SOVEREIGN FINANCIAL GROUP INC
Q2 2022 Form 13-F
STAMFORD, CONNECTICUT
CIK 0001846175
· CRD 294314
· SEC-registered investment adviser
$253.8M Reported Value Total
SOVEREIGN FINANCIAL GROUP, INC. reports 1,957 total accounts under management (AUM). There are 1,921 discretionary accounts valued at $536,194,627, and 36 non-discretionary accounts valued at $52,857,276.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-11-06
Reported value
$253.8M
Quarter over quarter
-13.1%
Holdings
209
Top-10 concentration
32.2%
Key People
Form ADV owners & control persons
Charles Failla
MANAGING MEMBER
Christopher Michael Mortara
CHIEF COMPLIANCE OFFICER
Nicholas Donald Thiede
HEAD OF OPERATIONS
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Q2 2022 13F record
Q2 2022 13F filing summary
| Period of report | June 30, 2022 |
|---|---|
| Filed | August 15, 2022 |
| Form | 13F-HR |
| Reported value | $253.8M |
| Positions | 209 |
| Change in reported value | -6.0% |
| New positions | 15 |
| Exited positions | 22 |
| Position turnover | 16.0% |
| Top-10 concentration | 32.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Jul 24, 2026
|
384 | $654.4M |
|
Q1 2026 13F
Filed Apr 17, 2026
|
362 | $575.6M |
|
Q4 2025 13F
Filed Jan 7, 2026
|
345 | $580.4M |
|
Q3 2025 13F
Filed Oct 17, 2025
|
327 | $534.1M |
|
Q2 2025 13F
Filed Jul 25, 2025
|
313 | $485.1M |
|
Q1 2025 13F
Filed Apr 11, 2025
|
285 | $434.2M |
|
Q4 2024 13F
Filed Jan 14, 2025
|
284 | $435.6M |
|
Q3 2024 13F
Filed Oct 8, 2024
|
282 | $427.8M |
|
Q2 2024 13F
Filed Jul 15, 2024
|
279 | $401.2M |
|
Q1 2024 13F
Filed Apr 15, 2024
|
286 | $376.8M |
|
Q4 2023 13F
Filed Feb 6, 2024
|
245 | $327.9M |
|
Q3 2023 13F
Filed Nov 3, 2023
|
226 | $280.9M |
|
Q2 2023 13F
Filed Jul 31, 2023
|
231 | $306.9M |
|
Q1 2023 13F
Filed May 4, 2023
|
215 | $269.4M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
220 | $253.8M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
203 | $246.5M |
|
Q2 2022 13F
Filed Aug 15, 2022
|
209 | $253.8M |
|
Q1 2022 13F
Filed May 16, 2022
|
217 | $269.9M |
|
Q4 2021 13F
Filed Feb 15, 2022
|
206 | $249.0M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
168 | $173.9M |
3 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SPY SPDR S&P 500 ETF TR | $13.9M | 5.48% |
| 2 | VEA VANGUARD TAX-MANAGED INTL FD | $13.8M | 5.44% |
| 3 | IVV ISHARES TR | $8.4M | 3.32% |
| 4 | BSV VANGUARD BD INDEX FDS | $7.5M | 2.96% |
| 5 | AAPL APPLE INC | $7.0M | 2.76% |
| 6 | BNDX VANGUARD CHARLOTTE FDS | $6.6M | 2.61% |
| 7 | QQQ INVESCO QQQ TR | $6.4M | 2.54% |
| 8 | VUG VANGUARD INDEX FDS | $6.4M | 2.51% |
| 9 | GOOG ALPHABET INC | $6.3M | 2.48% |
| 10 | VTIP VANGUARD MALVERN FDS | $5.4M | 2.15% |
| 11 | VOO VANGUARD INDEX FDS | $5.3M | 2.1% |
| 12 | VTV VANGUARD INDEX FDS | $5.3M | 2.08% |
| 13 | UPS UNITED PARCEL SERVICE INC | $5.1M | 1.99% |
| 14 | VWO VANGUARD INTL EQUITY INDEX F | $3.7M | 1.47% |
| 15 | VB VANGUARD INDEX FDS | $3.2M | 1.27% |
| 16 | VMBS VANGUARD SCOTTSDALE FDS | $3.1M | 1.23% |
| 17 | BLV VANGUARD BD INDEX FDS | $3.0M | 1.19% |
| 18 | SCHG SCHWAB STRATEGIC TR | $3.0M | 1.18% |
| 19 | VYM VANGUARD WHITEHALL FDS | $3.0M | 1.17% |
| 20 | SO SOUTHERN CO | $2.9M | 1.15% |
Values as reported on the Q2 2022 Form 13F. Every position is in the holdings table below.