LPL Financial LLC

CIK 0001403438

SIC
6282 · Investment Advice
Type
Investment Manager
Status
Private
FY End
Dec 31
13F filer · View investment manager profile

LPL Financial LLC is an SEC registrant, classified under SIC 6282 (Investment Advice). It files with the SEC under Central Index Key 0001403438. Its most recent filing on EDGAR is an N-PX, filed August 19, 2026. It reports its own holdings on Form 13F as an institutional investment manager. It reported about $1.8 million of federal lobbying in the four quarters through Q3 2026.

LPL Financial LLC 13F holdings

Federal lobbying · LD-2

$1.8M reported spend, four quarters through Q3 2026
LPL Financial LLC lobbying profile

Latest SEC filings

All filings →
Form Description Filed
N-PX N-PX 2026-08-19
13F-HR Institutional Holdings 2026-08-07
SCHEDULE 13G SCHEDULE 13G 2026-07-06
13F-HR Institutional Holdings 2026-05-06
SCHEDULE 13G SCHEDULE 13G 2026-04-09
13F-HR Institutional Holdings 2026-02-11
SCHEDULE 13G/A SCHEDULE 13G/A 2026-01-09
13F-HR Institutional Holdings 2025-11-12
N-PX N-PX 2025-08-27
13F-HR Institutional Holdings 2025-08-12