VAUGHAN & Co SECURITIES INC's Q1 2023 13F: 4 new positions, 2 exits
Form 13F-HR for the quarter ended Mar 31, 2023 · filed Apr 18, 2023 · 54 reported positions · accession 0000805870-23-000002
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | ISHARES TR (ISCV) | 8.2% | 8.1% | 0.0 pts | +13,423 sh | +7% |
| New | 3M CO (MMM) | — | 0.5% | +0.5 pts | +6,305 sh | new |
| New | WALGREENS BOOTS ALLIANCE INC (WBA) | — | 0.5% | +0.5 pts | +18,871 sh | new |
| New | LYONDELLBASELL INDUSTRIES N (LYB) | — | 0.5% | +0.5 pts | +6,702 sh | new |
| Exited | HANESBRANDS INC (HBI) | 0.4% | — | −0.4 pts | −84,543 sh | −100% |
| Increased | ISHARES TR (HDV) | 10.9% | 10.3% | −0.6 pts | +4,970 sh | +4% |
| Reduced | GAMING & LEISURE PPTYS INC (GLPI) | 0.7% | 0.2% | −0.4 pts | −9,648 sh | −61% |
| Increased | ISHARES TR (IWO) | 11.1% | 11.3% | +0.2 pts | +2,036 sh | +3% |
| Increased | ISHARES TR (IWF) | 10.7% | 11.7% | +1.0 pts | +1,831 sh | +3% |
| New | ISHARES TR (AGG) | — | 0.3% | +0.3 pts | +4,166 sh | new |
| Increased | GOLDMAN SACHS ETF TR (GSLC) | 11.3% | 11.5% | +0.2 pts | +4,873 sh | +3% |
| Exited | NATIONAL RETAIL PROPERTIES I (NNN) | 0.3% | — | −0.3 pts | −7,861 sh | −100% |
| Increased | OGE ENERGY CORP (OGE) | 0.3% | 0.5% | +0.2 pts | +9,763 sh | +122% |
| Increased | ISHARES TR (IXN) | 3.8% | 4.5% | +0.7 pts | +5,244 sh | +5% |
| Increased | MAGELLAN MIDSTREAM PRTNRS LP (MMP) | 0.3% | 0.5% | +0.2 pts | +5,221 sh | +65% |
| Increased | ISHARES INC (IEMG) | 6.8% | 6.8% | 0.0 pts | +5,532 sh | +3% |
| Reduced | APOLLO GLOBAL MGMT INC (APO) | 0.5% | 0.3% | −0.2 pts | −4,122 sh | −39% |
| Reduced | VALERO ENERGY CORP (VLO) | 0.6% | 0.4% | −0.2 pts | −1,742 sh | −32% |
| Reduced | GSK PLC (GSK) | 0.7% | 0.5% | −0.2 pts | −6,773 sh | −28% |
| Reduced | ABBVIE INC (ABBV) | 0.7% | 0.5% | −0.2 pts | −1,008 sh | −20% |
| Reduced | ISHARES TR (IWN) | 0.8% | 0.6% | −0.2 pts | −879 sh | −13% |
| Increased | ISHARES TR (EFAV) | 6.1% | 6.2% | 0.0 pts | +1,588 sh | +1% |
| Reduced | WISDOMTREE TR (DES) | 2.8% | 2.5% | −0.3 pts | −3,505 sh | −3% |
| Reduced | ISHARES TR (XT) | 4.0% | 4.1% | +0.1 pts | −1,663 sh | −2% |
| Reduced | VICI PPTYS INC (VICI) | 0.6% | 0.5% | −0.1 pts | −2,517 sh | −11% |
| Reduced | TRITON INTL LTD (TRTN) | 0.6% | 0.5% | −0.1 pts | −1,123 sh | −10% |
| Reduced | APPLE INC (AAPL) | 1.4% | 1.6% | +0.2 pts | −426 sh | −3% |
| Reduced | ONEOK INC NEW (OKE) | 0.7% | 0.6% | −0.1 pts | −996 sh | −8% |
| Increased | NEW YORK CMNTY BANCORP INC (NYCBXXXX) | 0.3% | 0.3% | 0.0 pts | +6,570 sh | +18% |
| Reduced | CHEVRON CORP NEW (CVX) | 0.6% | 0.5% | −0.1 pts | −286 sh | −7% |
| Reduced | ISHARES TR (DVY) | 1.0% | 0.8% | −0.1 pts | −373 sh | −4% |
| Increased | TELUS CORPORATION (TU) | 0.4% | 0.4% | 0.0 pts | +1,697 sh | +6% |
| Reduced | NORTHWESTERN CORP (NTHWQ) | 0.6% | 0.5% | −0.1 pts | −562 sh | −4% |
| Reduced | ISHARES TR (IJT) | 0.5% | 0.4% | 0.0 pts | −295 sh | −5% |
| Reduced | PPL CORP (PPL) | 0.5% | 0.4% | −0.1 pts | −1,096 sh | −5% |
| Increased | BCE INC (BCE) | 0.5% | 0.5% | 0.0 pts | +530 sh | +4% |
| Reduced | CENTERPOINT ENERGY INC (CNP) | 0.4% | 0.3% | 0.0 pts | −716 sh | −4% |
| Increased | ALTRIA GROUP INC (MO) | 0.6% | 0.6% | 0.0 pts | +463 sh | +3% |
| Reduced | M & T BK CORP (MTB) | 0.4% | 0.3% | −0.1 pts | −154 sh | −5% |
| Increased | PFIZER INC (PFE) | 0.5% | 0.4% | −0.1 pts | +381 sh | +3% |
| Reduced | PHILIP MORRIS INTL INC (PM) | 0.8% | 0.7% | −0.1 pts | −132 sh | −1% |
| Increased | CANADIAN IMPERIAL BK COMM TO (CM) | 0.4% | 0.4% | 0.0 pts | +252 sh | +2% |
| Reduced | CHENIERE ENERGY PARTNERS LP (CQP) | 0.7% | 0.6% | −0.2 pts | −224 sh | −1% |
| Reduced | ROGERS COMMUNICATIONS INC (RCI) | 0.5% | 0.4% | 0.0 pts | −157 sh | −1% |
| Reduced | BANK MONTREAL QUE (BMO) | 0.4% | 0.4% | 0.0 pts | −71 sh | −1% |
| Reduced | BLACKSTONE INC (BX) | 0.5% | 0.5% | 0.0 pts | −61 sh | −1% |
| Increased | ISHARES TR (IUSG) | 0.6% | 0.7% | 0.0 pts | +56 sh | +1% |
| Reduced | ISHARES TR (IJS) | 0.6% | 0.6% | 0.0 pts | −43 sh | 0% |
| Reduced | VERIZON COMMUNICATIONS INC (VZ) | 0.6% | 0.5% | 0.0 pts | −58 sh | 0% |
| Increased | INTERNATIONAL BUSINESS MACHS (IBM) | 0.7% | 0.6% | −0.1 pts | +17 sh | 0% |
The 50 largest of 51 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 76.9% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ISHARES TR (IWF) | 10.7% | 11.7% | |
| 2 | GOLDMAN SACHS ETF TR (GSLC) | 11.3% | 11.5% | |
| 3 | ISHARES TR (IWO) | 11.1% | 11.3% | |
| 4 | ISHARES TR (HDV) | 10.9% | 10.3% | |
| 5 | ISHARES TR (ISCV) | 8.2% | 8.1% | |
| 6 | ISHARES INC (IEMG) | 6.8% | 6.8% | |
| 7 | ISHARES TR (EFAV) | 6.1% | 6.2% | |
| 8 | ISHARES TR (IXN) | 3.8% | 4.5% | |
| 9 | ISHARES TR (XT) | 4.0% | 4.1% | |
| 10 | WISDOMTREE TR (DES) | 2.8% | 2.5% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).