XTX Topco Ltd's Q3 2021 13F: 461 new positions, 581 exits
Form 13F-HR for the quarter ended Sep 30, 2021 · filed Nov 12, 2021 · 648 reported positions · accession 0001828301-21-000003
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | ALPHABET INC (GOOG) | — | 2.9% | +2.9 pts | +3,262 sh | new |
| New | ALPHABET INC (GOOGL) | — | 2.5% | +2.5 pts | +2,747 sh | new |
| Reduced | AMAZON COM INC (AMZN) | 3.5% | 1.1% | −2.4 pts | −2,009 sh | −66% |
| New | MICROSOFT CORP (MSFT) | — | 1.0% | +1.0 pts | +10,609 sh | new |
| New | TESLA INC (TSLA) | — | 1.0% | +1.0 pts | +3,823 sh | new |
| Exited | AUTOZONE INC (AZO) | 0.8% | — | −0.8 pts | −1,670 sh | −100% |
| New | ADVANCED MICRO DEVICES INC (AMD) | — | 0.8% | +0.8 pts | +23,995 sh | new |
| New | MORGAN STANLEY (MS) | — | 0.8% | +0.8 pts | +23,462 sh | new |
| New | PFIZER INC (PFE) | — | 0.7% | +0.7 pts | +50,132 sh | new |
| New | MERCK & CO INC (MRK) | — | 0.7% | +0.7 pts | +27,490 sh | new |
| Increased | MODERNA INC (MRNA) | 0.1% | 0.8% | +0.7 pts | +5,299 sh | +567% |
| New | LINDE PLC (LIN) | — | 0.7% | +0.7 pts | +6,838 sh | new |
| New | AMERICAN EXPRESS CO (AXP) | — | 0.7% | +0.7 pts | +11,582 sh | new |
| New | FACEBOOK INC (META) | — | 0.6% | +0.6 pts | +5,695 sh | new |
| New | SHOPIFY INC (SHOP) | — | 0.6% | +0.6 pts | +1,381 sh | new |
| Reduced | ADOBE SYSTEMS INCORPORATED (ADBE) | 1.0% | 0.4% | −0.6 pts | −2,811 sh | −55% |
| Reduced | ATLASSIAN CORP PLC (TEAM) | 0.5% | 0.2% | −0.3 pts | −4,058 sh | −74% |
| New | EXPEDIA GROUP INC (EXPE) | — | 0.5% | +0.5 pts | +9,245 sh | new |
| Exited | WEST PHARMACEUTICAL SVSC INC (WST) | 0.5% | — | −0.5 pts | −4,194 sh | −100% |
| New | CATERPILLAR INC (CAT) | — | 0.5% | +0.5 pts | +7,686 sh | new |
| Exited | SNOWFLAKE INC (SNOW) | 0.5% | — | −0.5 pts | −5,983 sh | −100% |
| New | EQUINIX INC (EQIX) | — | 0.5% | +0.5 pts | +1,835 sh | new |
| Exited | SHERWIN WILLIAMS CO (SHW) | 0.5% | — | −0.5 pts | −5,284 sh | −100% |
| New | DAQO NEW ENERGY CORP (DQ) | — | 0.5% | +0.5 pts | +25,169 sh | new |
| New | PINDUODUO INC (PDD) | — | 0.5% | +0.5 pts | +15,487 sh | new |
| Exited | CLOROX CO DEL (CLX) | 0.5% | — | −0.5 pts | −7,775 sh | −100% |
| New | LAUDER ESTEE COS INC (EL) | — | 0.5% | +0.5 pts | +4,561 sh | new |
| New | PHILIP MORRIS INTL INC (PM) | — | 0.5% | +0.5 pts | +14,411 sh | new |
| New | JOHNSON & JOHNSON (JNJ) | — | 0.4% | +0.4 pts | +8,174 sh | new |
| Exited | PRA HEALTH SCIENCES INC (PRAH) | 0.4% | — | −0.4 pts | −7,866 sh | −100% |
| Exited | LULULEMON ATHLETICA INC (LULU) | 0.4% | — | −0.4 pts | −3,553 sh | −100% |
| New | MCDONALDS CORP (MCD) | — | 0.4% | +0.4 pts | +5,362 sh | new |
| New | MICRON TECHNOLOGY INC (MU) | — | 0.4% | +0.4 pts | +18,196 sh | new |
| Exited | MATCH GROUP INC NEW (MTCH) | 0.4% | — | −0.4 pts | −7,875 sh | −100% |
| New | ORACLE CORP (ORCL) | — | 0.4% | +0.4 pts | +14,600 sh | new |
| New | CHIPOTLE MEXICAN GRILL INC (CMG) | — | 0.4% | +0.4 pts | +697 sh | new |
| Exited | FORD MTR CO DEL (F) | 0.4% | — | −0.4 pts | −84,441 sh | −100% |
| Exited | CHARTER COMMUNICATIONS INC N (CHTR) | 0.4% | — | −0.4 pts | −1,712 sh | −100% |
| Exited | NEXTERA ENERGY INC (NEE) | 0.4% | — | −0.4 pts | −16,491 sh | −100% |
| New | WALMART INC (WMT) | — | 0.4% | +0.4 pts | +8,607 sh | new |
| Exited | MONGODB INC (MDB) | 0.4% | — | −0.4 pts | −3,266 sh | −100% |
| Exited | DOCUSIGN INC (DOCU) | 0.4% | — | −0.4 pts | −4,169 sh | −100% |
| Exited | WILLIS TOWERS WATSON PLC LTD (WTW) | 0.4% | — | −0.4 pts | −5,046 sh | −100% |
| New | DISCOVER FINL SVCS (DFS) | — | 0.4% | +0.4 pts | +9,466 sh | new |
| New | SNAP INC (SNAP) | — | 0.4% | +0.4 pts | +15,539 sh | new |
| New | TARGET CORP (TGT) | — | 0.4% | +0.4 pts | +4,963 sh | new |
| New | VISA INC (V) | — | 0.4% | +0.4 pts | +5,051 sh | new |
| Exited | BOSTON SCIENTIFIC CORP (BSX) | 0.4% | — | −0.4 pts | −26,052 sh | −100% |
| Exited | APPLE INC (AAPL) | 0.4% | — | −0.4 pts | −8,086 sh | −100% |
| Exited | FMC CORP (FMC) | 0.4% | — | −0.4 pts | −10,191 sh | −100% |
The 50 largest of 1,228 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- HELLO GROUP INC (MOMO): 60879B107 → 423403104, 25,729 → 29,318 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 12.4% of the equity book
Changes in the top 10 this quarter: GOOG entered · GOOGL entered · MSFT entered · TSLA entered · AMD entered · MRNA entered · MS entered · PFE entered · MRK entered · ADBE left · AZO left · RNG left · APH left · WST left · ITW left · SNOW left · SHW left · TEAM left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ALPHABET INC (GOOG) | 0.0% | 2.9% | Entered the top 10 |
| 2 | ALPHABET INC (GOOGL) | 0.0% | 2.5% | Entered the top 10 |
| 3 | AMAZON COM INC (AMZN) | 3.5% | 1.1% | |
| 4 | MICROSOFT CORP (MSFT) | 0.0% | 1.0% | Entered the top 10 |
| 5 | TESLA INC (TSLA) | 0.0% | 1.0% | Entered the top 10 |
| 6 | ADVANCED MICRO DEVICES INC (AMD) | 0.0% | 0.8% | Entered the top 10 |
| 7 | MODERNA INC (MRNA) | 0.1% | 0.8% | Entered the top 10 |
| 8 | MORGAN STANLEY (MS) | 0.0% | 0.8% | Entered the top 10 |
| 9 | PFIZER INC (PFE) | 0.0% | 0.7% | Entered the top 10 |
| 10 | MERCK & CO INC (MRK) | 0.0% | 0.7% | Entered the top 10 |
| — | ADOBE SYSTEMS INCORPORATED (ADBE) | 1.0% | 0.4% | Left the top 10 |
| — | AUTOZONE INC (AZO) | 0.8% | 0.0% | Left the top 10 |
| — | RINGCENTRAL INC (RNG) | 0.7% | 0.5% | Left the top 10 |
| — | AMPHENOL CORP NEW (APH) | 0.6% | 0.4% | Left the top 10 |
| — | WEST PHARMACEUTICAL SVSC INC (WST) | 0.5% | 0.0% | Left the top 10 |
| — | ILLINOIS TOOL WKS INC (ITW) | 0.5% | 0.2% | Left the top 10 |
| — | SNOWFLAKE INC (SNOW) | 0.5% | 0.0% | Left the top 10 |
| — | SHERWIN WILLIAMS CO (SHW) | 0.5% | 0.0% | Left the top 10 |
| — | ATLASSIAN CORP PLC (TEAM) | 0.5% | 0.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).