Rocky Mountain Chocolate Factory

CIK 0001616262 · RMCF Nasdaq

SIC
2060 · Sugar & Confectionery Products
Type
Operating
Status
Public
Filer
Non-accelerated filer and smaller reporting company
Incorporated
Delaware
Mkt Cap
$7.24M
FY End
Feb 28

Rocky Mountain Chocolate Factory is an international franchisor and producer of premium confectionery products headquartered in Durango, Colorado. The firm manufactures an extensive line of approximately 300 chocolate items, including clusters, caramels, and truffles, alongside its signature gourmet caramel apples and fudge. As of February 28, 2025, the retail network consisted of 260 total locations: 141 franchised stores, 117 licensee-owned units, and two company-owned outlets. These stores are distributed across 27 U.S. states and the Philippines. The firm’s flagship store in Durango serves as a training ground for personnel and a testing site for new products and merchandising techniques. Its operational model emphasizes in-store preparation of certain products to enhance retail ambiance and attract foot traffic in high-pedestrian environments such as regional malls, outlet centers, and tourist areas. To protect its market position, Rocky Mountain Chocolate Factory maintains registered trademarks for its name and slogans like "America's Chocolatier," while protecting...

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AI-generated summary of Item 1 (Business) from the 10-K filed Jun 20, 2025 — View filing on SEC.gov. May contain errors — refer to the filing for authoritative information.

Across SEC filings

Institutional holders · 13F

Q2 2026
25 managers reported a position for Q2 2026 +1 vs Q1 2026
Largest Q2 2026 Form 13F holders of Rocky Mountain Chocolate Factory by reported value
Largest holders Reported value
RENAISSANCE TECHNOLOGIES LLC $234.7K
DIMENSIONAL FUND ADVISORS LP $73.0K
VANGUARD CAPITAL MANAGEMENT LLC $59.6K
GEODE CAPITAL MANAGEMENT LLC $54.2K
WEALTH ENHANCEMENT ADVISORY SERVICES LLC $37.9K

Annual results · 10-K

Fiscal 2026
Revenue
$27.5M
Net loss
-$4.6M

As reported in the fiscal 2026 annual report.

Funds & ETFs · N-PORT

12 funds
Largest fund holders reported on Form N-PORT
Fund Value % of fund
VANGUARD EXTENDED MARKET INDEX FUND $59.6K < 0.01%
U.S. MICRO CAP PORTFOLIO $42.6K < 0.01%
Fidelity Extended Market Index Fund $38.3K < 0.01%
U.S. SMALL CAP PORTFOLIO $11.7K < 0.01%
Dimensional US Core Equity 1 ETF DCOR $8.9K < 0.01%
Fidelity Series Total Market Index Fund $8.0K < 0.01%
U.S. CORE EQUITY 2 PORTFOLIO $6.7K < 0.01%
Fidelity Total Market Index Fund $5.2K < 0.01%
Fidelity Nasdaq Composite Index Fund $3.3K < 0.01%
JNL/DFA U.S. Small Cap Fund $1.3K < 0.01%

12 funds reported holding $186.0K in total on their latest public Form N-PORT reports, the most recent dated August 2026. Security record

Insider trades · Form 4

-$629K net open-market insider transactions, last 12 months 4 filings with purchases ($74K), 4 filings with sales ($703K)

Latest filings

5%+ holders · 13D/G

4 filers
Schedule 13D and 13G filers reporting a stake of 5% or more
Filer % of class Filed
American Heritage Railways Inc 13D 8.7% 2026-06-10
ARM-D Rocky Mountain Chocolate Holdings LLC 13D 16.1% 2026-01-02
GLOBAL VALUE INVESTMENT CORP 13D 21.1% 2025-12-22
Radoff Bradley Louis 13D 4.6% 2025-09-17

Latest Schedule 13D or 13G from each filer; stakes a filer has reported closed are left out.

Securities

Securities issued by this company
CUSIP Security Type
77467X101 RMCF ROCKY MOUNTAIN CHOC FACT INC Common stock

Latest SEC filings

All filings →
Latest SEC filings by Rocky Mountain Chocolate Factory
Form Description Filed
4 20261019APJF4 2026-10-20
4 20261019BQF4 2026-10-20
4 20261019MKF4 2026-10-20
10-Q Quarterly Report 2026-10-19
8-K CURRENT REPORT 2026-10-19
NT 10-Q NOTIFICATION OF LATE FILING 2026-10-14
8-K CURRENT REPORT 2026-10-06
4 20260922MKF4 2026-09-22
4 20260922BQF4 2026-09-22
4 20260922APJF4 2026-09-22
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