STRATEGIC WEALTH ADVISORS GROUP LLC
Q1 2020 Form 13-F
CIK 0001548916
· CRD 283824
· SEC-registered investment adviser
$1.1B Reported Value Total
MARINER ADVISOR NETWORK reports 23,307 total accounts under management (AUM). There are 23,307 discretionary accounts valued at $4,541,006,252, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-05-26
Reported value
$1.1B
Quarter over quarter
-16.0%
Holdings
348
Top-10 concentration
25.3%
Filing Structure
Key People
Form ADV owners & control persons
James Windsor Herrington
CHAIRMAN
Patrick James Sullivan
OWNER
James Alan Hooks
CHIEF COMPLIANCE OFFICER
Filing Navigation
13F Metrics
Loading 13F Metrics
Q1 2020 13F record
Q1 2020 13F filing summary
| Period of report | March 31, 2020 |
|---|---|
| Filed | May 05, 2020 |
| Form | 13F-HR |
| Reported value | $1.1B |
| Positions | 348 |
| Change in reported value | -20.2% |
| New positions | 42 |
| Exited positions | 62 |
| Position turnover | 25.4% |
| Top-10 concentration | 25.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2022 13F
Filed Nov 10, 2022
|
555 | $2.3B |
|
Q2 2022 13F
Filed Aug 12, 2022
|
544 | $2.4B |
|
Q1 2022 13F
Filed May 10, 2022
|
505 | $2.6B |
|
Q4 2021 13F
Filed Feb 16, 2022
|
452 | $2.1B |
|
Q3 2021 13F
Filed Nov 17, 2021
|
461 | $2.0B |
|
Q2 2021 13F
Filed Aug 10, 2021
|
508 | $2.2B |
|
Q1 2021 13F
Filed May 7, 2021
|
429 | $1.9B |
|
Q4 2020 13F
Filed Feb 12, 2021
|
405 | $1.9B |
|
Q3 2020 13F
Filed Nov 30, 2020
|
306 | $1.2B |
|
Q2 2020 13F
Filed Aug 3, 2020
|
314 | $1.1B |
|
Q1 2020 13F
Filed May 5, 2020
|
348 | $1.1B |
|
Q4 2019 13F
Filed Feb 10, 2020
|
368 | $1.4B |
|
Q3 2019 13F
Filed Nov 4, 2019
|
370 | $1.3B |
|
Q2 2019 13F
Filed Aug 13, 2019
|
367 | $1.3B |
|
Q1 2019 13F
Filed May 2, 2019
|
352 | $1.2B |
|
Q4 2018 13F
Filed Feb 12, 2019
|
356 | $1.1B |
|
Q3 2018 13F
Filed Nov 7, 2018
|
229 | $799.3M |
|
Q2 2018 13F
Filed Sep 17, 2018
|
142 | $564.6M |
|
Q1 2018 13F
Filed May 8, 2018
|
326 | $1.6B |
|
Q4 2017 13F
Filed Mar 7, 2018
|
280 | $955.8M |
14 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2020
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $41.5M | 3.75% |
| 2 | AMZN AMAZON COM INC | $37.0M | 3.34% |
| 3 | USMV ISHARES TR | $33.5M | 3.02% |
| 4 | AMD ADVANCED MICRO DEVICES INC | $28.6M | 2.58% |
| 5 | MSFT MICROSOFT CORP | $26.5M | 2.39% |
| 6 | IVV ISHARES TR | $24.5M | 2.21% |
| 7 | SPY SPDR S&P 500 ETF TR | $23.2M | 2.1% |
| 8 | TSLA TESLA INC | $22.0M | 1.99% |
| 9 | QQQ INVESCO QQQ TR | $21.9M | 1.98% |
| 10 | GSLC GOLDMAN SACHS ETF TR | $21.3M | 1.92% |
| 11 | SPTS SPDR SER TR | $20.6M | 1.86% |
| 12 | RODM LATTICE STRATEGIES TR | $18.2M | 1.64% |
| 13 | FLQL FRANKLIN TEMPLETON ETF TR | $16.9M | 1.52% |
| 14 | IWF ISHARES TR | $13.8M | 1.24% |
| 15 | GEM GOLDMAN SACHS ETF TR | $12.8M | 1.16% |
| 16 | VTI VANGUARD INDEX FDS | $12.0M | 1.09% |
| 17 | HTRB HARTFORD FDS EXCHANGE TRADED | $11.4M | 1.03% |
| 18 | VTV VANGUARD INDEX FDS | $11.4M | 1.03% |
| 19 | GBIL GOLDMAN SACHS ETF TR | $10.8M | 0.98% |
| 20 | TBLL INVESCO EXCHANGE-TRADED FD T | $10.5M | 0.95% |
Values as reported on the Q1 2020 Form 13F. Every position is in the holdings table below.