SMH CAPITAL ADVISORS INC
Q4 2021 Form 13-F
FORT WORTH, TEXAS
CIK 0001180391
· CRD 108344
· SEC-registered investment adviser
$50.5M Reported Value Total
SMH CAPITAL ADVISORS LLC reports 435 total accounts under management (AUM). There are 253 discretionary accounts valued at $413,764,985, and 182 non-discretionary accounts valued at $12,921,215.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-09-29
Reported value
$50.5M
Quarter over quarter
+2.0%
Holdings
54
Top-10 concentration
72.4%
Filing Structure
Holdings reported by
- SANDERS MORRIS HARRIS LLC · Q1 2016 – Q3 2016 · declared by one filing
- Pinnacle Summer Investments Inc · Q2 2013 – Q4 2015 · declared by one filing
Key People
Form ADV owners & control persons
Dwayne Alan Moyers
MEMBER, MANAGER AND PRESIDENT
Lisa Celeste Haley
CHIEF COMPLIANCE OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q4 2021 13F record
Q4 2021 13F filing summary
| Period of report | December 31, 2021 |
|---|---|
| Filed | February 02, 2022 |
| Form | 13F-HR |
| Reported value | $50.5M |
| Positions | 54 |
| Change in reported value | -7.2% |
| New positions | 1 |
| Exited positions | 4 |
| Position turnover | 8.6% |
| Top-10 concentration | 72.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 29, 2026
|
56 | $26.4M |
|
Q2 2026 13F
Filed Aug 5, 2026
|
54 | $25.5M |
|
Q1 2026 13F
Filed Apr 10, 2026
|
56 | $35.4M |
|
Q4 2025 13F
Filed Feb 12, 2026
|
55 | $49.1M |
|
Q3 2025 13F
Filed Nov 13, 2025
|
51 | $49.0M |
|
Q2 2025 13F
Filed Aug 6, 2025
|
46 | $44.1M |
|
Q1 2025 13F
Filed May 8, 2025
|
45 | $43.0M |
|
Q4 2024 13F
Filed Feb 12, 2025
|
45 | $41.4M |
|
Q3 2024 13F
Filed Nov 8, 2024
|
43 | $32.4M |
|
Q2 2024 13F
Filed Aug 12, 2024
|
49 | $32.7M |
|
Q1 2024 13F
Filed May 13, 2024
|
43 | $37.1M |
|
Q4 2023 13F
Filed Feb 6, 2024
|
40 | $46.1M |
|
Q3 2023 13F
Filed Nov 8, 2023
|
38 | $42.8M |
|
Q2 2023 13F
Filed Aug 8, 2023
|
54 | $46.2M |
|
Q1 2023 13F
Filed May 15, 2023
|
51 | $16.8M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
64 | $68.6M |
|
Q3 2022 13F
Filed Nov 3, 2022
|
61 | $67.0M |
|
Q2 2022 13F
Filed Jul 27, 2022
|
63 | $74.2M |
|
Q1 2022 13F
Filed May 4, 2022
|
56 | $61.6M |
|
Q4 2021 13F
Filed Feb 2, 2022
|
54 | $50.5M |
16 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | MOMO 1.25 07/01/25 HELLO GROUP INC | $11.9M | 23.64% |
| 2 | DBRG DIGITALBRIDGE GROUP INC | $9.4M | 18.62% |
| 3 | PSEC 4.95 07/15/22 PROSPECT CAP CORP | $4.5M | 8.93% |
| 4 | EZPW 2.375 05/01/25 EZCORP INC | $3.1M | 6.09% |
| 5 | CODI COMPASS DIVERSIFIED | $2.4M | 4.72% |
| 6 | VICI VICI PPTYS INC | $1.7M | 3.3% |
| 7 | DHI D R HORTON INC | $1.0M | 1.99% |
| 8 | PSEC PROSPECT CAP CORP | $968.0K | 1.92% |
| 9 | SCU SCULPTOR CAP MGMT | $822.0K | 1.63% |
| 10 | HCF NEXPOINT DIVERSIFIED REL ET | $797.0K | 1.58% |
| 11 | IRM IRON MTN INC NEW | $732.0K | 1.45% |
| 12 | AFCG AFC GAMMA INC | $561.0K | 1.11% |
| 13 | IIPR INNOVATIVE INDL PPTYS INC | $552.0K | 1.09% |
| 14 | GROW U S GLOBAL INVS INC | $525.0K | 1.04% |
| 15 | CVX CHEVRON CORP NEW | $474.0K | 0.94% |
| 16 | HPQ HP INC | $468.0K | 0.93% |
| 17 | T AT&T INC | $462.0K | 0.91% |
| 18 | PSTH PERSHING SQUARE TONTINE HLDG | $446.0K | 0.88% |
| 19 | NIE VIRTUS ALLIANZGI EQUITY & CO | $446.0K | 0.88% |
| 20 | DGX QUEST DIAGNOSTICS INC | $445.0K | 0.88% |
Values as reported on the Q4 2021 Form 13F. Every position is in the holdings table below.