TUCKER ASSET MANAGEMENT LLC's Q4 2023 13F: 306 new positions, 222 exits
Form 13F-HR for the quarter ended Dec 31, 2023 · filed Mar 4, 2024 · 1458 reported positions · accession 0001398344-24-005190
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | INVESCO EXCHANGE TRADED FD T (RSP) | 14.3% | 9.9% | −4.4 pts | −126K sh | −33% |
| Increased | SPDR S&P 500 ETF TR (SPY) | 12.7% | 17.4% | +4.7 pts | +35,299 sh | +32% |
| Increased | SCHWAB VALUE ADVANTAGE M | 0.8% | 2.5% | +1.7 pts | +6.92M sh | +228% |
| Exited | US TREASURY BILL23 | 1.4% | — | −1.4 pts | −5.43M sh | −100% |
| Reduced | ISHARES TR (SHV) | 5.8% | 4.0% | −1.7 pts | −49,273 sh | −25% |
| Exited | US TREASURY BILL23 | 1.2% | — | −1.2 pts | −4.44M sh | −100% |
| Exited | US TREASURY BILL23 | 1.1% | — | −1.1 pts | −4M sh | −100% |
| New | US TREASURY BILL24 | — | 0.9% | +0.9 pts | +3.62M sh | new |
| New | US TREASURY BILL24 | — | 0.9% | +0.9 pts | +3.56M sh | new |
| Increased | US TREASURY BILL24 | 0.1% | 1.0% | +0.9 pts | +3.49M sh | +658% |
| New | US TREASURY BILL24 | — | 0.8% | +0.8 pts | +3.13M sh | new |
| New | US TREASURY BILL24 | — | 0.7% | +0.7 pts | +2.84M sh | new |
| New | SCHWAB US TREASURY MONEY | — | 0.7% | +0.7 pts | +2.73M sh | new |
| New | US TREASURY BILL24 | — | 0.6% | +0.6 pts | +2.21M sh | new |
| Exited | SCHWAB MUNICIPAL MONEY U | 0.5% | — | −0.5 pts | −2.06M sh | −100% |
| Reduced | FIRST TR EXCHANGE-TRADED FD (FTSM) | 21.7% | 19.9% | −1.8 pts | −33,359 sh | −2% |
| New | US TREASURY BILL24 | — | 0.5% | +0.5 pts | +1.87M sh | new |
| Increased | ISHARES TR (GVI) | 0.5% | 1.0% | +0.4 pts | +17,790 sh | +93% |
| New | US TREASURY BILL24 | — | 0.4% | +0.4 pts | +1.7M sh | new |
| Exited | US TREASURY BILL23 | 0.4% | — | −0.4 pts | −1.58M sh | −100% |
| Exited | US TREASURY BILL23 | 0.4% | — | −0.4 pts | −1.49M sh | −100% |
| Reduced | INVESCO QQQ TR (QQQ) | 4.7% | 4.7% | 0.0 pts | −3,407 sh | −7% |
| Exited | US TREASURY BILL23 | 0.3% | — | −0.3 pts | −1.2M sh | −100% |
| Exited | WESTERN ASSET CORE PLUS | 0.3% | — | −0.3 pts | −132K sh | −100% |
| Reduced | PROSHARES TR (TQQQ) | 0.3% | 0.2% | −0.2 pts | −21,216 sh | −60% |
| Exited | US TREASURY BILL23 | 0.3% | — | −0.3 pts | −945K sh | −100% |
| Exited | US TREASURY BILL23 | 0.2% | — | −0.2 pts | −841K sh | −100% |
| Exited | US TREASURY BILL23 | 0.2% | — | −0.2 pts | −804K sh | −100% |
| New | US TREASURY BILL24 | — | 0.2% | +0.2 pts | +849K sh | new |
| Reduced | PROSHARES TR (UPRO) | 0.2% | 0.0% | −0.2 pts | −14,980 sh | −100% |
| New | US TREASURY BILL24 | — | 0.2% | +0.2 pts | +765K sh | new |
| Exited | WELLS FARGO BANK, 4.9 23 | 0.2% | — | −0.2 pts | −650K sh | −100% |
| New | BANK MONTREAL MEDIUM (FNGS) | — | 0.2% | +0.2 pts | +17,587 sh | new |
| New | US TREASURY BILL24 | — | 0.1% | +0.1 pts | +590K sh | new |
| Exited | US TREASURY BILL23 | 0.1% | — | −0.1 pts | −542K sh | −100% |
| Exited | US TREASURY BILL23 | 0.1% | — | −0.1 pts | −507K sh | −100% |
| Increased | PROCTER AND GAMBLE CO (PG) | 0.2% | 0.4% | +0.1 pts | +3,645 sh | +61% |
| Exited | US TREASURY BILL23 | 0.1% | — | −0.1 pts | −440K sh | −100% |
| New | EATON VANCE TAX ADVT DIV INC (EVT) | — | 0.1% | +0.1 pts | +20,796 sh | new |
| New | GOLDMAN SACHS BAN 5.4 24 | — | 0.1% | +0.1 pts | +445K sh | new |
| New | US TREASURY BILL24 | — | 0.1% | +0.1 pts | +428K sh | new |
| Exited | US BANK NTNL ASSO 5.2 24 | 0.1% | — | −0.1 pts | −376K sh | −100% |
| New | NEXBANK 5.4 24 | — | 0.1% | +0.1 pts | +392K sh | new |
| Increased | SUPER MICRO COMPUTER INC (SMCI) | 0.0% | 0.1% | +0.1 pts | +1,354 sh | +387% |
| Exited | KEARNY BANK 5.3 23 | 0.1% | — | −0.1 pts | −348K sh | −100% |
| New | FRANCO NEV CORP (FNV) | — | 0.1% | +0.1 pts | +3,086 sh | new |
| Exited | US TREASURY BILL23 | 0.1% | — | −0.1 pts | −307K sh | −100% |
| New | MORGAN STANLEY PV 5.5 24 | — | 0.1% | +0.1 pts | +315K sh | new |
| Exited | BANK OF AMERICA, 5.2 23 | 0.1% | — | −0.1 pts | −295K sh | −100% |
| Reduced | SCHWAB VALUE ADVANTAGE M | 1.5% | 1.3% | −0.2 pts | −315K sh | −6% |
The 50 largest of 1,051 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- CENNTRO ELECTRIC GROUP LIMIT (CENN): Q6519V120 → Q6519V146, 334 → 17 shares (share count changed with the identifier; not shown as a trade)
- AMERIWEST LITHIUM INC F (AWLIF): 03078N100 → 03078N209, 10,000 → 1,666 shares (share count changed with the identifier; not shown as a trade)
- MICROMOBILITYCOM INC (MCOM): 42309B402 → 42309B600, 100 → 3 shares (share count changed with the identifier; not shown as a trade)
- NEUROMETRIX INC (NURO): 641255807 → 641255880, 3,625 → 402 shares (share count changed with the identifier; not shown as a trade)
- BUNGE GLOBAL SA (BG): G16962105 → H11356104, 50 → 50 shares
- DIREXION SHS ETF TR (TMF): 25459W540 → 25460G138, 2,797 → 300 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 67.8% of the equity book
Changes in the top 10 this quarter: SCHWAB VALUE ADVANTAGE M entered · SCHWAB VALUE ADVANTAGE M left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | FIRST TR EXCHANGE-TRADED FD (FTSM) | 21.7% | 19.9% | |
| 2 | SPDR S&P 500 ETF TR (SPY) | 12.7% | 17.4% | |
| 3 | INVESCO EXCHANGE TRADED FD T (RSP) | 14.3% | 9.9% | |
| 4 | INVESCO QQQ TR (QQQ) | 4.7% | 4.7% | |
| 5 | ISHARES TR (SHV) | 5.8% | 4.0% | |
| 6 | SCHWAB VALUE ADVANTAGE M | 0.8% | 2.5% | Entered the top 10 |
| 7 | SELECT SECTOR SPDR TR (XLK) | 2.2% | 2.4% | |
| 8 | SELECT SECTOR SPDR TR (XLC) | 2.2% | 2.3% | |
| 9 | SELECT SECTOR SPDR TR (XLI) | 2.2% | 2.3% | |
| 10 | SELECT SECTOR SPDR TR (XLY) | 2.2% | 2.3% | |
| — | SCHWAB VALUE ADVANTAGE M | 1.5% | 1.3% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).