WEST BANCORPORATION INC's Q3 2022 13F: 14 new positions, 38 exits
Form 13F-HR for the quarter ended Sep 30, 2022 · filed Oct 14, 2022 · 253 reported positions · accession 0001166928-22-000098
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | American Equity Investment Life Holding CO (ANG-PD) | 11.6% | 11.2% | −0.4 pts | −46,700 sh | −10% |
| Increased | Vanguard Index Funds S&p 500 ETF (VOO) | 1.1% | 2.0% | +0.9 pts | +3,781 sh | +84% |
| Increased | Vanguard High Dividend Yield ETF (VYM) | 2.5% | 3.2% | +0.6 pts | +9,400 sh | +26% |
| Increased | ISHARES Russell Mid-Cap Value ETF (IWS) | 0.8% | 1.2% | +0.5 pts | +6,657 sh | +62% |
| Reduced | Microsoft Corp (MSFT) | 2.8% | 2.2% | −0.6 pts | −2,624 sh | −17% |
| Increased | Schwab US Dividend Equity ETF (SCHD) | 0.0% | 0.4% | +0.4 pts | +8,578 sh | +6498% |
| Increased | Vanguard Dividend Appreciation ETF (VIG) | 0.6% | 1.0% | +0.4 pts | +4,035 sh | +74% |
| Reduced | Philip Morris International INC (PM) | 0.5% | 0.1% | −0.5 pts | −6,406 sh | −83% |
| Increased | ISHARES Russell 2000 Value (IWN) | 0.8% | 1.2% | +0.4 pts | +4,062 sh | +50% |
| Increased | Vanguard Index Funds Vanguard Value ETF (VTV) | 1.5% | 1.8% | +0.4 pts | +4,053 sh | +25% |
| Increased | Wisdomtree US Mid Cap Dividend ETF (DON) | 1.5% | 1.8% | +0.3 pts | +10,127 sh | +18% |
| Increased | ISHARES Russell 1000 Growth ETF (IWF) | 4.6% | 4.9% | +0.3 pts | +1,393 sh | +5% |
| Exited | Caterpillar INC (CAT) | 0.2% | — | −0.2 pts | −1,470 sh | −100% |
| Reduced | Walmart INC (WMT) | 0.2% | 0.1% | −0.2 pts | −1,926 sh | −72% |
| Reduced | Eog Resources INC (EOG) | 0.4% | 0.2% | −0.1 pts | −2,069 sh | −46% |
| Increased | Russell 1000 Value Ishare ETF (IWD) | 5.9% | 6.0% | +0.1 pts | +1,679 sh | +3% |
| Exited | Constellation Brands INC (STZ) | 0.2% | — | −0.2 pts | −993 sh | −100% |
| New | Copart INC (CPRT) | — | 0.1% | +0.1 pts | +1,779 sh | new |
| Increased | Raytheon Technologies Corp (RTX) | 0.0% | 0.2% | +0.1 pts | +2,239 sh | +443% |
| New | Lululemon Athletica INC (LULU) | — | 0.1% | +0.1 pts | +654 sh | new |
| Increased | Invesco S&p 500 Eql Wght Etf Invsc S P Equal Weight (RSP) | 0.2% | 0.4% | +0.1 pts | +1,346 sh | +57% |
| Reduced | Chubb Ltd (CB) | 0.2% | 0.1% | −0.1 pts | −930 sh | −52% |
| Exited | Salesforce.com INC (CRM) | 0.1% | — | −0.1 pts | −1,030 sh | −100% |
| New | Ishares Gold Trust Etf (IAU) | — | 0.1% | +0.1 pts | +4,951 sh | new |
| Reduced | Altria Group INC (MO) | 0.3% | 0.2% | −0.1 pts | −3,787 sh | −34% |
| Increased | Spdr S&p Dividend Etf (SDY) | 0.7% | 0.8% | +0.1 pts | +1,295 sh | +15% |
| Reduced | Abbvie INC (ABBV) | 0.8% | 0.6% | −0.2 pts | −1,046 sh | −14% |
| Increased | ISHARES Russell Midcap ETF (IWR) | 5.4% | 5.5% | +0.2 pts | +2,196 sh | +2% |
| New | Humana INC (HUM) | — | 0.1% | +0.1 pts | +277 sh | new |
| Increased | Exxon Mobil Corp (XOM) | 0.0% | 0.1% | +0.1 pts | +1,486 sh | +688% |
| Exited | Reliance Stl & Alum Co (RS) | 0.1% | — | −0.1 pts | −796 sh | −100% |
| Reduced | Apple INC (AAPL) | 1.8% | 1.8% | 0.0 pts | −905 sh | −5% |
| New | Vici Properties INC Pptys (VICI) | — | 0.1% | +0.1 pts | +4,111 sh | new |
| Exited | Mosaic Co (MOS) | 0.1% | — | −0.1 pts | −2,726 sh | −100% |
| New | Bath & Body Works INC (BBWI) | — | 0.1% | +0.1 pts | +3,523 sh | new |
| Reduced | Abbott Laboratories (ABT) | 0.8% | 0.6% | −0.1 pts | −1,121 sh | −11% |
| Reduced | Vanguard Sht-term Inflation-protected Sec Idx Shrt Inf Prot Index Etf (VTIP) | 2.5% | 2.4% | 0.0 pts | −2,179 sh | −3% |
| Reduced | Merck & CO INC (MRK) | 0.8% | 0.7% | −0.1 pts | −939 sh | −7% |
| Increased | Wisdomtree US Smallcap Dividend Fund Etf (DES) | 1.2% | 1.2% | 0.0 pts | +3,111 sh | +5% |
| Reduced | Alphabet INC (GOOG) | 0.5% | 0.4% | −0.1 pts | −811 sh | −12% |
| Reduced | S&p Global INC (SPGI) | 0.2% | 0.1% | −0.1 pts | −243 sh | −33% |
| Exited | ISHARES Barclays Aggregate Bond Fund ETN (AGG) | 0.0% | — | 0.0 pts | −678 sh | −100% |
| Reduced | Costco Wholesale Corp (COST) | 0.7% | 0.7% | 0.0 pts | −132 sh | −6% |
| Exited | Hartford Financial Services Group INC Grup (HIG) | 0.0% | — | 0.0 pts | −1,000 sh | −100% |
| Reduced | Unitedhealth Group INC Grp (UNH) | 0.3% | 0.3% | 0.0 pts | −121 sh | −15% |
| New | Shell Plc ADR Each Rep 2 (SHEL) | — | 0.0% | 0.0 pts | +1,210 sh | new |
| Exited | Williams Companies INC (WMB) | 0.0% | — | 0.0 pts | −2,000 sh | −100% |
| Reduced | West Bancorporation INC (WTBA) | 6.9% | 6.2% | −0.7 pts | −2,800 sh | −1% |
| Reduced | ISHARES Russell 2000 Index Fd ETF (IWM) | 2.6% | 2.6% | 0.0 pts | −343 sh | −2% |
| Reduced | Amazon.com INC (AMZN) | 0.2% | 0.2% | 0.0 pts | −492 sh | −15% |
The 50 largest of 157 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 48.4% of the equity book
Changes in the top 10 this quarter: VTIP entered · MSFT left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | American Equity Investment Life Holding CO (ANG-PD) | 11.6% | 11.2% | |
| 2 | West Bancorporation INC (WTBA) | 6.9% | 6.2% | |
| 3 | Russell 1000 Value Ishare ETF (IWD) | 5.9% | 6.0% | |
| 4 | ISHARES Russell Midcap ETF (IWR) | 5.4% | 5.5% | |
| 5 | ISHARES Russell 1000 Growth ETF (IWF) | 4.6% | 4.9% | |
| 6 | Spdr S&p 500 Etf Trust (SPY) | 3.3% | 3.3% | |
| 7 | Vanguard High Dividend Yield ETF (VYM) | 2.5% | 3.2% | |
| 8 | ISHARES Core S&P 500 ETF (IVV) | 3.1% | 3.2% | |
| 9 | ISHARES Russell 2000 Index Fd ETF (IWM) | 2.6% | 2.6% | |
| 10 | Vanguard Sht-term Inflation-protected Sec Idx Shrt Inf Prot Index Etf (VTIP) | 2.5% | 2.4% | Entered the top 10 |
| — | Microsoft Corp (MSFT) | 2.8% | 2.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).