UBS OCONNOR LLC
Q2 2022 Form 13-F
CHICAGO, ILLINOIS
CIK 0001132716
· CRD 108754
· SEC-registered investment adviser
$9.6B Reported Value Total
UBS OCONNOR LLC reports 37 total accounts under management (AUM). There are 36 discretionary accounts valued at $20,385,918,082, and 1 non-discretionary accounts valued at $134,697,512.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Private funds (Form ADV)
30 funds
· $13.4B gross asset value
Hedge Fund: $13.4B
Source: Form ADV filed 2024-03-30
Reported value
$9.6B
Quarter over quarter
-5.2%
Holdings
897
Top-10 concentration
35.8%
Filing Structure
Reports holdings for
- UBS Eucalyptus Management, L.L.C. (not a 13F filer in our records) · File #028-11499 · Q2 2013 – Q2 2013
Key People
Form ADV owners & control persons
Bernard Shinmen Ahkong
CIO, GLOBAL MULTI-STRATEGY PORTFOLIO
Connor Barrett Burke
GENERAL COUNSEL
Barry John Gill
UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q2 2022 13F record
Q2 2022 13F filing summary
| Period of report | June 30, 2022 |
|---|---|
| Filed | August 12, 2022 |
| Form | 13F-HR |
| Reported value | $9.6B |
| Positions | 897 |
| Change in reported value | +5.3% |
| New positions | 163 |
| Exited positions | 156 |
| Position turnover | 30.3% |
| Top-10 concentration | 35.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2025 13F
Filed Feb 13, 2026
|
194 | $3.8B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
214 | $3.3B |
|
Q2 2025 13F
Filed Aug 14, 2025
|
278 | $3.7B |
|
Q1 2025 13F
Filed May 15, 2025
|
256 | $4.2B |
|
Q4 2024 13F
Filed Feb 14, 2025
|
331 | $4.0B |
|
Q3 2024 13F
Filed Nov 14, 2024
|
395 | $4.1B |
|
Q2 2024 13F
Filed Aug 14, 2024
|
419 | $3.5B |
|
Q1 2024 13F
Filed May 15, 2024
|
408 | $3.5B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
407 | $3.2B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
457 | $5.6B |
|
Q2 2023 13F
Filed Aug 14, 2023
|
496 | $4.7B |
|
Q1 2023 13F
Filed May 15, 2023
|
538 | $4.2B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
668 | $5.4B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
877 | $8.8B |
|
Q2 2022 13F
Filed Aug 12, 2022
|
897 | $9.6B |
|
Q1 2022 13F
Filed May 16, 2022
|
891 | $9.1B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
865 | $10.4B |
|
Q3 2021 13F
Filed Nov 12, 2021
|
837 | $8.6B |
|
Q2 2021 13F
Filed Aug 13, 2021
|
795 | $9.5B |
|
Q1 2021 13F
Filed May 14, 2021
|
759 | $6.9B |
31 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | ROG ROGERS C | $466.6M | 4.85% |
| 2 | ACC AMERICAN | $462.6M | 4.81% |
| 3 | ATVI ACTIVISIO | $451.2M | 4.69% |
| 4 | CTXS CITRIX S | $410.9M | 4.27% |
| 5 | SAIL SAILPOIN | $317.3M | 3.3% |
| 6 | CDK CDK GLOB | $289.7M | 3.01% |
| 7 | BHVN BIOHAVEN | $283.3M | 2.95% |
| 8 | MNDT MANDIANT | $275.6M | 2.87% |
| 9 | COHR COHERENT | $255.5M | 2.66% |
| 10 | PSB PS BUSIN | $231.3M | 2.41% |
| 11 | VG VONAGE H | $220.1M | 2.29% |
| 12 | WBT WELBILT | $216.9M | 2.26% |
| 13 | SWCH SWITCH I | $209.8M | 2.18% |
| 14 | LHCG LHC GROU | $181.5M | 1.89% |
| 15 | CCMP CMC MATE | $138.0M | 1.43% |
| 16 | NLSN NIELSEN | $126.7M | 1.32% |
| 17 | CNR CORNERST | $125.1M | 1.3% |
| 18 | TWTR TWITTER | $106.2M | 1.1% |
| 19 | FHN FIRST HO | $99.5M | 1.04% |
| 20 | ZEN ZENDESK | $98.1M | 1.02% |
Values as reported on the Q2 2022 Form 13F. Every position is in the holdings table below.