STEPHENS INC AR
Q1 2022 Form 13-F
LITTLE ROCK, ARKANSAS
CIK 0000757657
· CRD 3496
· SEC-registered investment adviser
$6.1B Reported Value Total
STEPHENS reports 22,311 total accounts under management (AUM). There are 11,863 discretionary accounts valued at $11,458,846,596, and 10,448 non-discretionary accounts valued at $3,649,737,927.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-23
Reported value
$6.1B
Quarter over quarter
-4.8%
Holdings
1,318
Top-10 concentration
20.1%
Key People
Form ADV owners & control persons
Warren Amerine Stephens
TRUSTEE
Curtis Franklin Jr Bradbury
VICE CHAIRMAN OF BOARD
Laura Stephens Brookshire
SENIOR EXECUTIVE VICE PRESIDENT
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q1 2022 13F record
Q1 2022 13F filing summary
| Period of report | March 31, 2022 |
|---|---|
| Filed | May 04, 2022 |
| Form | 13F-HR |
| Reported value | $6.1B |
| Positions | 1,318 |
| Change in reported value | -7.2% |
| New positions | 90 |
| Exited positions | 116 |
| Position turnover | 14.4% |
| Top-10 concentration | 20.1% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Jul 29, 2026
|
1,332 | $8.9B |
|
Q1 2026 13F
Filed Apr 28, 2026
|
1,311 | $8.0B |
|
Q4 2025 13F
Filed Feb 5, 2026
|
1,300 | $8.0B |
|
Q3 2025 13F
Filed Oct 27, 2025
|
1,321 | $7.8B |
|
Q2 2025 13F
Filed Jul 29, 2025
|
1,274 | $7.3B |
|
Q1 2025 13F
Filed May 1, 2025
|
1,236 | $6.8B |
|
Q4 2024 13F
Filed Jan 28, 2025
|
1,269 | $7.1B |
|
Q3 2024 13F
Filed Oct 28, 2024
|
1,291 | $7.0B |
|
Q2 2024 13F
Filed Aug 6, 2024
|
1,272 | $6.6B |
|
Q1 2024 13F
Filed May 15, 2024
|
1,310 | $6.4B |
|
Q4 2023 13F
Filed Feb 13, 2024
|
1,248 | $5.8B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
1,214 | $5.2B |
|
Q2 2023 13F
Filed Aug 14, 2023
|
1,227 | $5.6B |
|
Q1 2023 13F
Filed May 15, 2023
|
1,191 | $5.2B |
|
Q4 2022 13F
Filed Jan 25, 2023
|
1,169 | $4.9B |
|
Q3 2022 13F
Filed Nov 2, 2022
|
1,202 | $4.7B |
|
Q2 2022 13F
Filed Aug 3, 2022
|
1,227 | $5.0B |
|
Q1 2022 13F
Filed May 4, 2022
|
1,318 | $6.1B |
|
Q4 2021 13F
Filed Mar 7, 2022
|
1,345 | $6.6B |
|
Q3 2021 13F
Filed Oct 27, 2021
|
1,352 | $6.5B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VTI VANGUARD INDEX FDS | $219.4M | 3.58% |
| 2 | SHY ISHARES TR | $156.4M | 2.55% |
| 3 | AAPL APPLE INC | $152.5M | 2.49% |
| 4 | IWD ISHARES TR | $144.9M | 2.36% |
| 5 | MSFT MICROSOFT CORP | $103.2M | 1.68% |
| 6 | IWS ISHARES TR | $103.1M | 1.68% |
| 7 | IWF ISHARES TR | $94.7M | 1.54% |
| 8 | VCSH VANGUARD SCOTTSDALE FDS | $92.4M | 1.51% |
| 9 | IGSB ISHARES TR | $84.0M | 1.37% |
| 10 | AMZN AMAZON COM INC | $80.4M | 1.31% |
| 11 | SPY SPDR S&P 500 ETF TR | $77.8M | 1.27% |
| 12 | IWP ISHARES TR | $60.9M | 0.99% |
| 13 | JPST J P MORGAN EXCHANGE-TRADED F | $58.4M | 0.95% |
| 14 | GOOG ALPHABET INC | $52.8M | 0.86% |
| 15 | WMT WALMART INC | $51.5M | 0.84% |
| 16 | VRP INVESCO EXCH TRADED FD TR II | $49.8M | 0.81% |
| 17 | KRUS KURA SUSHI USA INC | $49.7M | 0.81% |
| 18 | VBR VANGUARD INDEX FDS | $49.5M | 0.81% |
| 19 | IWN ISHARES TR | $48.7M | 0.79% |
| 20 | CVX CHEVRON CORP NEW | $48.1M | 0.78% |
Values as reported on the Q1 2022 Form 13F. Every position is in the holdings table below.