TRADEWINDS CAPITAL MANAGEMENT LLC
Q3 2026 Form 13-F
BELLINGHAM, WASHINGTON
CIK 0001616026
· CRD 145934
· SEC-registered investment adviser
$577.9M Reported Value Total
TRADEWINDS CAPITAL MANAGEMENT, LLC reports 2,268 total accounts under management (AUM). There are 2,268 discretionary accounts valued at $727,324,070, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-26
Reported value
$577.9M
Quarter over quarter
+0.2%
Holdings
705
Top-10 concentration
61.5%
Key People
Form ADV owners & control persons
Bryant James Engebretson
MANAGING PRINCIPAL
Kyle B Jackson
OWNER
Donald Bradley Pence
CHIEF COMPLIANCE OFFICER
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 23, 2026 |
| Form | 13F-HR |
| Reported value | $577.9M |
| Positions | 705 |
| Change in reported value | +2.7% |
| New positions | 62 |
| Exited positions | 72 |
| Position turnover | 17.3% |
| Top-10 concentration | 61.5% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 23, 2026
|
705 | $577.9M |
|
Q2 2026 13F
Filed Jul 24, 2026
|
714 | $562.6M |
|
Q1 2026 13F
Filed Apr 15, 2026
|
718 | $503.5M |
|
Q4 2025 13F
Filed Jan 14, 2026
|
685 | $474.2M |
|
Q3 2025 13F
Filed Oct 21, 2025
|
677 | $445.2M |
|
Q2 2025 13F
Filed Jul 29, 2025
|
641 | $397.7M |
|
Q1 2025 13F
Filed Apr 25, 2025
|
664 | $373.1M |
|
Q4 2024 13F
Filed Feb 4, 2025
|
667 | $378.9M |
|
Q3 2024 13F
Filed Oct 16, 2024
|
616 | $373.8M |
|
Q2 2024 13F
Filed Jul 18, 2024
|
591 | $339.0M |
|
Q1 2024 13F
Filed Apr 19, 2024
|
552 | $361.8M |
|
Q4 2023 13F
Filed Feb 1, 2024
|
479 | $251.3M |
|
Q3 2023 13F
Filed Oct 30, 2023
|
504 | $292.0M |
|
Q2 2023 13F
Filed Jul 20, 2023
|
480 | $321.0M |
|
Q1 2023 13F
Filed Apr 10, 2023
|
488 | $318.3M |
|
Q4 2022 13F
Filed Jan 23, 2023
|
519 | $214.8M |
|
Q3 2022 13F
Filed Oct 18, 2022
|
350 | $244.1M |
|
Q2 2022 13F
Filed Jul 21, 2022
|
363 | $267.6M |
|
Q1 2022 13F
Filed Apr 25, 2022
|
704 | $616.7M |
|
Q4 2021 13F
Filed Feb 2, 2022
|
712 | $652.2M |
32 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | EWY ISHARES INC | $52.9M | 9.15% |
| 2 | COMT ISHARES U S ETF TR | $43.0M | 7.45% |
| 3 | EWS ISHARES INC | $39.6M | 6.86% |
| 4 | MLPA GLOBAL X FDS | $39.6M | 6.84% |
| 5 | BBCA J P MORGAN EXCHANGE TRADED F | $37.4M | 6.47% |
| 6 | EWP ISHARES INC | $36.1M | 6.25% |
| 7 | XLE SELECT SECTOR SPDR TR | $29.7M | 5.15% |
| 8 | XLK SELECT SECTOR SPDR TR | $29.2M | 5.05% |
| 9 | EWI ISHARES INC | $26.2M | 4.53% |
| 10 | ICVT ISHARES TR | $22.0M | 3.8% |
| 11 | VUSB VANGUARD BD INDEX FDS | $21.6M | 3.74% |
| 12 | XLI SELECT SECTOR SPDR TR | $17.9M | 3.1% |
| 13 | SCHX SCHWAB STRATEGIC TR | $14.4M | 2.49% |
| 14 | SPSB SPDR SERIES TRUST | $14.4M | 2.49% |
| 15 | MSFT MICROSOFT CORP | $13.8M | 2.38% |
| 16 | HYMB SPDR SERIES TRUST | $13.3M | 2.3% |
| 17 | JPST J P MORGAN EXCHANGE TRADED F | $7.7M | 1.34% |
| 18 | SCHF SCHWAB STRATEGIC TR | $7.6M | 1.31% |
| 19 | AAPL APPLE INC | $5.7M | 0.99% |
| 20 | SPMD SPDR SERIES TRUST | $5.3M | 0.91% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.