TUCKER ASSET MANAGEMENT LLC's Q3 2023 13F: 500 new positions, 243 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Dec 4, 2023 · 1371 reported positions · accession 0001398344-23-022120
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | INVESCO EXCHANGE TRADED FD T (RSP) | 20.0% | 14.3% | −5.7 pts | −47,598 sh | −11% |
| Increased | SPDR S&P 500 ETF TR (SPY) | 13.4% | 12.7% | −0.8 pts | +14,259 sh | +15% |
| New | SCHWAB VALUE ADVANTAGE M | — | 1.5% | +1.5 pts | +5.45M sh | new |
| New | US TREASURY BILL23 | — | 1.4% | +1.4 pts | +5.43M sh | new |
| New | US TREASURY BILL23 | — | 1.2% | +1.2 pts | +4.44M sh | new |
| New | US TREASURY BILL23 | — | 1.1% | +1.1 pts | +4M sh | new |
| Increased | INVESCO QQQ TR (QQQ) | 4.6% | 4.7% | +0.1 pts | +9,351 sh | +23% |
| New | SCHWAB VALUE ADVANTAGE M | — | 0.8% | +0.8 pts | +3.03M sh | new |
| New | SCHWAB MUNICIPAL MONEY U | — | 0.5% | +0.5 pts | +2.06M sh | new |
| Increased | US TREASUR NT 1.5 02/24 | 0.5% | 0.4% | −0.1 pts | +1.65M sh | +99900% |
| New | US TREASURY BILL23 | — | 0.4% | +0.4 pts | +1.58M sh | new |
| New | US TREASURY BILL23 | — | 0.4% | +0.4 pts | +1.49M sh | new |
| Increased | SELECT SECTOR SPDR TR (XLK) | 2.2% | 2.2% | −0.1 pts | +8,442 sh | +21% |
| Increased | SELECT SECTOR SPDR TR (XLC) | 2.2% | 2.2% | 0.0 pts | +20,367 sh | +19% |
| Increased | SELECT SECTOR SPDR TR (XLI) | 2.3% | 2.2% | −0.1 pts | +12,436 sh | +18% |
| Increased | SELECT SECTOR SPDR TR (XLY) | 2.3% | 2.2% | −0.1 pts | +7,659 sh | +18% |
| Reduced | FIRST TR EXCHANGE-TRADED FD (FTSM) | 25.9% | 21.7% | −4.2 pts | −20,067 sh | −1% |
| New | US TREASURY BILL23 | — | 0.3% | +0.3 pts | +1.2M sh | new |
| New | WESTERN ASSET CORE PLUS | — | 0.3% | +0.3 pts | +132K sh | new |
| Reduced | ISHARES TR (SHV) | 7.1% | 5.8% | −1.3 pts | −8,660 sh | −4% |
| Increased | US TREASURY BILL23 | 0.0% | 0.3% | +0.2 pts | +945K sh | +1852841% |
| New | US TREASURY BILL23 | — | 0.2% | +0.2 pts | +841K sh | new |
| New | US TREASURY BILL23 | — | 0.2% | +0.2 pts | +804K sh | new |
| Increased | PROSHARES TR (TQQQ) | 0.2% | 0.3% | +0.2 pts | +21,566 sh | +154% |
| New | SCHWAB US TREASURY MONEY | — | 0.2% | +0.2 pts | +744K sh | new |
| Increased | WELLS FARGO BANK, 4.9 23 | 0.1% | 0.2% | +0.1 pts | +650K sh | +259900% |
| Increased | ISHARES TR (GVI) | 0.4% | 0.5% | +0.1 pts | +6,137 sh | +47% |
| Increased | PROSHARES TR (UPRO) | 0.0% | 0.2% | +0.1 pts | +13,988 sh | +1332% |
| Increased | TIDAL ETF TR II (TSLY) | 0.0% | 0.1% | +0.1 pts | +39,475 sh | +5437% |
| New | US TREASURY BILL23 | — | 0.1% | +0.1 pts | +542K sh | new |
| New | TIDAL ETF TR II (CONY) | — | 0.1% | +0.1 pts | +26,711 sh | new |
| New | US TREASURY BILL24 | — | 0.1% | +0.1 pts | +530K sh | new |
| New | US TREASURY BILL23 | — | 0.1% | +0.1 pts | +507K sh | new |
| New | LORD ABBETT SHORT DURATI | — | 0.1% | +0.1 pts | +124K sh | new |
| New | BLACKSTONE REAL ESTATE | — | 0.1% | +0.1 pts | +30,977 sh | new |
| Increased | NVIDIA CORPORATION (NVDA) | 1.0% | 1.0% | 0.0 pts | +1,023 sh | +13% |
| New | US TREASURY BILL23 | — | 0.1% | +0.1 pts | +440K sh | new |
| Increased | MORGAN STANLEY BA 4.9 24 | 0.1% | 0.1% | 0.0 pts | +420K sh | +99900% |
| New | T. ROWE PRICE DIVIDEND G | — | 0.1% | +0.1 pts | +6,368 sh | new |
| New | NUVEEN LA MUNICIPAL BOND | — | 0.1% | +0.1 pts | +38,584 sh | new |
| New | ISHARES S&P 500 INDEX IN | — | 0.1% | +0.1 pts | +754 sh | new |
| Increased | US BANK NTNL ASSO 5.2 24 | 0.1% | 0.1% | 0.0 pts | +376K sh | +99900% |
| New | FRANKLIN INCOME A | — | 0.1% | +0.1 pts | +163K sh | new |
| Increased | KEARNY BANK 5.3 23 | 0.1% | 0.1% | 0.0 pts | +348K sh | +99900% |
| New | PIMCO INCOME INSTL | — | 0.1% | +0.1 pts | +33,393 sh | new |
| Exited | ROCKWELL MED INC (RMTI) | 0.1% | — | −0.1 pts | −52,049 sh | −100% |
| New | VANGUARD US GROWTH ADMIR (VEXC) | — | 0.1% | +0.1 pts | +2,561 sh | new |
| Increased | US TREASURY BILL23 | 0.0% | 0.1% | +0.1 pts | +307K sh | +1534900% |
| New | DIAMOND HILL SHORT DUR S | — | 0.1% | +0.1 pts | +31,932 sh | new |
| New | BANK OF AMERICA, 5.2 23 | — | 0.1% | +0.1 pts | +295K sh | new |
The 50 largest of 1,222 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 69.4% of the equity book
Changes in the top 10 this quarter: SCHWAB VALUE ADVANTAGE M entered · NVDA left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | FIRST TR EXCHANGE-TRADED FD (FTSM) | 25.9% | 21.7% | |
| 2 | INVESCO EXCHANGE TRADED FD T (RSP) | 20.0% | 14.3% | |
| 3 | SPDR S&P 500 ETF TR (SPY) | 13.4% | 12.7% | |
| 4 | ISHARES TR (SHV) | 7.1% | 5.8% | |
| 5 | INVESCO QQQ TR (QQQ) | 4.6% | 4.7% | |
| 6 | SELECT SECTOR SPDR TR (XLC) | 2.2% | 2.2% | |
| 7 | SELECT SECTOR SPDR TR (XLY) | 2.3% | 2.2% | |
| 8 | SELECT SECTOR SPDR TR (XLI) | 2.3% | 2.2% | |
| 9 | SELECT SECTOR SPDR TR (XLK) | 2.2% | 2.2% | |
| 10 | SCHWAB VALUE ADVANTAGE M | 0.0% | 1.5% | Entered the top 10 |
| — | NVIDIA CORPORATION (NVDA) | 1.0% | 1.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).