UBS OCONNOR LLC
Q2 2024 Form 13-F
CHICAGO, ILLINOIS
CIK 0001132716
· CRD 108754
· SEC-registered investment adviser
$3.5B Reported Value Total
UBS OCONNOR LLC reports 40 total accounts under management (AUM). There are 39 discretionary accounts valued at $13,646,755,166, and 1 non-discretionary accounts valued at $121,724,799.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Private funds (Form ADV)
30 funds
· $13.4B gross asset value
Hedge Fund: $13.4B
Source: Form ADV filed 2024-03-30
Reported value
$3.5B
Quarter over quarter
-2.9%
Holdings
419
Top-10 concentration
49.6%
Filing Structure
Reports holdings for
- UBS Eucalyptus Management, L.L.C. (not a 13F filer in our records) · File #028-11499 · Q2 2013 – Q2 2013
Key People
Form ADV owners & control persons
Bernard Shinmen Ahkong
CIO, GLOBAL MULTI-STRATEGY PORTFOLIO
Connor Barrett Burke
GENERAL COUNSEL
Barry John Gill
UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q2 2024 13F record
Q2 2024 13F filing summary
| Period of report | June 30, 2024 |
|---|---|
| Filed | August 14, 2024 |
| Form | 13F-HR |
| Reported value | $3.5B |
| Positions | 419 |
| Change in reported value | +1.7% |
| New positions | 108 |
| Exited positions | 98 |
| Position turnover | 39.9% |
| Top-10 concentration | 49.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2025 13F
Filed Feb 13, 2026
|
194 | $3.8B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
214 | $3.3B |
|
Q2 2025 13F
Filed Aug 14, 2025
|
278 | $3.7B |
|
Q1 2025 13F
Filed May 15, 2025
|
256 | $4.2B |
|
Q4 2024 13F
Filed Feb 14, 2025
|
331 | $4.0B |
|
Q3 2024 13F
Filed Nov 14, 2024
|
395 | $4.1B |
|
Q2 2024 13F
Filed Aug 14, 2024
|
419 | $3.5B |
|
Q1 2024 13F
Filed May 15, 2024
|
408 | $3.5B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
407 | $3.2B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
457 | $5.6B |
|
Q2 2023 13F
Filed Aug 14, 2023
|
496 | $4.7B |
|
Q1 2023 13F
Filed May 15, 2023
|
538 | $4.2B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
668 | $5.4B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
877 | $8.8B |
|
Q2 2022 13F
Filed Aug 12, 2022
|
897 | $9.6B |
|
Q1 2022 13F
Filed May 16, 2022
|
891 | $9.1B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
865 | $10.4B |
|
Q3 2021 13F
Filed Nov 12, 2021
|
837 | $8.6B |
|
Q2 2021 13F
Filed Aug 13, 2021
|
795 | $9.5B |
|
Q1 2021 13F
Filed May 14, 2021
|
759 | $6.9B |
31 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | HES HESS CORP | $451.6M | 12.72% |
| 2 | JNPR JUNIPER NE | $189.5M | 5.34% |
| 3 | HCP HASHICORP | $157.4M | 4.43% |
| 4 | CTLT CATALENT I | $156.6M | 4.41% |
| 5 | ETRN EQUITRANS | $148.5M | 4.18% |
| 6 | AXNX AXONICS IN | $147.7M | 4.16% |
| 7 | X UNITED STA | $135.7M | 3.82% |
| 8 | EDR ENDEAVOR G | $129.5M | 3.65% |
| 9 | MRO MARATHON O | $126.8M | 3.57% |
| 10 | ANSS ANSYS INC | $116.3M | 3.28% |
| 11 | CHX CHAMPIONX | $95.7M | 2.7% |
| 12 | CERE CEREVEL TH | $81.8M | 2.3% |
| 13 | SWN SOUTHWESTE | $56.7M | 1.6% |
| 14 | ACI ALBERTSONS | $48.1M | 1.36% |
| 15 | SAVE SPIRIT AIR | $38.4M | 1.08% |
| 16 | PRFT PERFICIENT | $31.3M | 0.88% |
| 17 | RVNC 1.75 02/15/27 REVANCE TH | $26.3M | 0.74% |
| 18 | SRCL STERICYCLE | $26.2M | 0.74% |
| 19 | NVDA NVIDIA COR | $25.1M | 0.71% |
| 20 | UNP UNION PAC | $24.2M | 0.68% |
Values as reported on the Q2 2024 Form 13F. Every position is in the holdings table below.