AMBAC FINL GROUP INC
AMBCWSInstitutional ownership · Q3 2020
Latest quarter (Q2 2023)
Institutional holders
6
-1 (-14.3%) vs Q2 2020
Reported value
$2.5M
+3.1% vs Q2 2020
Shares held
452.0K
+51.7K shares
Quarter
Q3 2020
Period ended Sep 30, 2020
6 institutional managers reported holding 452,045 shares worth $2,472,000 on Form 13F for Q3 2020, against 7 in Q2 2020. Share positions on CUSIP 023139116 only; option legs and principal-amount lines are not counted.
Top 6 institutional holders · Q3 2020
| # | Manager | Shares | Value | % of portfolio | Change | Position page |
|---|---|---|---|---|---|---|
| 1 | Alpine Global Management LLC | 358,450 | $2.0M | 0.41% | +71.1K | Position |
| 2 | GOLDENTREE ASSET MANAGEMENT LP | 39,906 | $218.0K | 0.02% | — | Position |
| 3 | WELLS FARGO & COMPANY MN | 26,200 | $143.0K | < 0.01% | -1.5K | Position |
| 4 | Western Standard LLC | 23,120 | $126.0K | 0.14% | — | Position |
| 5 | MORGAN STANLEY | 4,069 | $22.0K | < 0.01% | — | Position |
| 6 | WEBSTER BANK N A | 300 | $2.0K | < 0.01% | — | Position |
Values as reported on each manager's Q3 2020 Form 13F. Change is in shares against the manager's prior-quarter filing.
13F holders by quarter
| Quarter | Holders | Shares | Value |
|---|---|---|---|
| Q2 2023 | 1 -12 | 31.4K | $4.0M |
| Q1 2023 | 13 +5 | 983.1K | $125.7K |
| Q4 2022 | 8 -1 | 330.8K | $671.2K |
| Q3 2022 | 9 | 273.6K | $713.0K |
| Q2 2022 | 9 -1 | 206.9K | $270.0K |
| Q1 2022 | 10 +4 | 242.3K | $279.0K |
| Q4 2021 | 6 -1 | 418.6K | $1.7M |
| Q3 2021 | 7 -1 | 422.5K | $1.6M |
| Q2 2021 | 8 | 4.0M | $5.1M |
| Q1 2021 | 8 +1 | 8.5M | $10.0M |
| Q4 2020 | 7 +1 | 8.4M | $10.1M |
| Q3 2020 | 6 -1 | 452.0K | $2.5M |
| Q2 2020 | 7 +2 | 400.4K | $2.4M |
| Q1 2020 | 5 +2 | 91.5K | $488.0K |
| Q4 2019 | 3 -2 | 69.1K | $686.0K |
| Q3 2019 | 5 -1 | 68.7K | $572.0K |
| Q2 2019 | 6 | 102.6K | $818.0K |
| Q1 2019 | 6 | 100.7K | $847.0K |
| Q4 2018 | 6 -2 | 99.9K | $801.0K |
| Q3 2018 | 8 | 147.8K | $1.5M |
Q3 2018–Q2 2023, as reported on Form 13F. Earlier quarters are in the ownership explorer below.
Ownership explorer
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Security Details
| CUSIP | 023139116 |
|---|---|
| Symbol | AMBCWS |
| Type | Warrant |
| Class | *W EXP 04/30/202 as filed on 13F |
Other securities from this issuer
| Name | Symbol | CUSIP | Type |
|---|---|---|---|
| AMBAC FINANCIAL GROUP | AKT | 023139603 | Common stock |
| AMBAC FINANCIAL GROUP | AKF | 023139504 | Common stock |
| AMBAC FINANCIAL GROUP INC | ABKFQ | 023139108 | Common stock |
| AMBAC INC | — | 023139958 | Common stock |
| AMBAC INC | — | 023139908 | Common stock |
| OCTAVE SPECIALTY GROUP INC | OSG | 023139884 | Common stock |
| AMBAC FINANCIAL GROUP | AFK | 023139405 | Preferred stock |
| AMBAC FINANCIAL GRP INC | ABKPRZ | 023139702 | Unit |
Identifier History
| Type | Value | From | To |
|---|---|---|---|
| CUSIP | 023139116 | 2013-05-16 | Current |
Listing History
| Symbol | Exchange | From | To |
|---|---|---|---|
| AMBCWS | 2020-02-04 | Current | |
| AMBCW | 2013-05-16 | Current |