SkyView Investment Advisors LLC's Q3 2021 13F: 172 new positions, 84 exits
Form 13F-HR for the quarter ended Sep 30, 2021 · filed Nov 16, 2021 · 367 reported positions · accession 0001848237-21-000005
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | ISHARES TR3-7 YR TREASURY BOND ETF (IEI) | — | 2.8% | +2.8 pts | +77,622 sh | new |
| Exited | VANECK VECTORS ETF TRLONG MUNI ETF (MLN) | 1.9% | — | −1.9 pts | −194K sh | −100% |
| Reduced | PIMCO ETF TRACTIVE BD ETF (BOND) | 3.5% | 0.3% | −3.2 pts | −60,006 sh | −88% |
| New | APPLE INC (AAPL) | — | 1.7% | +1.7 pts | +43,621 sh | new |
| Exited | SPDR SER TRBLMBRG BRC CNVRT (CWB) | 1.5% | — | −1.5 pts | −39,571 sh | −100% |
| Exited | ETF SER SOLUTIONSAPTUS DEFINED (DRSK) | 1.4% | — | −1.4 pts | −105K sh | −100% |
| New | AMPLIFY ETF TR (SWAN) | — | 1.2% | +1.2 pts | +127K sh | new |
| New | LIONHEART ACQUISITION CORP. II CMN CLASS A (LCAP) | — | 1.2% | +1.2 pts | +424K sh | new |
| Exited | ISHARES TRBROAD USD HIGH (USHY) | 1.1% | — | −1.1 pts | −58,287 sh | −100% |
| Exited | VANECK VECTORS ETF TRJP MORGAN MKTS (EMLC) | 1.1% | — | −1.1 pts | −74,540 sh | −100% |
| New | TESLA, INC. CMN (TSLA) | — | 1.0% | +1.0 pts | +4,698 sh | new |
| Exited | VANECK VECTORS ETF TRINTRMDT MUNI ETF (ITM) | 0.9% | — | −0.9 pts | −39,370 sh | −100% |
| Exited | ISHARES TR20 YR TR BD ETF (TLT) | 0.9% | — | −0.9 pts | −14,864 sh | −100% |
| New | CALAMOS LONG/SHORT EQUITY & DYNAMIC INCOME TRUST CLOSED ENDED FUND (CPZ) | — | 0.9% | +0.9 pts | +163K sh | new |
| Increased | VANGUARD INDEX FDSGROWTH ETF (VUG) | 0.2% | 1.1% | +0.8 pts | +11,097 sh | +543% |
| Increased | ISHARES MSCI JAPAN ETF (EWJ) | 0.0% | 0.9% | +0.8 pts | +43,078 sh | +17801% |
| Exited | SELECT SECTOR SPDR TRSBI INT-INDS (XLI) | 0.8% | — | −0.8 pts | −16,631 sh | −100% |
| Increased | FACEBOOK INC (META) | 0.4% | 1.0% | +0.6 pts | +7,598 sh | +258% |
| New | VPC IMPACT ACQUISITION HOLDINGS CMN CLASS A (VIH) | — | 0.7% | +0.7 pts | +254K sh | new |
| New | DIMENSIONAL ETF TRUST (DFAC) | — | 0.7% | +0.7 pts | +93,761 sh | new |
| Exited | WISDOMTREE TREM EX ST-OWNED (XSOE) | 0.7% | — | −0.7 pts | −36,855 sh | −100% |
| New | QUANTUM FINTECH ACQUISITION CORP (QFTAU) | — | 0.6% | +0.6 pts | +222K sh | new |
| New | GOOD WORKS II ACQUISITION CORP. CMN (GWII) | — | 0.6% | +0.6 pts | +225K sh | new |
| Increased | TECHNOLOGY SELECT SECTOR SPDR ETF IV (XLK) | 0.0% | 0.6% | +0.6 pts | +14,545 sh | +6552% |
| Reduced | ISHARES TRNATIONAL MUN ETF (MUB) | 1.2% | 0.1% | −1.1 pts | −18,336 sh | −84% |
| New | SPAC & NEW ISSUE ETF CMN (SPCX) | — | 0.6% | +0.6 pts | +72,471 sh | new |
| Increased | ISHARES TRMBS ETF (MBB) | 2.4% | 2.0% | −0.4 pts | +19,216 sh | +40% |
| Increased | SELECT SECTOR HEALTH CARE SPD ETF IV (XLV) | 0.0% | 0.6% | +0.6 pts | +15,966 sh | +6117% |
| New | GREENROSE ACQUISITION CORP (GNRS) | — | 0.6% | +0.6 pts | +199K sh | new |
| Reduced | ISHARES TRMSCI USA VALUE (VLUE) | 2.4% | 0.9% | −1.5 pts | −18,951 sh | −38% |
| New | ISHARES TRJPM USD EM MKTS BOND ETF (EMB) | — | 0.5% | +0.5 pts | +17,330 sh | new |
| Exited | ZILLOW GROUP INCCL A (ZG) | 0.5% | — | −0.5 pts | −8,689 sh | −100% |
| New | ISHARES TRUS TECHNOLOGY ETF (IYW) | — | 0.5% | +0.5 pts | +16,023 sh | new |
| New | AMC 5 3/4 06/15/25 | — | 0.4% | +0.4 pts | +2M sh | new |
| New | GLADSTONE ACQUISITION CORP (GLEEU) | — | 0.4% | +0.4 pts | +150K sh | new |
| Increased | WELLS FARGO CO NEW (WFC) | 0.4% | 0.7% | +0.3 pts | +32,741 sh | +160% |
| Exited | VANGUARD WORLD FDSMATERIALS ETF (VAW) | 0.4% | — | −0.4 pts | −5,230 sh | −100% |
| Increased | CANADIAN PAC RY LTD (CP) | 0.2% | 0.4% | +0.2 pts | +22,525 sh | +1863% |
| Increased | INTERACTIVE BROKERS CLASS A (IBKR) | 0.6% | 0.7% | +0.1 pts | +23,506 sh | +142% |
| New | VANGUARD WORLD FD (ESGV) | — | 0.4% | +0.4 pts | +18,114 sh | new |
| New | ADARA ACQUISITION CORP (ADRAU) | — | 0.4% | +0.4 pts | +144K sh | new |
| Exited | MP MATERIALS CORPCOM CL A (MP) | 0.4% | — | −0.4 pts | −23,300 sh | −100% |
| Increased | TIDAL ETF TR (RPAR) | 1.5% | 1.3% | −0.1 pts | +55,518 sh | +41% |
| New | INDUSTRIAL TECH ACQUISITIONS, INC CMN (ITAC) | — | 0.4% | +0.4 pts | +132K sh | new |
| Exited | VANECK VECTORS ETF TROIL SVCS ETF (OIH) | 0.4% | — | −0.4 pts | −4,057 sh | −100% |
| New | NORTHERN LIGHTS ACQUISITION CORP. (NLITU) | — | 0.4% | +0.4 pts | +125K sh | new |
| New | TRADEUP ACQUISITION CORP. (UPTDU) | — | 0.4% | +0.4 pts | +125K sh | new |
| New | OYSTER ENTERPRISES ACQUISITION CORP. (OSTRU) | — | 0.4% | +0.4 pts | +125K sh | new |
| Exited | INVESCO EXCH TRADED FD TR IIS&P SMALLCAP 600 (RWJ) | 0.3% | — | −0.3 pts | −6,552 sh | −100% |
| Increased | BUILDERS FIRSTSOURCE INC (BLDR) | 0.0% | 0.4% | +0.3 pts | +23,820 sh | +4952% |
The 50 largest of 440 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- ADYEN N V F UNSPONSORED ADR 1 ADR REP 0.01 ORD SHS (ADYEY): 36 shares as filed last quarter, 72 after adjustment → 11,004 now (prior share count adjusted for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- CDK GLOBAL INC (CDK): 12508E101 → 12508E105, 729 → 11,481 shares (share count changed with the identifier; not shown as a trade)
- GENERAL ELECTRIC CO (GE): 369604103 → 369604301, 25,527 → 2,552 shares (share count change consistent with a stock split)
Top 10 positions — 19.4% of the equity book
Changes in the top 10 this quarter: IEI entered · AAPL entered · MSFT entered · SSUS entered · BOND left · VLUE left · SCHM left · MLN left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ISHARES TR3-7 YR TREASURY BOND ETF (IEI) | 0.0% | 2.8% | Entered the top 10 |
| 2 | GOLDMAN SACHS ETF TRACTIVEBETA US LG (GSLC) | 3.9% | 2.6% | |
| 3 | ISHARES TRMSCI USA QLT FCT (QUAL) | 3.2% | 2.2% | |
| 4 | J P MORGAN EXCHANGE-TRADED FJPMORGAN DIVER (JPUS) | 3.4% | 2.2% | |
| 5 | ISHARES TRMBS ETF (MBB) | 2.4% | 2.0% | |
| 6 | APPLE INC (AAPL) | 0.0% | 1.7% | Entered the top 10 |
| 7 | PROSHARES TR S&P 500 DIV ARISTOCRATS (NOBL) | 2.5% | 1.6% | |
| 8 | MICROSOFT CORP (MSFT) | 1.5% | 1.4% | Entered the top 10 |
| 9 | GOLDMAN SACHS ETF TRACTIVEBETA INT (GSIE) | 2.1% | 1.4% | |
| 10 | STRATEGY SHS (SSUS) | 1.7% | 1.3% | Entered the top 10 |
| — | PIMCO ETF TRACTIVE BD ETF (BOND) | 3.5% | 0.3% | Left the top 10 |
| — | ISHARES TRMSCI USA VALUE (VLUE) | 2.4% | 0.9% | Left the top 10 |
| — | SCHWAB STRATEGIC TRUS MID-CAP ETF (SCHM) | 2.2% | 1.3% | Left the top 10 |
| — | VANECK VECTORS ETF TRLONG MUNI ETF (MLN) | 1.9% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).