarter.

Reported value 2.0%; share count 0.0% vs. the prior quarter.

Unchanged
% of reported 13F value 0.02% This manager · Q2 2026
Shares 50,000 Quarter-end amount reported
Reported value $52,327 Fair value at quarter end
Consecutive quarters held 3 Through Q2 2026

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Reported position value by quarter
Date Holding Value
2025-12-31 49702
2026-03-31 51277
2026-06-30 52327

Quarterly position history

How this manager's reported quarter-end position changed over time.

3 quarters
Quarterly reported position history for CAPITAL SOUTHWEST CORP held by PLANNING DIRECTIONS INC.
Quarter Activity Shares Change % of reported 13F Reported value Filed Source filing
Q2 2026 Unchanged 50,000 0 (0.0%) 0.02% $52,327 2026-08-10
Q1 2026 Unchanged 50,000 0 (0.0%) 0.03% $51,277 2026-04-15
Q4 2025 New 50,000 +50,000 (0.0%) 0.03% $49,702 2026-01-21

Who else reported the position

39 managers reported CAPITAL SOUTHWEST CORP for Q2 2026.

Managers reporting CAPITAL SOUTHWEST CORP in Q2 2026.
Manager Activity Shares Change % of reported 13F Reported value Tenure
FOURSIXTHREE CAPITAL LP Added 66,836,000 +38,003,000 14.44% $70,010,710 6 qtrs
MILLENNIUM MANAGEMENT LLC Unchanged 0 0 0.02% $53,538,587 7 qtrs
Jump Financial LLC Added 27,972,000 +1,000,000 0.23% $29,090,880 7 qtrs
VICTORY CAPITAL MANAGEMENT INC Added 15,358,000 +1,248,000 < 0.01% $16,028,057 7 qtrs
WOLVERINE ASSET MANAGEMENT LLC Unchanged 0 0 0.14% $15,440,617 7 qtrs
TWO SIGMA INVESTMENTS LP Added 14,730,000 +3,230,000 0.01% $15,319,200 6 qtrs
HBK INVESTMENTS L P Added 10,763,000 +500,000 0.11% $11,272,952 2 qtrs
INCOME RESEARCH & MANAGEMENT Reduced 9,227,000 -900,000 5.2% $9,596,080 7 qtrs
Context Capital Management LLC Added 7,634,000 +1,950,000 0.15% $7,977,530 7 qtrs
SCHRODER INVESTMENT MANAGEMENT GROUP Unchanged 7,350,000 0 < 0.01% $7,614,600 4 qtrs
Premium adds each manager's conviction percentile across reporting peers.
Filing details and methodology As reported
Report period
June 30, 2026
Filed
August 10, 2026
Filing type
13F-HR
Position type
NOTE 5.125%11/1

Voting authority reported

Sole
50,000
Shared
0
None
0

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.