VIMA LLC's Q1 2024 13F: 101 new positions, 77 exits
Form 13F-HR for the quarter ended Mar 31, 2024 · filed May 17, 2024 · 441 reported positions · accession 0002012155-24-000003 · Amended
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | INNOVATOR EQUITY DEFINED | — | 57.5% | +57.5 pts | +11,479 sh | new |
| Exited | APPLE INC COM (AAPL) | 5.0% | — | −5.0 pts | −11,282 sh | −100% |
| Exited | BERKSHIRE HATHAWAY INC DEL CL B NEW | 2.6% | — | −2.6 pts | −3,152 sh | −100% |
| Exited | FIRST TR EXCHANGE-TRADED FD VIII FT VEST U S EQUITY ENHANCE & EQUITY ETF NOVEMBER (XNOV) | 2.1% | — | −2.1 pts | −29,636 sh | −100% |
| Exited | INNOVATOR ETFS TR PREM INCOME 30 BARRIER ETF APRIL (APRJ) | 1.8% | — | −1.8 pts | −32,139 sh | −100% |
| Reduced | ISHARES TR 20 YR TREAS BD ETF (TLT) | 3.0% | 0.0% | −3.0 pts | −13,144 sh | −100% |
| New | BERKSHIRE HATHAWAY INC DEL CL B NEW (BRK-B) | — | 1.6% | +1.6 pts | +3,065 sh | new |
| Exited | BLACKSTONE PRIVATE CREDIT FUND CLASS I | 1.5% | — | −1.5 pts | −24,971 sh | −100% |
| Exited | INNOVATOR ETFS TR U S SMALL CAP PWR BUFFER ETF APRIL (KAPR) | 1.4% | — | −1.4 pts | −20,798 sh | −100% |
| Reduced | DIGITALOCEAN HLDGS INC COM (DOCN) | 0.0% | 0.0% | 0.0 pts | −30,591 sh | −100% |
| New | FIRST TR EXCHANGE TRADED FD VIII FT VEST INTL EQUITY BUFFER ETF SEPTEMBER SEPTEMBER (YSEP) | — | 1.3% | +1.3 pts | +57,637 sh | new |
| Exited | FIRST TR EXCHANGE-TRADED FD IV VEST RISING DIVIDEND ACHIEVERS INCOME ETF (RDVI) | 1.2% | — | −1.2 pts | −22,660 sh | −100% |
| Exited | ANNALY CAP MGMT INC COM NEW | 1.2% | — | −1.2 pts | −26,854 sh | −100% |
| New | PROSHARES TR RS EFF (SPXU) | — | 1.1% | +1.1 pts | +68,200 sh | new |
| Increased | GABELLI DIVID & INCOME TR COM (GDV) | 0.3% | 1.0% | +0.7 pts | +34,438 sh | +563% |
| Exited | TERAWULF INC COM (WULF) | 0.8% | — | −0.8 pts | −144K sh | −100% |
| Increased | YIELDMAX NVDA OPTN INC (NVDA) | 3.2% | 1.5% | −1.7 pts | +2,785 sh | +99% |
| New | INNOVATOR ETFS TR U S SMALL CAP PWR BUFFER ETF JANUARY (KJAN) | — | 0.7% | +0.7 pts | +19,427 sh | new |
| Exited | FIRST TR EXCHANGE TRADED FD VIII FT VEST FD DEEP BUFFER ETF (BUFD) | 0.7% | — | −0.7 pts | −12,706 sh | −100% |
| New | INVESCO EXCHANGE TRADED FD TR II FTSE RAFI EMERGING MKTS ETF (PXH) | — | 0.6% | +0.6 pts | +30,645 sh | new |
| Exited | CIM REAL ESTATE FINANCE TRUST INC | 0.6% | — | −0.6 pts | −38,020 sh | −100% |
| New | ANNALY CAP MGMT INC COM NEW (NLY) | — | 0.6% | +0.6 pts | +24,960 sh | new |
| New | JOHN HANCOCK HEDGED EQUITY INCOME FD COM (HEQ) | — | 0.5% | +0.5 pts | +38,620 sh | new |
| Exited | ICAHN ENTERPRISES L P DEPOSITARY UNIT (IEP) | 0.4% | — | −0.4 pts | −9,739 sh | −100% |
| Exited | GOLDMAN SACHS GROUP INC COM (GS) | 0.3% | — | −0.3 pts | −376 sh | −100% |
| Reduced | RIOT PLATFORMS INC COM (RIOT) | 1.4% | 0.2% | −1.2 pts | −23,080 sh | −57% |
| Exited | ELEVANCE HEALTH INC COM | 0.3% | — | −0.3 pts | −243 sh | −100% |
| Reduced | MARATHON DIGITAL HLDGS INC COM (MARA) | 2.2% | 0.2% | −2.0 pts | −23,962 sh | −59% |
| Exited | DYNATRACE INC COM (DT) | 0.2% | — | −0.2 pts | −1,905 sh | −100% |
| New | VANGUARD GLOBAL MINIMUM VOLATILITY FUND ADMIRAL SHARES (VWOB) | — | 0.2% | +0.2 pts | +7,339 sh | new |
| Increased | VANECK ETF TR GOLD MINERS ETF (GDX) | 5.0% | 2.8% | −2.2 pts | +6,116 sh | +9% |
| Reduced | ISHARES TR U S TRANSN ETF FD (IYT) | 0.2% | 0.1% | −0.1 pts | −812 sh | −69% |
| Increased | VANGUARD MALVERN FDS SHORTTERM INFLATION PROTECTED SECS INDEX FD ETF SHS (VTIP) | 2.2% | 1.3% | −0.9 pts | +3,662 sh | +18% |
| Reduced | INVESCO EXCHANGE TRADED FD TR ETF (SPGP) | 5.0% | 2.0% | −3.0 pts | −1,880 sh | −8% |
| Reduced | ELLSWORTH GROWTH & INCOME FD LTD COM (ECF) | 2.1% | 0.9% | −1.2 pts | −18,586 sh | −16% |
| Exited | GOLDMAN SACHS ETF TR TR ACCESS INVT GRADE CORP BD ETF PRICING BASKET (GIGB) | 0.2% | — | −0.2 pts | −1,451 sh | −100% |
| Exited | ISHARES TR BROAD USD INBD ETFVT GRADE CORP BD ETF (USIG) | 0.2% | — | −0.2 pts | −130 sh | −100% |
| Reduced | FIRST TR EXCHANGE-TRADED FD VII ALT ABSOLUTE RETURN STRATEGY ETF (FAAR) | 2.1% | 1.0% | −1.1 pts | −4,457 sh | −14% |
| Exited | EATON CORPORATION PLC SHS ISIN IE00B8KQN827 (ETN) | 0.1% | — | −0.1 pts | −253 sh | −100% |
| Reduced | CBRE GLOBAL REAL ESTATE INCOME FD COM (IGR) | 0.9% | 0.3% | −0.6 pts | −21,788 sh | −29% |
| New | ELEVANCE HEALTH INC COM (ELV) | — | 0.1% | +0.1 pts | +243 sh | new |
| Reduced | AMAZON COM INC COM (AMZN) | 3.3% | 1.8% | −1.5 pts | −622 sh | −7% |
| Increased | INGLES MKTS INC CL A (IMKTA) | 0.0% | 0.1% | +0.1 pts | +1,242 sh | +2484% |
| Exited | MEDPACE HLDGS INC COM (MEDP) | 0.1% | — | −0.1 pts | −176 sh | −100% |
| Reduced | SPROUTS FMRS MKT INC COM (SFM) | 0.4% | 0.0% | −0.3 pts | −2,969 sh | −91% |
| Increased | ISHARES GOLD TR ISHARES NEW (IAU) | 2.4% | 1.3% | −1.1 pts | +2,686 sh | +10% |
| Exited | LAMB WESTON HLDGS INC COM (LW) | 0.1% | — | −0.1 pts | −460 sh | −100% |
| New | INVESCO MULTI ASSET INCOME FUND CLASS Y | — | 0.1% | +0.1 pts | +12,785 sh | new |
| Exited | SPDR SER TR PORTFOLIO S&P 600 SMALL CAP ETF (SPSM) | 0.1% | — | −0.1 pts | −1,169 sh | −100% |
| Exited | ALLIENT INC COM | 0.1% | — | −0.1 pts | −1,596 sh | −100% |
The 50 largest of 359 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- ISHARES TR US HEALTH CARE PROVIDERS ETF (IHF): 62 shares as filed last quarter, 62 after adjustment → 62 now (prior share count corrected for a stock split)
- WALMART INC COM (WMT): 28 shares as filed last quarter, 28 after adjustment → 28 now (prior share count corrected for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- OUSTER INC R S EFF (OUST): 68989M202 → 68989M103, 21 → 205 shares (share count changed with the identifier; not shown as a trade)
- XWELL INC (XWEL): 98420U802 → 98420U703, 100 → 2,000 shares (share count changed with the identifier; not shown as a trade)
- FLORA GROWTH CORP (FLGC): 339764201 → 339764102, 197 → 3,972 shares (share count changed with the identifier; not shown as a trade)
- STRONGHOLD DIGITAL MNG INC (SDIG): 86337R202 → 86337R103, 1,325 → 4,235 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 72.2% of the equity book
Changes in the top 10 this quarter: INNOVATOR EQUITY DEFINED entered · BRK-B entered · YSEP entered · SPXU entered · AAPL left · TLT left · BERKSHIRE HATHAWAY INC DEL CL B NEW left · BKLN left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | INNOVATOR EQUITY DEFINED | 0.0% | 57.5% | Entered the top 10 |
| 2 | VANECK ETF TR GOLD MINERS ETF (GDX) | 5.0% | 2.8% | |
| 3 | INVESCO EXCHANGE TRADED FD TR ETF (SPGP) | 5.0% | 2.0% | |
| 4 | AMAZON COM INC COM (AMZN) | 3.3% | 1.8% | |
| 5 | BERKSHIRE HATHAWAY INC DEL CL B NEW (BRK-B) | 0.0% | 1.6% | Entered the top 10 |
| 6 | YIELDMAX NVDA OPTN INC (NVDA) | 3.2% | 1.5% | |
| 7 | VANGUARD MALVERN FDS SHORTTERM INFLATION PROTECTED SECS INDEX FD ETF SHS (VTIP) | 2.2% | 1.3% | |
| 8 | FIRST TR EXCHANGE TRADED FD VIII FT VEST INTL EQUITY BUFFER ETF SEPTEMBER SEPTEMBER (YSEP) | 0.0% | 1.3% | Entered the top 10 |
| 9 | ISHARES GOLD TR ISHARES NEW (IAU) | 2.4% | 1.3% | |
| 10 | PROSHARES TR RS EFF (SPXU) | 0.0% | 1.1% | Entered the top 10 |
| — | APPLE INC COM (AAPL) | 5.0% | 0.0% | Left the top 10 |
| — | ISHARES TR 20 YR TREAS BD ETF (TLT) | 3.0% | 0.0% | Left the top 10 |
| — | BERKSHIRE HATHAWAY INC DEL CL B NEW | 2.6% | 0.0% | Left the top 10 |
| — | INVESCO EXCHANGE-TRADED FD TR II SR LN ETF (BKLN) | 2.2% | 1.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).