Lobbying Filing Details

Total Spending

$100,000

Activities

3

Lobbyists

2

Gov't Entities

30

Filing Information
Filing UUID:
f3d3ada0-9402-4233-b791-d2c251e68e17
Type:
Q2 - 2nd Quarter - Report
Period:
2016 - 2nd Quarter (Apr 1 - June 30)
Date Posted:
July 21, 2016 at 3:47 AM
Income:
$0
Expenses:
$100,000
Expense Method:
Method B - Reporting amounts under section 6033(b)(8) of the Internal Revenue Code
Document URL:
View Submission
Quick Info
  • Document Type: text/html
  • Posted By: Thomas C. McCrocklin
Registrant
STRUCTURED FINANCE ASSOCIATION

Financial services trade assn. focused on structured finance & securitization issues.

Washington, District of Columbia
Client
STRUCTURED FINANCE ASSOCIATION
District of Columbia, United States of America
Lobbying Activities (3)
Activity 1
Banking

General issues concerning international efforts to establish "high-quality securitization" criteria.

Issues/proposals in support of equitable liquidity and capital treatment for securitizations held on bank balance sheets and bank trading books, specifically, Basel Capital and Liquidity Rules (Liquidity Coverage Ratio, the Net Stable Funding Ratio, the Fundamental Review of the Trading Book and Step-in risk).

Lobbyists (1)
  • MR. MICHAEL P. FLOOD JR
Government Entities (10)
  • SENATE
  • HOUSE OF REPRESENTATIVES
  • White House Office
  • Treasury, Dept of
  • Federal Deposit Insurance Corporation (FDIC)
  • ... and 5 more
Activity 2
Financial Institutions/Investments/Securities

1. Collateralized Loan Obligations (CLOs) - General issues concerning changes to the compliance date for CLOs related to the Volcker rule through Title VIII of the Promoting Job Creation and Reducing Small Business Burdens Act (Act) of 2015; H.R. 4166, Expanding Proven Financing for American Employers Act, supports a qualified CLO retention regime as an alternative to the final risk-retention rules.

2. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules (includes the Liquidity Coverage Ratio, The Fundamental Review of the Trading Book, Step-In risk, and efforts to create "Simple, Transparent and Comparable" securitizations).

3. General issues concerning an exemption from posting margin for uncleared swaps to be included in final prudential regulations, specifically that non-captive finance companies and financial institutions should receive the same exemption that captive finance companies received.

4. Marketplace Lending - General issues concerning securitization regulation as it relates to marketplace lending prior to making new regulatory or legislative decisions for this new form of funding.

5. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS classes, such as auto, credit card, equipment lease and student loans.

6. General Dodd-Frank Reform Efforts - Issues concerning the implementation of DFA final rules, including risk retention, LCR, NRSRO, Derivatives and Swaps; reform proposals as they relate to securitization and capital markets generally; H.R. 4620, the Preserving Access to CRE Capital Act of 2016.

Lobbyists (2)
  • MR. MICHAEL P. FLOOD JR
  • THOMAS MCCROCKLIN
Government Entities (10)
  • SENATE
  • HOUSE OF REPRESENTATIVES
  • White House Office
  • Treasury, Dept of
  • Federal Deposit Insurance Corporation (FDIC)
  • ... and 5 more
Activity 3
Housing

1. GSE Reform - General issues related to the preservation of a federal guaranty and the TBA (To-Be-Announced) market; support for increased participation of private capital.

2. General Housing Finance Issues - Issues concerning FHFA's efforts to implement both a single-security (SS) and common securitization platform (CSP), including increased risk sharing, transparency, and industry participation.

3. Mortgage REITs - General issues supporting the allowance of mortgage REITs to fully invest in credit-risk sharing transactions created by either Fannie Mae or Freddie Mac.

4. HOA Superliens - Efforts in support of a 60 day notice to be given to noteholders if an HOA has been granted such superpriority status; also includes advocacy in support of regulators treating loans in private-label securitizations in the same fashion as FHFA treats Agency loans.

5. Private-Label Securities (PLS) - General issues related to support for industry agreed-upon solutions arrived at in its RMBS 3.0 project for inclusion as part of any new structure for the return of private-label mortgage-backed securities; issues related to the facilitation of deal agent initiatives (PLS initiatives).

6. TILA-RESPA Integrated Disclosure Rule (TRID) - General issues concerning clarity and implementation of CFPB rules.

Lobbyists (2)
  • MR. MICHAEL P. FLOOD JR
  • THOMAS MCCROCKLIN
Government Entities (10)
  • SENATE
  • HOUSE OF REPRESENTATIVES
  • White House Office
  • Treasury, Dept of
  • Federal Deposit Insurance Corporation (FDIC)
  • ... and 5 more

Source: LDA.gov, data retrieved November 9, 2026. FilingExplorer is not affiliated with LDA.gov; the Senate Office of Public Records cannot vouch for data or analyses derived from these records after retrieval.