VAUGHAN & Co SECURITIES INC's Q4 2023 13F: 4 new positions, 1 exit
Form 13F-HR for the quarter ended Dec 31, 2023 · filed Jan 26, 2024 · 55 reported positions · accession 0000805870-24-000001
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | ISHARES TR (IWF) | 11.9% | 11.4% | −0.5 pts | −4,326 sh | −7% |
| New | DOW INC (DOW) | — | 0.5% | +0.5 pts | +13,755 sh | new |
| New | BROOKFIELD INFRASTRUCTURE CO (BIPC) | — | 0.5% | +0.5 pts | +20,323 sh | new |
| New | CHORD ENERGY CORPORATION (CHRD) | — | 0.5% | +0.5 pts | +4,180 sh | new |
| Reduced | ONEOK INC NEW (OKE) | 0.9% | 0.5% | −0.5 pts | −9,804 sh | −49% |
| Reduced | GOLDMAN SACHS ETF TR (GSLC) | 11.9% | 11.5% | −0.4 pts | −6,708 sh | −4% |
| Increased | ISHARES TR (ISCV) | 9.3% | 10.0% | +0.7 pts | +10,487 sh | +4% |
| Exited | NEW YORK CMNTY BANCORP INC (NYCBXXXX) | 0.4% | — | −0.4 pts | −43,697 sh | −100% |
| Increased | ISHARES TR (IWO) | 11.4% | 11.9% | +0.5 pts | +1,999 sh | +3% |
| Increased | ISHARES TR (HDV) | 10.7% | 10.3% | −0.4 pts | +4,757 sh | +3% |
| Reduced | ISHARES TR (IXN) | 4.7% | 4.7% | 0.0 pts | −6,376 sh | −6% |
| Reduced | CHENIERE ENERGY PARTNERS LP (CQP) | 0.6% | 0.2% | −0.4 pts | −7,929 sh | −55% |
| Increased | ISHARES TR (EFAV) | 5.9% | 5.8% | 0.0 pts | +4,472 sh | +4% |
| Reduced | BLACKSTONE INC (BX) | 0.6% | 0.5% | −0.1 pts | −2,300 sh | −30% |
| Increased | ISHARES INC (IEMG) | 6.9% | 6.8% | −0.1 pts | +5,422 sh | +3% |
| Reduced | WISDOMTREE TR (DES) | 2.0% | 1.9% | −0.1 pts | −8,036 sh | −8% |
| New | INVESCO QQQ TR (QQQ) | — | 0.2% | +0.2 pts | +608 sh | new |
| Increased | PFIZER INC (PFE) | 0.3% | 0.4% | +0.1 pts | +8,480 sh | +68% |
| Increased | TELUS CORPORATION (TU) | 0.4% | 0.5% | +0.1 pts | +12,781 sh | +43% |
| Increased | M & T BK CORP (MTB) | 0.3% | 0.4% | +0.1 pts | +1,579 sh | +53% |
| Reduced | ALTRIA GROUP INC (MO) | 0.5% | 0.3% | −0.2 pts | −5,073 sh | −32% |
| Increased | BANK MONTREAL QUE (BMO) | 0.4% | 0.5% | +0.2 pts | +1,988 sh | +33% |
| Increased | 3M CO (MMM) | 0.4% | 0.6% | +0.1 pts | +1,645 sh | +26% |
| Reduced | CANADIAN IMPERIAL BK COMM TO (CM) | 0.4% | 0.3% | −0.1 pts | −3,730 sh | −28% |
| Reduced | ISHARES TR (IWN) | 0.6% | 0.5% | −0.1 pts | −1,141 sh | −19% |
| Reduced | BCE INC (BCE) | 0.4% | 0.3% | −0.1 pts | −3,995 sh | −29% |
| Increased | VERIZON COMMUNICATIONS INC (VZ) | 0.4% | 0.6% | +0.1 pts | +3,938 sh | +22% |
| Reduced | INTERNATIONAL BUSINESS MACHS (IBM) | 0.6% | 0.6% | −0.1 pts | −824 sh | −14% |
| Increased | VICI PPTYS INC (VICI) | 0.4% | 0.5% | +0.1 pts | +3,739 sh | +19% |
| Reduced | ISHARES TR (XT) | 3.8% | 3.9% | +0.1 pts | −1,742 sh | −2% |
| Increased | PPL CORP (PPL) | 0.4% | 0.4% | +0.1 pts | +2,770 sh | +14% |
| Increased | APPLE INC (AAPL) | 1.6% | 1.6% | +0.1 pts | +362 sh | +3% |
| Reduced | APOLLO GLOBAL MGMT INC (APO) | 0.4% | 0.4% | −0.1 pts | −665 sh | −10% |
| Increased | ROGERS COMMUNICATIONS INC (RCI) | 0.4% | 0.4% | +0.1 pts | +1,323 sh | +10% |
| Reduced | VANGUARD INTL EQUITY INDEX F (VWO) | 1.2% | 1.1% | −0.1 pts | −1,088 sh | −3% |
| Reduced | CHEVRON CORP NEW (CVX) | 0.5% | 0.4% | −0.1 pts | −236 sh | −6% |
| Reduced | ISHARES TR (IEFA) | 0.6% | 0.6% | 0.0 pts | −489 sh | −4% |
| Reduced | ISHARES TR (IUSG) | 0.7% | 0.7% | 0.0 pts | −218 sh | −2% |
| Reduced | WISDOMTREE TR (DHS) | 0.2% | 0.2% | 0.0 pts | −252 sh | −7% |
| Reduced | GSK PLC (GSK) | 0.5% | 0.4% | 0.0 pts | −529 sh | −3% |
| Reduced | WALGREENS BOOTS ALLIANCE INC (WBA) | 0.3% | 0.3% | 0.0 pts | −702 sh | −4% |
| Increased | CENTERPOINT ENERGY INC (CNP) | 0.3% | 0.3% | 0.0 pts | +599 sh | +4% |
| Reduced | ABBVIE INC (ABBV) | 0.4% | 0.4% | 0.0 pts | −87 sh | −2% |
| Increased | NORTHWESTERN ENERGY GROUP IN (NTHWQ) | 0.4% | 0.4% | 0.0 pts | +231 sh | +2% |
| Increased | PHILIP MORRIS INTL INC (PM) | 0.6% | 0.6% | 0.0 pts | +78 sh | +1% |
| Reduced | GAMING & LEISURE PPTYS INC (GLPI) | 0.2% | 0.2% | 0.0 pts | −94 sh | −1% |
| Reduced | VALERO ENERGY CORP (VLO) | 0.4% | 0.3% | −0.1 pts | −25 sh | −1% |
| Reduced | ISHARES TR (IJS) | 0.6% | 0.6% | 0.0 pts | −31 sh | 0% |
| Reduced | OGE ENERGY CORP (OGE) | 0.4% | 0.4% | 0.0 pts | −73 sh | 0% |
| Increased | SPDR S&P 500 ETF TR (SPY) | 0.7% | 0.7% | 0.0 pts | +5 sh | 0% |
The 50 largest of 52 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 78.3% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ISHARES TR (IWO) | 11.4% | 11.9% | |
| 2 | GOLDMAN SACHS ETF TR (GSLC) | 11.9% | 11.5% | |
| 3 | ISHARES TR (IWF) | 11.9% | 11.4% | |
| 4 | ISHARES TR (HDV) | 10.7% | 10.3% | |
| 5 | ISHARES TR (ISCV) | 9.3% | 10.0% | |
| 6 | ISHARES INC (IEMG) | 6.9% | 6.8% | |
| 7 | ISHARES TR (EFAV) | 5.9% | 5.8% | |
| 8 | ISHARES TR (IXN) | 4.7% | 4.7% | |
| 9 | ISHARES TR (XT) | 3.8% | 3.9% | |
| 10 | WISDOMTREE TR (DES) | 2.0% | 1.9% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).