SOA Wealth Advisors LLC's Q4 2023 13F: 21 new positions, 55 exits

Form 13F-HR for the quarter ended Dec 31, 2023 · filed Jan 10, 2024 · 907 reported positions · accession 0001376474-24-000026 · Amended

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Increased FT CBOE VEST U.S. EQUITY BUFFER ETF- OCTOBER (FOCT) 0.0% 0.8% +0.8 pts +88,352 sh +2771%
Increased ISHARES RUSSELL TOP 200 VALUE ETF (IWX) 0.5% 0.9% +0.4 pts +27,563 sh +95%
Increased ISHARES RUSSELL TOP 200 GROWTH ETF (IWY) 11.9% 12.4% +0.6 pts +8,194 sh +3%
Reduced ISHARES SELECT DIVIDEND ETF (DVY) 2.7% 2.4% −0.3 pts −7,723 sh −8%
Reduced VERIZON COMMUNICATIONS INC COM (VZ) 0.2% 0.1% −0.1 pts −18,839 sh −68%
Reduced ISHARES S&P MID-CAP 400 GROWTH ETF (IJK) 2.3% 2.1% −0.2 pts −8,801 sh −7%
Reduced ISHARES CORE DIVIDEND GROWTH ETF (DGRO) 3.6% 3.4% −0.2 pts −11,673 sh −4%
Reduced ISHARES RUSSELL 1000 GROWTH ETF (IWF) 1.7% 1.6% −0.1 pts −1,766 sh −7%
Reduced ISHARES S&P SMALL-CAP 600 GROWTH ETF (IJT) 1.9% 1.8% −0.1 pts −3,871 sh −6%
Reduced ISHARES CORE S&P SMALL CAP ETF (IJR) 1.0% 0.9% −0.1 pts −4,441 sh −11%
Reduced APPLE INC COM (AAPL) 11.0% 11.0% 0.0 pts −1,715 sh −1%
Increased SPDR RUSSELL 1000 LOW VOLATILITY FOCUS ETF (ONEV) 0.1% 0.2% +0.1 pts +2,862 sh +59%
Reduced VANGUARD MID-CAP VALUE ETF (VOE) 1.5% 1.4% −0.1 pts −2,172 sh −5%
Reduced WP CAREY INC COM (WPC) 1.1% 1.1% 0.0 pts −4,768 sh −6%
New SPDR S&P 500 ESG ETF (EFIV) — 0.1% +0.1 pts +5,502 sh new
Reduced BERKSHIRE HATHAWAY INC DEL CL B NEW (BRK-B) 2.2% 2.0% −0.3 pts −696 sh −3%
Increased VANGUARD S&P 500 ETF (VOO) 5.0% 5.0% 0.0 pts +530 sh +1%
Reduced NIKE INC CL B (NKE) 0.6% 0.5% 0.0 pts −2,077 sh −9%
Reduced VANGUARD TOTAL BOND MARKET ETF (BND) 0.1% 0.1% −0.1 pts −2,989 sh −45%
Increased ISHARES COHEN & STEERS REIT ETF (ICF) 0.3% 0.3% +0.1 pts +3,647 sh +17%
Increased VANGUARD INFORMATION TECHNOLOGY ETF (VGT) 0.4% 0.4% +0.1 pts +430 sh +12%
Increased VANGUARD SMALL CAP VALUE ETF (VBR) 0.5% 0.5% +0.1 pts +1,125 sh +9%
Increased ISHARES MSCI EAFE ETF (EFA) 0.2% 0.2% 0.0 pts +2,677 sh +30%
Increased SCHWAB FUNDAMENTAL INTERNATIONAL LARGE CO. INDEX ETF (FNDF) 2.0% 1.9% −0.1 pts +5,544 sh +2%
Reduced ISHARES ESG AWARE MSCI EAFE ETF (ESGD) 1.4% 1.3% −0.1 pts −2,432 sh −3%
Increased AUTOMATIC DATA PROCESSING INC COM (ADP) 0.0% 0.0% 0.0 pts +704 sh +407%
Reduced MICROSOFT CORP COM (MSFT) 3.3% 3.5% +0.2 pts −406 sh −1%
Increased ISHARES S&P MID-CAP 400 VALUE ETF (IJJ) 0.4% 0.4% 0.0 pts +1,336 sh +9%
Reduced ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) 0.4% 0.4% −0.1 pts −2,995 sh −8%
Reduced AMAZON COM INC COM (AMZN) 2.1% 2.3% +0.1 pts −991 sh −1%
Reduced MCDONALDS CORP COM (MCD) 0.4% 0.4% 0.0 pts −491 sh −8%
Reduced ISHARES CORE HIGH DIVIDEND ETF (HDV) 0.5% 0.4% −0.1 pts −1,421 sh −8%
Reduced ISHARES U.S. REAL ESTATE ETF (IYR) 0.7% 0.7% 0.0 pts −1,584 sh −4%
Increased SCHWAB US DIVIDEND EQUITY ETF (SCHD) 0.2% 0.2% 0.0 pts +1,897 sh +17%
Reduced COSTCO WHSL CORP NEW COM (COST) 0.1% 0.0% 0.0 pts −215 sh −60%
Reduced PFIZER INC COM (PFE) 0.2% 0.1% −0.1 pts −4,833 sh −26%
Increased ISHARES MSCI EAFE GROWTH ETF (EFG) 0.9% 0.9% 0.0 pts +1,410 sh +3%
Increased VANGUARD SMALL-CAP GROWTH ETF (VBK) 0.7% 0.8% 0.0 pts +556 sh +4%
Increased VANGUARD INTERMEDIATE-TERM BOND ETF (BIV) 0.0% 0.0% 0.0 pts +1,732 sh +1903%
Reduced VANGUARD TAX-EXEMPT BOND ETF (VTEB) 0.0% 0.0% 0.0 pts −2,435 sh −62%
Reduced ISHARES S&P SMALL-CAP 600 VALUE ETF (IJS) 0.8% 0.8% 0.0 pts −1,186 sh −3%
Increased ISHARES RUSSELL TOP 200 ETF (IWL) 0.1% 0.2% 0.0 pts +1,030 sh +20%
Reduced BEST BUY INC COM (BBY) 0.1% 0.0% 0.0 pts −1,423 sh −35%
New CELSIUS HLDGS INC COM NEW (CELH) — 0.0% 0.0 pts +2,000 sh new
Reduced LAM RESEARCH CORP COM (LRCX) 0.5% 0.5% 0.0 pts −131 sh −4%
Reduced SPDR S&P MIDCAP 400 ETF TRUST (MDY) 0.3% 0.3% 0.0 pts −178 sh −6%
Reduced ISHARES MSCI USA ESG SELECT ETF (SUSA) 1.7% 1.7% 0.0 pts −872 sh −1%
Increased SPDR PORTFOLIO EMERGING MARKETS ETF (SPEM) 0.2% 0.2% 0.0 pts +2,337 sh +11%
Increased TESLA INC COM (TSLA) 0.3% 0.3% 0.0 pts +326 sh +7%
Reduced AMERICAN EXPRESS CO COM (AXP) 0.3% 0.3% 0.0 pts −431 sh −6%

The 50 largest of 490 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:

  • MULLEN AUTOMOTIVE INC COM (MULN): 62526P307 → 62526P406, 112 → 2 shares (share count changed with the identifier; not shown as a trade)
  • IBIO INC COM (IBIO): 451033609 → 451033708, 271 → 13 shares (share count changed with the identifier; not shown as a trade)
  • CANOPY GROWTH CORP COM NEW (CGC): 138035100 → 138035704, 681 → 66 shares (share count changed with the identifier; not shown as a trade)

Top 10 positions — 46.0% of the equity book

No changes in the top 10 this quarter

# Security Weight before Weight now
1 ISHARES RUSSELL TOP 200 GROWTH ETF (IWY) 11.9% 12.4%
2 APPLE INC COM (AAPL) 11.0% 11.0%
3 VANGUARD S&P 500 ETF (VOO) 5.0% 5.0%
4 MICROSOFT CORP COM (MSFT) 3.3% 3.5%
5 ISHARES CORE DIVIDEND GROWTH ETF (DGRO) 3.6% 3.4%
6 ISHARES SELECT DIVIDEND ETF (DVY) 2.7% 2.4%
7 AMAZON COM INC COM (AMZN) 2.1% 2.3%
8 ISHARES S&P MID-CAP 400 GROWTH ETF (IJK) 2.3% 2.1%
9 BERKSHIRE HATHAWAY INC DEL CL B NEW (BRK-B) 2.2% 2.0%
10 SCHWAB FUNDAMENTAL INTERNATIONAL LARGE CO. INDEX ETF (FNDF) 2.0% 1.9%

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).