THOMPSON DAVIS & CO INC's Q3 2026 13F: 22 new positions, 32 exits
Form 13F-HR for the quarter ended Sep 30, 2026 · filed Nov 5, 2026 · 158 reported positions · accession 0001017284-26-000012
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | SMITH MIDLAND CORP (SMID) | 31.6% | 29.0% | −2.6 pts | +72,362 sh | +4% |
| Reduced | VANECK ETF TRUST (SMH) | 1.1% | 0.3% | −0.7 pts | −1,940 sh | −72% |
| Increased | VANGUARD INDEX FDS (VOO) | 1.9% | 2.7% | +0.8 pts | +1,117 sh | +24% |
| Exited | CISCO SYS INC (CSCO) | 0.5% | — | −0.5 pts | −6,806 sh | −100% |
| New | QUANTA SVCS INC (PWR) | — | 0.5% | +0.5 pts | +1,068 sh | new |
| Increased | SPACE EXPLORATION TECHN CORP (SPCX) | 0.2% | 0.7% | +0.5 pts | +4,519 sh | +217% |
| New | STARBUCKS CORP (SBUX) | — | 0.4% | +0.4 pts | +6,565 sh | new |
| Increased | FREQUENCY ELECTRS INC (FEIM) | 0.3% | 0.8% | +0.5 pts | +6,100 sh | +75% |
| Exited | FTAI AVIATION LTD (FTAI) | 0.3% | — | −0.3 pts | −1,950 sh | −100% |
| New | HONEST CO INC (HNST) | — | 0.3% | +0.3 pts | +87,700 sh | new |
| Exited | SANDISK CORP (SNDK) | 0.3% | — | −0.3 pts | −217 sh | −100% |
| Exited | VICOR CORP (VICR) | 0.3% | — | −0.3 pts | −1,200 sh | −100% |
| New | SALESFORCE INC (CRM) | — | 0.3% | +0.3 pts | +1,750 sh | new |
| Reduced | NVIDIA CORPORATION (NVDA) | 1.1% | 1.2% | +0.1 pts | −1,665 sh | −18% |
| Increased | ENERGY SERVICES OF AMER CORP (ESOA) | 0.6% | 0.7% | 0.0 pts | +33,209 sh | +61% |
| Exited | NOVO-NORDISK A S (NVO) | 0.2% | — | −0.2 pts | −8,550 sh | −100% |
| New | PERMA-FIX ENVIRONMENTAL SVCS (PESI) | — | 0.2% | +0.2 pts | +22,900 sh | new |
| Increased | SSGA ACTIVE ETF TR (TOTL) | 0.2% | 0.4% | +0.2 pts | +9,500 sh | +148% |
| Exited | ELECTROVAYA INC (ELVA) | 0.2% | — | −0.2 pts | −37,950 sh | −100% |
| New | HEWLETT PACKARD ENTERPRISE C (HPE) | — | 0.2% | +0.2 pts | +5,550 sh | new |
| Exited | MASTEC INC (MTZ) | 0.2% | — | −0.2 pts | −915 sh | −100% |
| Exited | BUILDERS FIRSTSOURCE INC (BLDR) | 0.2% | — | −0.2 pts | −4,250 sh | −100% |
| New | ORION ENERGY SYS INC (OESX) | — | 0.2% | +0.2 pts | +10,675 sh | new |
| Increased | INTEL CORP (INTC) | 0.2% | 0.4% | +0.2 pts | +2,700 sh | +117% |
| New | AEROVIRONMENT INC (AVAV) | — | 0.2% | +0.2 pts | +2,200 sh | new |
| Reduced | BLACKBERRY LTD (BB) | 0.6% | 0.2% | −0.4 pts | −34,315 sh | −46% |
| Exited | SUNCRETE INC (RMIX) | 0.2% | — | −0.2 pts | −15,050 sh | −100% |
| New | IONQ INC (IONQ) | — | 0.2% | +0.2 pts | +6,725 sh | new |
| New | AMPRIUS TECHNOLOGIES INC (AMPX) | — | 0.2% | +0.2 pts | +29,325 sh | new |
| Reduced | CROWDSTRIKE HLDGS INC (CRWD) | 0.3% | 0.2% | 0.0 pts | −1,050 sh | −44% |
| New | EXXONMOBIL HOLDINGS CORP (XOMZZZZ) | — | 0.2% | +0.2 pts | +1,681 sh | new |
| Exited | ROCKET COS INC (RKT) | 0.2% | — | −0.2 pts | −19,150 sh | −100% |
| Increased | SPDR SERIES TRUST (BIL) | 1.2% | 1.5% | +0.3 pts | +2,895 sh | +13% |
| Reduced | CORNING INC (GLW) | 1.2% | 0.6% | −0.6 pts | −1,720 sh | −21% |
| Increased | ALPHABET INC (GOOG) | 0.8% | 1.0% | +0.2 pts | +769 sh | +20% |
| Reduced | SCHWAB STRATEGIC TR (SCHD) | 0.7% | 0.6% | −0.1 pts | −7,927 sh | −23% |
| New | STERLING INFRASTRUCTURE INC (STRL) | — | 0.2% | +0.2 pts | +522 sh | new |
| Exited | HOWMET AEROSPACE INC (HWM) | 0.2% | — | −0.2 pts | −1,050 sh | −100% |
| New | ROBINHOOD MKTS INC (HOOD) | — | 0.2% | +0.2 pts | +2,210 sh | new |
| Exited | VISTRA CORP (VST) | 0.2% | — | −0.2 pts | −1,750 sh | −100% |
| New | REVOLUTION MEDICINES INC (RVMD) | — | 0.2% | +0.2 pts | +1,150 sh | new |
| Exited | REDDIT INC (RDDT) | 0.2% | — | −0.2 pts | −1,500 sh | −100% |
| Reduced | SPDR SERIES TRUST (SPYM) | 0.9% | 0.8% | 0.0 pts | −2,500 sh | −15% |
| Exited | DELTA AIR LINES INC (DAL) | 0.1% | — | −0.1 pts | −2,650 sh | −100% |
| New | CELSIUS HLDGS INC (CELH) | — | 0.1% | +0.1 pts | +7,825 sh | new |
| New | JERSEY MIKES SUBS INC (JMKE) | — | 0.1% | +0.1 pts | +12,600 sh | new |
| Increased | NOKIA CORP (NOK) | 0.2% | 0.3% | +0.1 pts | +20,775 sh | +104% |
| Exited | CASEYS GEN STORES INC (CASY) | 0.1% | — | −0.1 pts | −297 sh | −100% |
| Exited | EXXON MOBIL CORP (XOM) | 0.1% | — | −0.1 pts | −1,681 sh | −100% |
| New | NETFLIX INC. (NFLX) | — | 0.1% | +0.1 pts | +2,920 sh | new |
The 50 largest of 153 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- TEVA PHARMACEUTICAL INDS LTD (TEVA): 881624209 → M8769Q102, 10,900 → 14,125 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 50.5% of the equity book
Changes in the top 10 this quarter: BIL entered · CB left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SMITH MIDLAND CORP (SMID) | 31.6% | 29.0% | |
| 2 | CARLISLE COS INC (CSL) | 6.3% | 6.3% | |
| 3 | VANGUARD INDEX FDS (VOO) | 1.9% | 2.7% | |
| 4 | DOVER CORP (DOV) | 2.8% | 2.6% | |
| 5 | J P MORGAN EXCHANGE TRADED F (JPST) | 1.9% | 2.1% | |
| 6 | APPLE INC (AAPL) | 1.4% | 2.0% | |
| 7 | SHERWIN WILLIAMS CO (SHW) | 1.5% | 1.6% | |
| 8 | SPDR SERIES TRUST (BIL) | 1.2% | 1.5% | Entered the top 10 |
| 9 | GE VERNOVA INC (GEV) | 1.5% | 1.4% | |
| 10 | VANGUARD SPECIALIZED FUNDS (VIG) | 1.3% | 1.3% | |
| — | CHUBB LIMITED (CB) | 1.2% | 1.3% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).