Lobbying Filing Details

Total Spending

$90,000

Activities

3

Lobbyists

1

Gov't Entities

24

Filing Information
Filing UUID:
845e8728-8819-425e-8030-68e0c7fac33d
Type:
Q4 - 4th Quarter - Report
Period:
2016 - 4th Quarter (Oct 1 - Dec 31)
Date Posted:
January 24, 2017 at 3:04 AM
Income:
$0
Expenses:
$90,000
Expense Method:
Method B - Reporting amounts under section 6033(b)(8) of the Internal Revenue Code
Document URL:
View Submission
Quick Info
  • Document Type: text/html
  • Posted By: Thomas C. McCrocklin
Registrant
STRUCTURED FINANCE ASSOCIATION

Financial services trade assn. focused on structured finance & securitization issues.

Washington, District of Columbia
Client
STRUCTURED FINANCE ASSOCIATION
District of Columbia, United States of America
Lobbying Activities (3)
Activity 1
Banking

General issues concerning international efforts to establish "high-quality securitization" criteria.

Issues/proposals in support of equitable liquidity and capital treatment for securitizations held on bank balance sheets and bank trading books, specifically, Basel Capital and Liquidity Rules (Liquidity Coverage Ratio, the Net Stable Funding Ratio, the Fundamental Review of the Trading Book and Step-in risk).

Lobbyists (1)
  • THOMAS MCCROCKLIN
Government Entities (8)
  • SENATE
  • HOUSE OF REPRESENTATIVES
  • Treasury, Dept of
  • Federal Deposit Insurance Corporation (FDIC)
  • Federal Housing Finance Agency (FHFA)
  • ... and 3 more
Activity 2
Financial Institutions/Investments/Securities

1. Collateralized Loan Obligations (CLOs) - General issues concerning changes to the compliance requirements for CLOs (H.R. 4166, Expanding Proven Financing for American Employers Act - supporting a qualified CLO retention regime as an alternative to the final risk-retention rules).

2. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules (includes the Liquidity Coverage Ratio, The Fundamental Review of the Trading Book, Step-In risk, and efforts to create "Simple, Transparent and Comparable" securitizations).

3. Marketplace Lending - General issues concerning securitization regulation as it relates to marketplace lending prior to making new regulatory or legislative decisions for this new form of funding.

4. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS classes, such as auto, credit card, equipment lease and student loans.

5. General Dodd-Frank Reform Efforts - Issues concerning the implementation of DFA final rules, including risk retention and the Liquidity Coverage Ratio (LCR); reform proposals as they relate to securitization and capital markets generally; H.R. 5983, The Financial CHOICE Act of 2016, specifically provisions related to risk retention and arbitration clauses in financial contracts.

6. Proposed rulemaking concerning single counterparty credit limits.

Lobbyists (1)
  • THOMAS MCCROCKLIN
Government Entities (8)
  • SENATE
  • HOUSE OF REPRESENTATIVES
  • Treasury, Dept of
  • Federal Deposit Insurance Corporation (FDIC)
  • Federal Housing Finance Agency (FHFA)
  • ... and 3 more
Activity 3
Housing

1. GSE Reform - General issues related to the preservation of a federal guaranty and the TBA (To-Be-Announced) market; support for increased participation of private capital; discussions/proposals related to credit risk transfer (CRT)

2. General Housing Finance Issues - Issues concerning FHFA's efforts to implement both a single-security (SS) and common securitization platform (CSP), including increased risk sharing, transparency, and industry participation.

3. Mortgage REITs - H.R. 6487, The Taxpayer Protection and Market Access for Mortgage Finance Act, specifically provisions supporting the allowance of mortgage REITs to fully invest in credit-risk sharing transactions created by either Fannie Mae or Freddie Mac.

4. Private-Label Securities (PLS) - General issues related to support for industry agreed-upon solutions arrived at in its RMBS 3.0 project for inclusion as part of any new structure for the return of private-label mortgage-backed securities; issues related to the facilitation of deal agent initiatives (PLS initiatives).

5. TILA-RESPA Integrated Disclosure Rule (TRID) - General issues concerning clarity and implementation of CFPB rules.

Lobbyists (1)
  • THOMAS MCCROCKLIN
Government Entities (8)
  • SENATE
  • HOUSE OF REPRESENTATIVES
  • Treasury, Dept of
  • Federal Deposit Insurance Corporation (FDIC)
  • Federal Housing Finance Agency (FHFA)
  • ... and 3 more

Source: LDA.gov, data retrieved November 9, 2026. FilingExplorer is not affiliated with LDA.gov; the Senate Office of Public Records cannot vouch for data or analyses derived from these records after retrieval.