WEATHERLY ASSET MANAGEMENT L P's Q3 2023 13F: 8 new positions, 5 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Oct 10, 2023 · 177 reported positions · accession 0000934745-23-000008
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | FIDELITY MERRIMACK STR TR (FBND) | 0.8% | 1.3% | +0.5 pts | +94,135 sh | +60% |
| Reduced | APPLE INC (AAPL) | 9.2% | 8.1% | −1.1 pts | −10,778 sh | −3% |
| Increased | ARISTA NETWORKS INC (ANET) | 0.0% | 0.1% | +0.1 pts | +4,650 sh | +347% |
| Reduced | NVIDIA CORPORATION (NVDA) | 1.0% | 1.0% | 0.0 pts | −1,747 sh | −9% |
| Increased | FIDELITY COVINGTON TRUST (FHLC) | 1.1% | 1.2% | +0.1 pts | +11,450 sh | +8% |
| Reduced | MICROSOFT CORP (MSFT) | 4.4% | 4.1% | −0.3 pts | −2,131 sh | −2% |
| Increased | VANGUARD WHITEHALL FDS (VIGI) | 1.6% | 1.6% | 0.0 pts | +7,733 sh | +4% |
| Increased | SSGA ACTIVE ETF TR (TOTL) | 2.1% | 2.1% | 0.0 pts | +13,276 sh | +3% |
| Reduced | QUEST DIAGNOSTICS INC (DGX) | 0.5% | 0.4% | −0.1 pts | −4,160 sh | −13% |
| Reduced | AMAZON COM INC (AMZN) | 3.7% | 3.6% | −0.1 pts | −3,600 sh | −1% |
| Reduced | INVESCO ACTIVELY MANAGED ETF (GSY) | 0.2% | 0.2% | 0.0 pts | −8,551 sh | −21% |
| New | VANGUARD INDEX FDS (VTV) | — | 0.0% | 0.0 pts | +2,994 sh | new |
| New | VANGUARD MUN BD FDS (VTEB) | — | 0.0% | 0.0 pts | +8,250 sh | new |
| Reduced | ELI LILLY & CO (LLY) | 16.6% | 19.5% | +2.8 pts | −732 sh | 0% |
| Exited | NUVASIVE INC (NUVA) | 0.0% | — | 0.0 pts | −9,389 sh | −100% |
| New | VANGUARD STAR FDS (VXUS) | — | 0.0% | 0.0 pts | +7,108 sh | new |
| Reduced | ADOBE INC (ADBE) | 1.8% | 1.9% | +0.1 pts | −697 sh | −2% |
| New | VANGUARD INDEX FDS (VUG) | — | 0.0% | 0.0 pts | +1,261 sh | new |
| New | GLOBUS MED INC (GMED) | — | 0.0% | 0.0 pts | +6,693 sh | new |
| Reduced | UNITEDHEALTH GROUP INC (UNH) | 0.8% | 0.9% | 0.0 pts | −655 sh | −4% |
| Reduced | SPDR SER TR (XBI) | 1.7% | 1.5% | −0.2 pts | −4,272 sh | −2% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 0.9% | 0.9% | −0.1 pts | −1,956 sh | −4% |
| Reduced | NETFLIX INC (NFLX) | 2.7% | 2.3% | −0.4 pts | −775 sh | −1% |
| Increased | PROCTER AND GAMBLE CO (PG) | 0.9% | 1.0% | 0.0 pts | +1,897 sh | +4% |
| Reduced | HOME DEPOT INC (HD) | 1.5% | 1.5% | 0.0 pts | −906 sh | −2% |
| Reduced | CYBERARK SOFTWARE LTD (CYBR) | 1.1% | 1.2% | +0.1 pts | −1,630 sh | −3% |
| Increased | ALBEMARLE CORP (ALB) | 0.2% | 0.2% | 0.0 pts | +1,510 sh | +25% |
| Reduced | COSTCO WHSL CORP NEW (COST) | 1.9% | 2.0% | +0.1 pts | −438 sh | −1% |
| New | MARATHON PETE CORP (MPC) | — | 0.0% | 0.0 pts | +1,544 sh | new |
| Reduced | SHELL PLC (SHEL) | 0.4% | 0.4% | 0.0 pts | −3,619 sh | −6% |
| Exited | SPLUNK INC (SPLK) | 0.0% | — | 0.0 pts | −2,127 sh | −100% |
| New | PIMCO ETF TR (SMMU) | — | 0.0% | 0.0 pts | +4,500 sh | new |
| Increased | TOTALENERGIES SE (TTE) | 0.4% | 0.5% | +0.1 pts | +3,185 sh | +6% |
| Increased | ASML HOLDING N V (ASML) | 0.8% | 0.7% | −0.1 pts | +358 sh | +4% |
| New | HONDA MOTOR LTD (HMC) | — | 0.0% | 0.0 pts | +6,256 sh | new |
| Reduced | AT&T INC (T) | 0.3% | 0.3% | 0.0 pts | −13,645 sh | −8% |
| Reduced | INVESCO EXCH TRADED FD TR II (CGW) | 2.9% | 2.7% | −0.2 pts | −4,397 sh | −1% |
| Exited | ALASKA AIR GROUP INC (ALK) | 0.0% | — | 0.0 pts | −3,894 sh | −100% |
| Exited | YUM BRANDS INC (YUM) | 0.0% | — | 0.0 pts | −1,489 sh | −100% |
| Exited | AGCO CORP (AGCO) | 0.0% | — | 0.0 pts | −1,550 sh | −100% |
| Increased | J P MORGAN EXCHANGE TRADED F (JPST) | 2.2% | 2.3% | +0.1 pts | +3,625 sh | +1% |
| Reduced | INTUIT (INTU) | 0.1% | 0.1% | 0.0 pts | −340 sh | −16% |
| Increased | GENERAL DYNAMICS CORP (GD) | 0.6% | 0.7% | +0.1 pts | +744 sh | +3% |
| Reduced | CHEVRON CORP NEW (CVX) | 0.5% | 0.5% | 0.0 pts | −965 sh | −4% |
| Reduced | PALO ALTO NETWORKS INC (PANW) | 0.5% | 0.4% | 0.0 pts | −691 sh | −4% |
| Reduced | J P MORGAN EXCHANGE TRADED F (JMST) | 3.5% | 3.5% | 0.0 pts | −3,174 sh | −1% |
| Increased | DEERE & CO (DE) | 0.4% | 0.4% | 0.0 pts | +395 sh | +5% |
| Reduced | TRANE TECHNOLOGIES PLC (TT) | 0.3% | 0.3% | 0.0 pts | −715 sh | −5% |
| Increased | FORTINET INC (FTNT) | 1.1% | 0.9% | −0.2 pts | +2,425 sh | +2% |
| Reduced | KIMBERLY-CLARK CORP (KMB) | 0.3% | 0.2% | 0.0 pts | −1,165 sh | −6% |
The 50 largest of 156 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 50.2% of the equity book
Changes in the top 10 this quarter: COST entered · WM left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ELI LILLY & CO (LLY) | 16.6% | 19.5% | |
| 2 | APPLE INC (AAPL) | 9.2% | 8.1% | |
| 3 | MICROSOFT CORP (MSFT) | 4.4% | 4.1% | |
| 4 | AMAZON COM INC (AMZN) | 3.7% | 3.6% | |
| 5 | J P MORGAN EXCHANGE TRADED F (JMST) | 3.5% | 3.5% | |
| 6 | INVESCO EXCH TRADED FD TR II (CGW) | 2.9% | 2.7% | |
| 7 | NETFLIX INC (NFLX) | 2.7% | 2.3% | |
| 8 | J P MORGAN EXCHANGE TRADED F (JPST) | 2.2% | 2.3% | |
| 9 | SSGA ACTIVE ETF TR (TOTL) | 2.1% | 2.1% | |
| 10 | COSTCO WHSL CORP NEW (COST) | 1.9% | 2.0% | Entered the top 10 |
| — | WASTE MGMT INC DEL (WM) | 2.1% | 1.9% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).