WEALTH EFFECTS LLC
Q3 2023 Form 13-F
BOSTON, MASSACHUSETTS
CIK 0001907254
· CRD 315244
· SEC-registered investment adviser
$202.5M Reported Value Total
WEALTH EFFECTS reports 914 total accounts under management (AUM). There are 914 discretionary accounts valued at $300,327,000, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-02-13
Reported value
$202.5M
Quarter over quarter
-12.1%
Holdings
197
Top-10 concentration
43.1%
Key People
Form ADV owners & control persons
William Anthony Liberti
CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | October 16, 2023 |
| Form | 13F-HR |
| Reported value | $202.5M |
| Positions | 197 |
| Change in reported value | -10.9% |
| New positions | 6 |
| Exited positions | 11 |
| Position turnover | 8.2% |
| Top-10 concentration | 43.1% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 23, 2026
|
250 | $369.5M |
|
Q2 2026 13F
Filed Aug 6, 2026
|
256 | $370.5M |
|
Q1 2026 13F
Filed Apr 21, 2026
|
237 | $282.2M |
|
Q4 2025 13F
Filed Jan 26, 2026
|
217 | $319.7M |
|
Q3 2025 13F
Filed Oct 28, 2025
|
217 | $311.0M |
|
Q2 2025 13F
Filed Jul 15, 2025
|
205 | $267.3M |
|
Q1 2025 13F
Filed Apr 23, 2025
|
198 | $238.1M |
|
Q4 2024 13F
Filed Jan 22, 2025
|
212 | $281.5M |
|
Q3 2024 13F
Filed Oct 21, 2024
|
217 | $285.4M |
|
Q2 2024 13F
Filed Aug 2, 2024
|
209 | $275.9M |
|
Q1 2024 13F
Filed Apr 22, 2024
|
217 | $271.1M |
|
Q4 2023 13F
Filed Jan 29, 2024
|
227 | $266.0M |
|
Q3 2023 13F
Filed Oct 16, 2023
|
197 | $202.5M |
|
Q2 2023 13F
Filed Jul 18, 2023
|
202 | $227.2M |
|
Q1 2023 13F
Filed May 4, 2023
|
198 | $195.3M |
|
Q4 2022 13F
Filed Feb 2, 2023
|
191 | $175.2M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
183 | $163.5M |
|
Q2 2022 13F
Filed Aug 3, 2022
|
189 | $166.2M |
|
Q1 2022 13F
Filed May 16, 2022
|
204 | $214.2M |
|
Q4 2021 13F
Filed Feb 9, 2022
|
215 | $240.9M |
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AVDL AVADEL PHARMACEUTICALS PLC | $24.8M | 12.25% |
| 2 | AAPL APPLE INC | $15.4M | 7.61% |
| 3 | NVDA NVIDIA CORPORATION | $10.4M | 5.14% |
| 4 | AMZN AMAZON COM INC | $7.3M | 3.59% |
| 5 | MSFT MICROSOFT CORP | $6.4M | 3.15% |
| 6 | VTI VANGUARD INDEX FDS | $5.7M | 2.82% |
| 7 | ARWR ARROWHEAD PHARMACEUTICALS IN | $4.4M | 2.19% |
| 8 | JPM JPMORGAN CHASE & CO | $4.3M | 2.14% |
| 9 | GOOGL ALPHABET INC | $4.3M | 2.13% |
| 10 | META META PLATFORMS INC | $4.1M | 2.03% |
| 11 | TTD THE TRADE DESK INC | $3.9M | 1.94% |
| 12 | BX BLACKSTONE INC | $3.0M | 1.49% |
| 13 | IVV ISHARES TR | $2.2M | 1.11% |
| 14 | CVX CHEVRON CORP NEW | $2.0M | 1.0% |
| 15 | JEPI J P MORGAN EXCHANGE TRADED F | $1.9M | 0.96% |
| 16 | PFE PFIZER INC | $1.9M | 0.93% |
| 17 | ITOT ISHARES TR | $1.9M | 0.92% |
| 18 | ABBV ABBVIE INC | $1.8M | 0.88% |
| 19 | LMBS FIRST TR EXCHANGE-TRADED FD | $1.7M | 0.85% |
| 20 | TSLA TESLA INC | $1.7M | 0.82% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.