UBS AG
Q3 2013 Form 13-F
CIK 0001114446
· Publicly traded company
Holdings reported by
UBS ASSET MANAGEMENT AMERICAS INC since Q2 2015
$97.7B Reported Value Total
Reported value
$97.7B
Quarter over quarter
+4.9%
Holdings
6,071
Top-10 concentration
14.8%
Filing Structure
Reports holdings for
- UBS AG, New York Branch (not a 13F filer in our records) · File #028-07344 · Q2 2013 – Q3 2014 · declared by one filing
- UBS FINANCIAL SERVICES INC · File #028-11496 · Q2 2013 – Q3 2014 · declared by one filing
Holdings reported by
- UBS ASSET MANAGEMENT AMERICAS INC · since Q2 2015 · declared by one filing
- UBS Group AG · Q1 2024 – Q1 2025 · declared by one filing
Key People
Named on the latest Form 13-F filing — not necessarily an owner
Andrew Johnson
Head Group Shareholding Reporting
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q3 2013 13F record
Q3 2013 13F filing summary
| Period of report | September 30, 2013 |
|---|---|
| Filed | November 13, 2013 |
| Form | 13F-HR |
| Reported value | $97.7B |
| Positions | 6,071 |
| Change in reported value | +15.9% |
| New positions | 612 |
| Exited positions | 513 |
| Position turnover | 17.1% |
| Top-10 concentration | 14.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2014 13F
Filed Nov 12, 2014
|
6,383 | $135.6B |
|
Q2 2014 13F
Filed Aug 14, 2014
|
6,288 | $127.8B |
|
Q1 2014 13F
Filed May 15, 2014
|
6,234 | $112.5B |
|
Q4 2013 13F
Filed Feb 14, 2014
|
6,223 | $107.0B |
|
Q3 2013 13F
Filed Nov 13, 2013
|
6,071 | $97.7B |
|
Q2 2013 13F
Filed Aug 14, 2013
|
5,997 | $84.4B |
Top 20 holdings · Q3 2013
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL C APPLE INC | $3.2B | 3.3% |
| 2 | OUBSF UBS AG | $1.8B | 1.81% |
| 3 | IWM P ISHARES | $1.4B | 1.43% |
| 4 | SPY SPDR S&P 500 ETF TR | $1.4B | 1.41% |
| 5 | SPY P SPDR S&P 500 ETF TR | $1.4B | 1.39% |
| 6 | AAPL APPLE INC | $1.3B | 1.37% |
| 7 | IWM C ISHARES | $1.3B | 1.31% |
| 8 | EEM C ISHARES | $1.1B | 1.15% |
| 9 | JNJ JOHNSON & JOHNSON | $844.6M | 0.86% |
| 10 | AAPL P APPLE INC | $749.7M | 0.77% |
| 11 | GOOGL C GOOGLE INC | $740.2M | 0.76% |
| 12 | EFA P ISHARES | $739.2M | 0.76% |
| 13 | SPY C SPDR S&P 500 ETF TR | $726.0M | 0.74% |
| 14 | EEM P ISHARES | $685.6M | 0.7% |
| 15 | XOM EXXON MOBIL CORP | $631.8M | 0.65% |
| 16 | GE GENERAL ELECTRIC CO | $629.5M | 0.64% |
| 17 | IWM ISHARES | $624.9M | 0.64% |
| 18 | MSFT MICROSOFT CORP | $624.6M | 0.64% |
| 19 | EFA C ISHARES | $609.8M | 0.62% |
| 20 | KO COCA COLA CO | $597.9M | 0.61% |
Values as reported on the Q3 2013 Form 13F. Every position is in the holdings table below.