XR Securities LLC's Q1 2023 13F: 33 new positions, 42 exits
Form 13F-HR for the quarter ended Mar 31, 2023 · filed May 2, 2023 · 70 reported positions · accession 0001531971-23-000004
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | UNION PACIFIC CORP. (UNP) | 13.7% | 1.2% | −12.5 pts | −51,413 sh | −92% |
| Exited | INVESCO QQQ TRUST ETF SERIES (QQQ) | 10.2% | — | −10.2 pts | −32,082 sh | −100% |
| Increased | PROSHARES TRUST - PROSHARES UL (SQQQ) | 0.5% | 9.3% | +8.7 pts | +215K sh | +2548% |
| Exited | VANGUARD S&P 500 (VOO) | 7.9% | — | −7.9 pts | −18,965 sh | −100% |
| Increased | GENERAL ELECTRIC COMPANY (GE) | 0.6% | 4.4% | +3.9 pts | +26,968 sh | +461% |
| Increased | ELI LILLY & CO (LLY) | 0.5% | 3.9% | +3.4 pts | +6,790 sh | +595% |
| Increased | ISHARES 20 YEAR (TLT) | 0.9% | 4.3% | +3.4 pts | +20,756 sh | +272% |
| Exited | MODERNA INC. (MRNA) | 2.5% | — | −2.5 pts | −11,640 sh | −100% |
| New | PDD HOLDINGS INC (PDD) | — | 2.5% | +2.5 pts | +22,831 sh | new |
| New | UNITEDHEALTH GROUP INCORPORATE (UNH) | — | 2.4% | +2.4 pts | +3,635 sh | new |
| New | DIREXION SHRS ETF TR-DIREXION (TMV) | — | 2.4% | +2.4 pts | +15,635 sh | new |
| New | PROSHARES TRUST - PROSHARES UL (SDOW) | — | 2.3% | +2.3 pts | +60,983 sh | new |
| Reduced | ALPHABET INC. (GOOG) | 2.7% | 1.5% | −1.2 pts | −15,250 sh | −60% |
| Exited | SHOPIFY INC. (SHOP) | 2.1% | — | −2.1 pts | −51,382 sh | −100% |
| Exited | PROSHARES ULTRA PRO (TQQQ) | 2.1% | — | −2.1 pts | −102K sh | −100% |
| Exited | MASTERCARD INCORPORATED (MA) | 2.0% | — | −2.0 pts | −4,884 sh | −100% |
| Reduced | ELEVANCE HEALTH INC (ELV) | 4.6% | 2.9% | −1.6 pts | −2,991 sh | −40% |
| Increased | AMAZON.COM INC (AMZN) | 1.9% | 4.6% | +2.7 pts | +12,750 sh | +68% |
| Reduced | ADVANCED MICRO DEVICES INC. (AMD) | 3.3% | 4.2% | +0.9 pts | −13,021 sh | −30% |
| Increased | ISHARES RUSSELL 2000 (IWM) | 2.6% | 4.9% | +2.3 pts | +6,754 sh | +54% |
| New | DIREXION SHARES ETF TRUST-DIRE (TZA) | — | 1.7% | +1.7 pts | +38,096 sh | new |
| Increased | BOOKING HOLDINGS INC. (BKNG) | 0.4% | 2.1% | +1.8 pts | +418 sh | +281% |
| New | OCCIDENTAL PETROLEUM CORP (OXY) | — | 1.5% | +1.5 pts | +16,621 sh | new |
| New | GOLDMAN SACHS GROUP INC.(THE) (GS) | — | 1.4% | +1.4 pts | +2,997 sh | new |
| Increased | ISHARES GOLD TRUST (IAU) | 2.5% | 4.6% | +2.1 pts | +25,587 sh | +42% |
| New | JPMORGAN CHASE & CO (JPM) | — | 1.3% | +1.3 pts | +7,085 sh | new |
| Reduced | BIOGEN INC. (BIIB) | 1.4% | 0.4% | −1.0 pts | −3,241 sh | −74% |
| Reduced | ALPHABET INC. (GOOGL) | 3.6% | 3.8% | +0.2 pts | −8,597 sh | −25% |
| Exited | GENERAL MILLS INC (GIS) | 1.2% | — | −1.2 pts | −12,300 sh | −100% |
| Exited | WYNN RESORTS LIMITED (WYNN) | 1.2% | — | −1.2 pts | −12,268 sh | −100% |
| New | COMERICA INCORPORATED (CMA) | — | 1.2% | +1.2 pts | +18,891 sh | new |
| Exited | CATERPILLAR INC (DELAWARE) (CAT) | 1.1% | — | −1.1 pts | −3,970 sh | −100% |
| Increased | ASML HOLDING N.V. (ASML) | 1.6% | 3.4% | +1.8 pts | +1,116 sh | +47% |
| Reduced | ISHARES CORE S&P 500 ETF (IVV) | 1.8% | 1.2% | −0.6 pts | −1,828 sh | −47% |
| New | GE HEALTHCARE TECHNOLOGIES INC (GEHC) | — | 1.1% | +1.1 pts | +9,132 sh | new |
| New | TARGET CORPORATION (TGT) | — | 1.0% | +1.0 pts | +4,303 sh | new |
| Exited | LOCKHEED MARTIN CORPORATION (LMT) | 1.0% | — | −1.0 pts | −1,726 sh | −100% |
| Exited | SPDR PORTFOLIO LONG (SPTL) | 0.9% | — | −0.9 pts | −26,581 sh | −100% |
| Exited | SALESFORCE INC (CRM) | 0.9% | — | −0.9 pts | −5,643 sh | −100% |
| New | JOHNSON & JOHNSON (JNJ) | — | 0.9% | +0.9 pts | +3,991 sh | new |
| Exited | MERCK & CO. INC. (MRK) | 0.8% | — | −0.8 pts | −6,422 sh | −100% |
| Increased | BOEING COMPANY (BA) | 1.1% | 2.2% | +1.2 pts | +2,699 sh | +58% |
| Increased | CITIGROUP INC. (C) | 0.5% | 1.4% | +0.9 pts | +11,396 sh | +122% |
| Exited | VALERO ENERGY CORPORATION (VLO) | 0.8% | — | −0.8 pts | −5,011 sh | −100% |
| Increased | JD.COM INC. (JD) | 0.6% | 1.3% | +0.7 pts | +11,530 sh | +133% |
| Exited | ENERGY SELECT SECTOR SPDR FUND (XLE) | 0.7% | — | −0.7 pts | −6,368 sh | −100% |
| New | QUALCOMM INC (QCOM) | — | 0.7% | +0.7 pts | +3,645 sh | new |
| Exited | AMGEN INC. (AMGN) | 0.7% | — | −0.7 pts | −2,103 sh | −100% |
| Exited | PAYPAL HOLDINGS INC. (PYPL) | 0.6% | — | −0.6 pts | −7,563 sh | −100% |
| Exited | EXXON MOBIL CORPORATION (XOM) | 0.6% | — | −0.6 pts | −4,670 sh | −100% |
The 50 largest of 112 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 47.3% of the equity book
Changes in the top 10 this quarter: SQQQ entered · AMZN entered · GE entered · TLT entered · LLY entered · ASML entered · UNP left · QQQ left · VOO left · ELV left · GOOG left · MRNA left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | PROSHARES TRUST - PROSHARES UL (SQQQ) | 0.5% | 9.3% | Entered the top 10 |
| 2 | ISHARES RUSSELL 2000 (IWM) | 2.6% | 4.9% | |
| 3 | AMAZON.COM INC (AMZN) | 1.9% | 4.6% | Entered the top 10 |
| 4 | ISHARES GOLD TRUST (IAU) | 2.5% | 4.6% | |
| 5 | GENERAL ELECTRIC COMPANY (GE) | 0.6% | 4.4% | Entered the top 10 |
| 6 | ISHARES 20 YEAR (TLT) | 0.9% | 4.3% | Entered the top 10 |
| 7 | ADVANCED MICRO DEVICES INC. (AMD) | 3.3% | 4.2% | |
| 8 | ELI LILLY & CO (LLY) | 0.5% | 3.9% | Entered the top 10 |
| 9 | ALPHABET INC. (GOOGL) | 3.6% | 3.8% | |
| 10 | ASML HOLDING N.V. (ASML) | 1.6% | 3.4% | Entered the top 10 |
| — | UNION PACIFIC CORP. (UNP) | 13.7% | 1.2% | Left the top 10 |
| — | INVESCO QQQ TRUST ETF SERIES (QQQ) | 10.2% | 0.0% | Left the top 10 |
| — | VANGUARD S&P 500 (VOO) | 7.9% | 0.0% | Left the top 10 |
| — | ELEVANCE HEALTH INC (ELV) | 4.6% | 2.9% | Left the top 10 |
| — | ALPHABET INC. (GOOG) | 2.7% | 1.5% | Left the top 10 |
| — | MODERNA INC. (MRNA) | 2.5% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | SPY (SPY) | Call | 337K | 3.92M | $1.6B |
| Increased | SPY (SPY) | Put | 272K | 3.21M | $1.31B |
| Increased | QQQ (QQQ) | Put | 30,800 | 116K | $37.2M |
| Reduced | TSLA (TSLA) | Call | 287K | 278K | $57.7M |
| Increased | NVDA (NVDA) | Call | 64,300 | 88,100 | $24.5M |
| Reduced | UNP (UNP) | Put | 66,000 | 7,800 | $1.57M |
| Increased | CRM (CRM) | Call | 9,800 | 55,600 | $11.1M |
| Increased | QQQ (QQQ) | Call | 17,600 | 45,000 | $14.4M |
| Reduced | AAPL (AAPL) | Put | 151K | 63,300 | $10.4M |
| Increased | META (META) | Call | 70,900 | 77,900 | $16.5M |
| Reduced | NVDA (NVDA) | Put | 75,900 | 67,800 | $18.8M |
| Increased | META (META) | Put | 25,900 | 49,200 | $10.4M |
| Reduced | TSLA (TSLA) | Put | 168K | 131K | $27.1M |
| Increased | FSLR (FSLR) | Call | 6,400 | 31,600 | $6.87M |
| Increased | GS (GS) | Put | 7,600 | 25,800 | $8.44M |
| Reduced | AAPL (AAPL) | Call | 251K | 163K | $26.8M |
| New | CMG (CMG) | Call | 0 | 3,300 | $5.64M |
| Reduced | COP (COP) | Call | 59,800 | 14,600 | $1.45M |
| Increased | AMD (AMD) | Put | 70,100 | 98,900 | $9.69M |
| Reduced | NOW (NOW) | Call | 14,800 | 1,300 | $604K |
| Increased | ASML (ASML) | Put | 4,500 | 11,000 | $7.49M |
| Increased | CAT (CAT) | Put | 8,500 | 30,800 | $7.05M |
| New | PEP (PEP) | Call | 0 | 27,200 | $4.96M |
| Reduced | ELV (ELV) | Put | 16,700 | 8,200 | $3.77M |
| Reduced | MSFT (MSFT) | Call | 87,700 | 56,400 | $16.3M |