SIMS INVESTMENT MANAGEMENT LLC
Q1 2026 Form 13-F
CINCINNATI, OHIO
CIK 0002053807
· CRD 169491
· SEC-registered investment adviser
$272.1M Reported Value Total
SIMS INVESTMENT MANAGEMENT LLC reports 1,686 total accounts under management (AUM). There are 1,681 discretionary accounts valued at $299,055,963, and 5 non-discretionary accounts valued at $5,515,934.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-14
Reported value
$272.1M
Quarter over quarter
-1.8%
Holdings
35
Top-10 concentration
87.0%
Key People
Form ADV owners & control persons
Cory Kenneth Sims
MANAGING MEMBER
Patrick Neil Jones
CHIEF OPERATING OFFICER
David James Reichert
CHIEF COMPLIANCE OFFICER
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Q1 2026 13F record
Q1 2026 13F filing summary
| Period of report | March 31, 2026 |
|---|---|
| Filed | April 21, 2026 |
| Form | 13F-HR |
| Reported value | $272.1M |
| Positions | 35 |
| Change in reported value | -3.8% |
| New positions | 2 |
| Exited positions | 10 |
| Position turnover | 26.7% |
| Top-10 concentration | 87.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 13, 2026
|
39 | $320.3M |
|
Q2 2026 13F
Filed Jul 21, 2026
|
184 | $323.4M |
|
Q1 2026 13F
Filed Apr 21, 2026
|
35 | $272.1M |
|
Q4 2025 13F
Filed Jan 16, 2026
|
43 | $282.9M |
|
Q3 2025 13F
Filed Oct 22, 2025
|
42 | $276.4M |
|
Q2 2025 13F
Filed Jul 29, 2025
|
43 | $248.7M |
|
Q1 2025 13F
Filed Apr 24, 2025
|
41 | $223.7M |
|
Q4 2024 13F
Filed Feb 5, 2025
|
37 | $176.9M |
Top 20 holdings · Q1 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SCHX SCHWAB STRATEGIC TR | $84.8M | 31.15% |
| 2 | SCHA SCHWAB STRATEGIC TR | $50.4M | 18.54% |
| 3 | QYLD GLOBAL X FDS | $19.7M | 7.24% |
| 4 | SCHD SCHWAB STRATEGIC TR | $17.1M | 6.29% |
| 5 | XYLD GLOBAL X FDS | $16.7M | 6.14% |
| 6 | JHSC JOHN HANCOCK EXCHANGE TRADED | $15.0M | 5.51% |
| 7 | QQQM INVESCO EXCH TRADED FD TR II | $11.5M | 4.21% |
| 8 | SCHO SCHWAB STRATEGIC TR | $10.3M | 3.77% |
| 9 | QQQ INVESCO QQQ TR | $6.1M | 2.26% |
| 10 | ETV EATON VANCE TAX-MANAGED BUY- | $5.3M | 1.95% |
| 11 | VTV VANGUARD INDEX FDS | $4.5M | 1.64% |
| 12 | SMH VANECK ETF TRUST | $4.3M | 1.59% |
| 13 | TLT ISHARES TR | $3.9M | 1.44% |
| 14 | UBER UBER TECHNOLOGIES INC | $3.4M | 1.27% |
| 15 | VCSH VANGUARD SCOTTSDALE FDS | $2.7M | 0.98% |
| 16 | VOO VANGUARD INDEX FDS | $2.1M | 0.78% |
| 17 | TSLA TESLA INC | $2.1M | 0.76% |
| 18 | CCL CARNIVAL CORP | $1.5M | 0.54% |
| 19 | ETB EATON VANCE TAX MNGED BUY WR | $1.4M | 0.53% |
| 20 | PRSU PURSUIT ATTRACTIONS AND HOSP | $1.4M | 0.5% |
Values as reported on the Q1 2026 Form 13F. Every position is in the holdings table below.