Winch Advisory Services LLC's Q3 2026 13F: 16 new positions, 12 exits

Form 13F-HR for the quarter ended Sep 30, 2026 · filed Nov 6, 2026 · 560 reported positions · accession 0001580642-26-007561

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Increased GOLDMAN SACHS ACCESS TREASURY 0-1YR ETF (GBIL) 2.5% 2.6% +0.2 pts +11,506 sh +10%
Reduced NVIDIA CORP (NVDA) 7.8% 8.5% +0.7 pts −4,706 sh −3%
Reduced APPLE INC (AAPL) 6.3% 7.0% +0.7 pts −2,045 sh −2%
Reduced STATE STREET SPDR PORTFOLIO AGGREGATE BOND ETF (SPAB) 0.5% 0.3% −0.1 pts −19,918 sh −23%
Reduced MARVELL TECHNOLOGY INC (MRVL) 1.9% 1.6% −0.3 pts −1,653 sh −5%
Reduced AMAZON.COM INC (AMZN) 3.9% 3.9% 0.0 pts −1,581 sh −2%
Reduced ALPHABET INC CL C (GOOG) 4.3% 4.0% −0.3 pts −1,125 sh −2%
Increased VANGUARD INTERMEDIATE TERM CORP BOND ETF (VCIT) 5.6% 5.3% −0.3 pts +4,506 sh +1%
Increased JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF (JEPQ) 0.0% 0.1% +0.1 pts +4,950 sh +158%
Increased VANGUARD S&P 500 INDEX ETF (VOO) 0.2% 0.2% +0.1 pts +419 sh +38%
Increased SPACE EXPLORATION TECHNOLOGIES CORP CL A (SPCX) 0.1% 0.1% 0.0 pts +1,772 sh +101%
Reduced MICROSOFT CORP (MSFT) 3.2% 4.2% +1.0 pts −499 sh −1%
Increased ISHARES BROAD USD HIGH YIELD CORPORATE BD ETF (USHY) 0.2% 0.2% 0.0 pts +6,662 sh +26%
New INVESCO NASDAQ 100 ETF (QQQM) — 0.0% 0.0 pts +752 sh new
Increased CAPITAL GROUP FIXED INCOME U S MULTI SECTOR INCOME ETF (CGMS) 4.5% 4.3% −0.2 pts +8,591 sh +1%
Increased VANGUARD MORNINGSTAR GROWTH ETF (VUG) 0.5% 0.5% +0.1 pts +2,423 sh +10%
Reduced ISHARES 0-1 YEAR TREASURY BOND ETF (SHV) 2.3% 2.2% −0.1 pts −1,939 sh −2%
Increased STATE STREET SPDR S&P 500 ETF (SPY) 1.3% 1.3% 0.0 pts +274 sh +3%
Reduced STATE STREET SPDR PORT S&P 1500 COMPOSITE STOCK MARKET ETF (SPTM) 11.3% 11.1% −0.1 pts −2,139 sh 0%
Reduced VISA INC CL A (V) 1.3% 1.3% 0.0 pts −542 sh −3%
Reduced JPMORGAN CHASE & CO (JPM) 1.6% 1.5% −0.1 pts −585 sh −2%
New GOLDMAN SACHS MUNICIPAL INCOME ETF (GMUB) — 0.0% 0.0 pts +3,007 sh new
Increased STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORP BOND ETF (SPIB) 0.5% 0.5% 0.0 pts +4,542 sh +6%
Reduced STATE STREET SPDR BLOOMBERG 1-3 MTH T-BILL ETF (BIL) 4.7% 4.5% −0.1 pts −1,471 sh −1%
Reduced CITIGROUP INC (C) 1.0% 0.9% −0.1 pts −1,028 sh −3%
Reduced META PLATFORMS INC CL A (META) 0.9% 1.1% +0.2 pts −156 sh −2%
Reduced JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI) 0.1% 0.1% 0.0 pts −1,679 sh −22%
Increased VANGUARD SHORT TERM TREASURY ETF (VGSH) 6.1% 5.9% −0.2 pts +1,522 sh 0%
Reduced BERKSHIRE HATHAWAY INC CL B (BRK-B) 2.6% 2.5% −0.1 pts −175 sh −1%
Reduced STRYKER CORP (SYK) 0.9% 0.8% −0.2 pts −282 sh −2%
Increased INVESCO QQQ ETF (QQQ) 1.7% 1.6% 0.0 pts +103 sh +1%
Increased VERIZON COMMUNICATIONS INC (VZ) 0.4% 0.4% 0.0 pts +1,545 sh +3%
Reduced SALESFORCE INC (CRM) 0.4% 0.6% +0.2 pts −294 sh −2%
Increased VANGUARD HIGH DIVIDEND YIELD ETF (VYM) 0.1% 0.1% 0.0 pts +412 sh +19%
Increased PFIZER INC (PFE) 0.1% 0.1% 0.0 pts +2,100 sh +12%
Reduced 3M COMPANY (MMM) 0.1% 0.1% 0.0 pts −327 sh −12%
Reduced COCA-COLA COMPANY (KO) 0.5% 0.5% 0.0 pts −591 sh −2%
Reduced EBAY INC (EBAY) 0.4% 0.3% 0.0 pts −452 sh −3%
Increased ASML HOLDING NV NY REGISTRY SHS NEW 2012 (ASML) 0.5% 0.4% 0.0 pts +26 sh +2%
Reduced NETFLIX INC (NFLX) 0.8% 0.8% 0.0 pts −668 sh −1%
Reduced GOLDMAN SACHS PHYSICAL GOLD ETF (AAAU) 1.2% 1.2% 0.0 pts −1,037 sh −1%
Reduced TEXAS INSTRUMENTS INC (TXN) 0.4% 0.3% 0.0 pts −147 sh −2%
Reduced WALT DISNEY CO (DIS) 0.3% 0.3% 0.0 pts −389 sh −2%
Increased STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF (XLY) 0.0% 0.0% 0.0 pts +365 sh +329%
Increased NEXTERA ENERGY INC (NEE) 0.1% 0.1% 0.0 pts +485 sh +6%
New ISHARES RUSSELL MID CAP ETF (IWR) — 0.0% 0.0 pts +341 sh new
Exited TOPBUILD CORP (BLD) 0.0% — 0.0 pts −100 sh −100%
Increased STATE STREET HEALTHCARE SELECT SECTOR SPDR ETF (XLV) 0.0% 0.0% 0.0 pts +213 sh +38%
Increased BROADCOM INC (AVGO) 0.1% 0.1% 0.0 pts +97 sh +5%
Reduced RTX CORP (RTX) 0.5% 0.4% 0.0 pts −174 sh −1%

The 50 largest of 305 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

Top 10 positions — 58.7% of the equity book

No changes in the top 10 this quarter

# Security Weight before Weight now
1 STATE STREET SPDR PORT S&P 1500 COMPOSITE STOCK MARKET ETF (SPTM) 11.3% 11.1%
2 NVIDIA CORP (NVDA) 7.8% 8.5%
3 APPLE INC (AAPL) 6.3% 7.0%
4 VANGUARD SHORT TERM TREASURY ETF (VGSH) 6.1% 5.9%
5 VANGUARD INTERMEDIATE TERM CORP BOND ETF (VCIT) 5.6% 5.3%
6 STATE STREET SPDR BLOOMBERG 1-3 MTH T-BILL ETF (BIL) 4.7% 4.5%
7 CAPITAL GROUP FIXED INCOME U S MULTI SECTOR INCOME ETF (CGMS) 4.5% 4.3%
8 MICROSOFT CORP (MSFT) 3.2% 4.2%
9 ALPHABET INC CL C (GOOG) 4.3% 4.0%
10 AMAZON.COM INC (AMZN) 3.9% 3.9%

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).

Option positions (puts and calls)

Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.

Activity Security Type Shares before Shares now Reported value
New CALL NVIDIA CORP $265 EXP 01/15/27 Call 0 5 $3.15K