SMITH CHAS P & ASSOCIATES PA CPAS' Q3 2022 13F: 3 new positions, 14 exits
Form 13F-HR for the quarter ended Sep 30, 2022 · filed Nov 22, 2022 · 109 reported positions · accession 0001082509-22-000006
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | iShares Tr 0-5yr Hi Yl Cp (SHYG) | 4.8% | — | −4.8 pts | −1.65M sh | −100% |
| Exited | iShares US Preferred Index ETF (PFF) | 2.8% | — | −2.8 pts | −1.18M sh | −100% |
| Exited | iShares Tr 1-3 Yr Trs Bd (SHY) | 2.1% | — | −2.1 pts | −346K sh | −100% |
| Exited | Fidelity High Yield Factor ETF (FDHY) | 2.0% | — | −2.0 pts | −608K sh | −100% |
| Increased | Invesco QQQ Tr Unit Series 1 (QQQ) | 3.6% | 4.2% | +0.6 pts | +6,904 sh | +4% |
| Increased | Home Depot (HD) | 3.7% | 4.5% | +0.8 pts | +5,612 sh | +3% |
| Increased | Alphabet Inc Cap Stk Cl C (GOOG) | 3.4% | 3.7% | +0.2 pts | +15,547 sh | +4% |
| Increased | Wal-Mart Stores Inc (WMT) | 3.1% | 4.0% | +0.9 pts | +11,169 sh | +3% |
| Increased | Comcast Corp New Cl A (CMCSA) | 1.8% | 1.7% | −0.1 pts | +43,709 sh | +7% |
| Increased | Cisco Sys Inc (CSCO) | 3.0% | 3.4% | +0.4 pts | +29,908 sh | +3% |
| Increased | Berkshire Hathaway Inc Del Cl (BRK-B) | 3.5% | 4.2% | +0.6 pts | +4,419 sh | +2% |
| Increased | Microsoft (MSFT) | 4.3% | 4.7% | +0.4 pts | +4,975 sh | +2% |
| Increased | J P Morgan Chase & Co (JPM) | 3.0% | 3.4% | +0.4 pts | +10,962 sh | +3% |
| Increased | Apple Inc. (AAPL) | 5.6% | 6.7% | +1.2 pts | +8,284 sh | +1% |
| Increased | Medtronic Inc. (MDT) | 2.0% | 2.2% | +0.2 pts | +13,923 sh | +5% |
| Increased | Procter & Gamble (PG) | 2.5% | 2.6% | +0.2 pts | +8,880 sh | +4% |
| Increased | McDonalds (MCD) | 2.9% | 3.3% | +0.4 pts | +4,143 sh | +3% |
| Increased | Pepsico, Inc. (PEP) | 2.7% | 3.1% | +0.5 pts | +5,393 sh | +2% |
| Increased | Starbucks Corp (SBUX) | 2.8% | 3.6% | +0.9 pts | +10,216 sh | +2% |
| Increased | Discover Finl Svcs Com (DFS) | 2.2% | 2.6% | +0.4 pts | +8,797 sh | +3% |
| Increased | Pnc Bk Corp Com (PNC) | 2.2% | 2.5% | +0.3 pts | +5,207 sh | +3% |
| Increased | Lockheed Martin Corp Com (LMT) | 2.3% | 2.5% | +0.2 pts | +1,892 sh | +3% |
| Increased | United Healthcare Corp Com (UNH) | 3.5% | 4.1% | +0.6 pts | +1,431 sh | +2% |
| Increased | United Parcel Service Cl B (UPS) | 2.5% | 2.6% | +0.2 pts | +4,472 sh | +2% |
| Increased | Visa Inc Com Cl A (V) | 2.3% | 2.5% | +0.2 pts | +3,998 sh | +2% |
| Increased | Johnson & Johnson (JNJ) | 2.5% | 2.8% | +0.3 pts | +4,064 sh | +2% |
| Reduced | iShares Core S&P Small-Cap ETF (IJR) | 2.7% | 3.0% | +0.3 pts | −7,323 sh | −2% |
| Increased | Verizon Communications Inc. (VZ) | 2.3% | 2.1% | −0.2 pts | +15,270 sh | +2% |
| Increased | NextEra Energy, Inc. (NEE) | 2.5% | 3.0% | +0.5 pts | +6,913 sh | +2% |
| Increased | Amazon Com Inc (AMZN) | 0.2% | 0.2% | +0.1 pts | +4,730 sh | +23% |
| Exited | First Trust Instl Pref Secs an (FPEI) | 0.0% | — | 0.0 pts | −29,285 sh | −100% |
| Increased | Merck & Co. Inc. (MRK) | 2.4% | 2.7% | +0.3 pts | +4,872 sh | +1% |
| Reduced | American Elec Pwr Inc (AEP) | 0.1% | 0.1% | 0.0 pts | −4,821 sh | −29% |
| Exited | iShares Core 1-5 Year USD Bond (ISTB) | 0.0% | — | 0.0 pts | −9,526 sh | −100% |
| Exited | Spdr Ser Tr Blomberg Brc Inv (FLRN) | 0.0% | — | 0.0 pts | −13,002 sh | −100% |
| Increased | Spyder S & P 500 Depository (SPY) | 0.1% | 0.2% | 0.0 pts | +895 sh | +20% |
| Increased | Bristol Myers Squibb (BMY) | 0.0% | 0.1% | 0.0 pts | +3,716 sh | +75% |
| New | Tesla Motors, Inc. (TSLA) | — | 0.0% | 0.0 pts | +966 sh | new |
| Increased | Exxon Mobil Corporation (XOM) | 0.1% | 0.2% | +0.1 pts | +2,919 sh | +12% |
| New | Select Sector Spdr Tr Sbi Int- (XLF) | — | 0.0% | 0.0 pts | +8,380 sh | new |
| Reduced | iShares Tr S&P Midcap Value (IJJ) | 0.4% | 0.4% | 0.0 pts | −2,740 sh | −5% |
| New | Altria Group Inc (MO) | — | 0.0% | 0.0 pts | +6,006 sh | new |
| Exited | iShares Tr S&P Midcap 400 (IJH) | 0.0% | — | 0.0 pts | −1,085 sh | −100% |
| Increased | Pfizer (PFE) | 2.7% | 2.7% | 0.0 pts | +4,550 sh | +1% |
| Exited | Enbridge Inc Com (ENB) | 0.0% | — | 0.0 pts | −5,396 sh | −100% |
| Reduced | Fidelity Comwlth Tr Ndq Cp Idx (ONEQ) | 1.3% | 1.4% | +0.2 pts | −4,650 sh | −1% |
| Exited | Dominion Resource Inc. (D) | 0.0% | — | 0.0 pts | −2,675 sh | −100% |
| Exited | HP Inc Com (HPQ) | 0.0% | — | 0.0 pts | −6,133 sh | −100% |
| Exited | Fidelity Preferred Securities (FPFD) | 0.0% | — | 0.0 pts | −10,000 sh | −100% |
| Increased | Chevron Corporation (CVX) | 0.1% | 0.2% | 0.0 pts | +1,105 sh | +8% |
The 50 largest of 109 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 43.1% of the equity book
Changes in the top 10 this quarter: SBUX entered · SHYG left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | Apple Inc. (AAPL) | 5.6% | 6.7% | |
| 2 | Microsoft (MSFT) | 4.3% | 4.7% | |
| 3 | Home Depot (HD) | 3.7% | 4.5% | |
| 4 | Invesco QQQ Tr Unit Series 1 (QQQ) | 3.6% | 4.2% | |
| 5 | Berkshire Hathaway Inc Del Cl (BRK-B) | 3.5% | 4.2% | |
| 6 | United Healthcare Corp Com (UNH) | 3.5% | 4.1% | |
| 7 | Wal-Mart Stores Inc (WMT) | 3.1% | 4.0% | |
| 8 | Alphabet Inc Cap Stk Cl C (GOOG) | 3.4% | 3.7% | |
| 9 | Starbucks Corp (SBUX) | 2.8% | 3.6% | Entered the top 10 |
| 10 | J P Morgan Chase & Co (JPM) | 3.0% | 3.4% | |
| — | iShares Tr 0-5yr Hi Yl Cp (SHYG) | 4.8% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).