STERNECK CAPITAL MANAGEMENT LLC
Q2 2023 Form 13-F
KANSAS CITY, MISSOURI
CIK 0001438574
· CRD 111463
· SEC-registered investment adviser
$163.2M Reported Value Total
STERNECK CAPITAL MANAGEMENT LLC reports 648 total accounts under management (AUM). There are 573 discretionary accounts valued at $225,080,033, and 75 non-discretionary accounts valued at $14,179,665.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $9.4M gross asset value
Hedge Fund: $9.4M
Source: Form ADV filed 2026-07-07
Reported value
$163.2M
Quarter over quarter
+4.3%
Holdings
98
Top-10 concentration
51.0%
Key People
Form ADV owners & control persons
Austin Lloyd Drake
SENIOR WEALTH MANAGER
Frank Martin Sterneck
CHIEF INVESTMENT OFFICER
Brandie Mignon Giffin
CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q2 2023 13F record
Q2 2023 13F filing summary
| Period of report | June 30, 2023 |
|---|---|
| Filed | July 26, 2023 |
| Form | 13F-HR |
| Reported value | $163.2M |
| Positions | 98 |
| Change in reported value | +2.9% |
| New positions | 2 |
| Exited positions | 3 |
| Position turnover | 5.0% |
| Top-10 concentration | 51.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Jul 30, 2026
|
103 | $233.4M |
|
Q1 2026 13F
Filed Apr 17, 2026
|
116 | $222.7M |
|
Q4 2025 13F
Filed Jan 22, 2026
|
109 | $222.1M |
|
Q3 2025 13F
Filed Oct 24, 2025
|
106 | $215.0M |
|
Q2 2025 13F
Filed Jul 17, 2025
|
99 | $197.1M |
|
Q1 2025 13F
Filed Apr 8, 2025
|
100 | $185.0M |
|
Q4 2024 13F
Filed Jan 8, 2025
|
96 | $185.1M |
|
Q3 2024 13F
Filed Oct 3, 2024
|
96 | $184.9M |
|
Q2 2024 13F
Filed Jul 26, 2024
|
95 | $176.3M |
|
Q1 2024 13F
Filed Apr 26, 2024
|
92 | $167.4M |
|
Q4 2023 13F
Filed Jan 16, 2024
|
94 | $157.1M |
|
Q3 2023 13F
Filed Nov 13, 2023
|
91 | $149.7M |
|
Q2 2023 13F
Filed Jul 26, 2023
|
98 | $163.2M |
|
Q1 2023 13F
Filed Apr 19, 2023
|
99 | $158.7M |
|
Q4 2022 13F
Filed Jan 19, 2023
|
101 | $150.8M |
|
Q3 2022 13F
Filed Oct 13, 2022
|
93 | $141.5M |
|
Q2 2022 13F
Filed Aug 10, 2022
|
92 | $149.3M |
|
Q1 2022 13F
Filed May 3, 2022
|
101 | $166.5M |
|
Q4 2021 13F
Filed Jan 25, 2022
|
108 | $169.1M |
|
Q3 2021 13F
Filed Oct 18, 2021
|
105 | $157.0M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $19.6M | 11.98% |
| 2 | RSP INVESCO EXCHANGE TRADED FD T | $16.3M | 9.98% |
| 3 | SPEM SPDR INDEX SHS FDS | $11.0M | 6.75% |
| 4 | JPUS J P MORGAN EXCHANGE TRADED F | $7.2M | 4.43% |
| 5 | JPIN J P MORGAN EXCHANGE TRADED F | $6.0M | 3.65% |
| 6 | LRGF ISHARES TR | $5.2M | 3.17% |
| 7 | SPTM SPDR SER TR | $5.2M | 3.16% |
| 8 | AAVM EA SERIES TRUST | $4.9M | 2.97% |
| 9 | AMZN AMAZON COM INC | $4.0M | 2.48% |
| 10 | SPY SPDR S&P 500 ETF TR | $3.9M | 2.4% |
| 11 | GOOG ALPHABET INC | $3.3M | 2.01% |
| 12 | FPF FIRST TR INTER DURATN PFD & | $3.3M | 1.99% |
| 13 | MSFT MICROSOFT CORP | $3.0M | 1.81% |
| 14 | DIS DISNEY WALT CO | $2.9M | 1.76% |
| 15 | AVUV AMERICAN CENTY ETF TR | $2.8M | 1.73% |
| 16 | META META PLATFORMS INC | $2.7M | 1.62% |
| 17 | KWEB KRANESHARES TR | $2.5M | 1.51% |
| 18 | BRK-B BERKSHIRE HATHAWAY INC DEL | $2.4M | 1.49% |
| 19 | IBM INTERNATIONAL BUSINESS MACHS | $2.4M | 1.47% |
| 20 | GOOGL ALPHABET INC | $2.4M | 1.45% |
Values as reported on the Q2 2023 Form 13F. Every position is in the holdings table below.