TRANSFORM WEALTH LLC
Q3 2024 Form 13-F
GREENWOOD VILLAGE, COLORADO
CIK 0001682266
· CRD 283403
· SEC-registered investment adviser
$1.5B Reported Value Total
TRANSFORM WEALTH, LLC. reports 1,810 total accounts under management (AUM). There are 1,808 discretionary accounts valued at $3,004,776,502, and 2 non-discretionary accounts valued at $372,360,055.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Source: Form ADV filed 2025-03-25
Reported value
$1.5B
Quarter over quarter
+14.6%
Holdings
216
Top-10 concentration
46.4%
Key People
Form ADV owners & control persons
Craig Evans Carnick
MANAGING DIRECTOR
David James Kubik
PRESIDENT
Nathan James Kubik
CHIEF EXECUTIVE OFFICER
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Q3 2024 13F record
Q3 2024 13F filing summary
| Period of report | September 30, 2024 |
|---|---|
| Filed | October 16, 2024 |
| Form | 13F-HR |
| Reported value | $1.5B |
| Positions | 216 |
| Change in reported value | +13.3% |
| New positions | 24 |
| Exited positions | 21 |
| Position turnover | 19.0% |
| Top-10 concentration | 46.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q1 2025 13F
Filed Apr 15, 2025
|
242 | $1.7B |
|
Q4 2024 13F
Filed Jan 17, 2025
|
260 | $1.8B |
|
Q3 2024 13F
Filed Oct 16, 2024
|
216 | $1.5B |
|
Q2 2024 13F
Filed Jul 15, 2024
|
213 | $1.3B |
|
Q1 2024 13F
Filed Apr 16, 2024
|
219 | $1.1B |
|
Q4 2023 13F
Filed Jan 18, 2024
|
239 | $1.0B |
|
Q3 2023 13F
Filed Oct 11, 2023
|
237 | $948.1M |
|
Q2 2023 13F
Filed Jul 14, 2023
|
257 | $1.1B |
|
Q1 2023 13F
Filed Apr 14, 2023
|
251 | $1.1B |
|
Q4 2022 13F
Filed Jan 13, 2023
|
217 | $892.0M |
|
Q3 2022 13F
Filed Oct 21, 2022
|
184 | $769.2M |
|
Q2 2022 13F
Filed Jul 15, 2022
|
199 | $672.2M |
|
Q1 2022 13F
Filed Apr 25, 2022
|
221 | $892.0M |
|
Q4 2021 13F
Filed Jan 26, 2022
|
218 | $957.4M |
|
Q3 2021 13F
Filed Oct 15, 2021
|
223 | $872.3M |
|
Q2 2021 13F
Filed Jul 20, 2021
|
224 | $819.0M |
|
Q1 2021 13F
Filed Apr 22, 2021
|
196 | $498.5M |
|
Q4 2020 13F
Filed Jan 20, 2021
|
196 | $478.2M |
|
Q3 2020 13F
Filed Oct 21, 2020
|
215 | $620.3M |
|
Q2 2020 13F
Filed Jul 22, 2020
|
224 | $583.8M |
16 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | POWL POWELL INDS INC | $371.6M | 24.61% |
| 2 | AAPL APPLE INC | $62.7M | 4.15% |
| 3 | MSFT MICROSOFT CORP | $59.5M | 3.94% |
| 4 | SPY SPDR S&P 500 ETF TR | $41.8M | 2.77% |
| 5 | NVDA NVIDIA CORPORATION | $30.4M | 2.02% |
| 6 | AVGO BROADCOM INC | $29.8M | 1.97% |
| 7 | IVE ISHARES TR | $28.2M | 1.87% |
| 8 | AGG ISHARES TR | $25.6M | 1.7% |
| 9 | AMZN AMAZON COM INC | $25.6M | 1.69% |
| 10 | QDF FLEXSHARES TR | $24.7M | 1.64% |
| 11 | GOOGL ALPHABET INC | $23.5M | 1.56% |
| 12 | JPM JPMORGAN CHASE & CO. | $20.4M | 1.35% |
| 13 | IVW ISHARES TR | $19.7M | 1.31% |
| 14 | CEG CONSTELLATION ENERGY CORP | $17.6M | 1.17% |
| 15 | ABBV ABBVIE INC | $17.2M | 1.14% |
| 16 | ACN ACCENTURE PLC IRELAND | $17.2M | 1.14% |
| 17 | WMT WALMART INC | $15.8M | 1.05% |
| 18 | XOM EXXON MOBIL CORP | $15.6M | 1.03% |
| 19 | GS GOLDMAN SACHS GROUP INC | $15.4M | 1.02% |
| 20 | SCHB SCHWAB STRATEGIC TR | $15.1M | 1.0% |
Values as reported on the Q3 2024 Form 13F. Every position is in the holdings table below.