SHUFRO ROSE & CO LLC
Q2 2024 Form 13-F
NEW YORK, NEW YORK
CIK 0000908195
· CRD 3403
· SEC-registered investment adviser
$1.2B Reported Value Total
SHUFRO, ROSE & CO., LLC reports 1,324 total accounts under management (AUM). There are 1,243 discretionary accounts valued at $1,940,427,275, and 81 non-discretionary accounts valued at $60,421,669.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-04-21
Reported value
$1.2B
Quarter over quarter
+1.6%
Holdings
309
Top-10 concentration
39.7%
Key People
Form ADV owners & control persons
Stephen David Leit
PRINCIPAL AND SENIOR FINANCIAL ADVISOR
John Marinus Contant
PRINCIPAL AND SENIOR FINANCIAL ADVISOR
Steven Jeffrey Glass
PRINCIPAL AND SENIOR FINANCIAL ADVISOR
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q2 2024 13F record
Q2 2024 13F filing summary
| Period of report | June 30, 2024 |
|---|---|
| Filed | August 13, 2024 |
| Form | 13F-HR |
| Reported value | $1.2B |
| Positions | 309 |
| Change in reported value | +1.7% |
| New positions | 7 |
| Exited positions | 8 |
| Position turnover | 4.7% |
| Top-10 concentration | 39.7% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 12, 2026
|
311 | $1.7B |
|
Q1 2026 13F
Filed May 15, 2026
|
304 | $1.5B |
|
Q4 2025 13F
Filed Feb 9, 2026
|
296 | $1.5B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
311 | $1.2B |
|
Q2 2025 13F
Filed Aug 11, 2025
|
307 | $1.2B |
|
Q1 2025 13F
Filed May 8, 2025
|
309 | $1.3B |
|
Q4 2024 13F
Filed Feb 25, 2025
|
293 | $1.3B |
|
Q3 2024 13F
Filed Nov 12, 2024
|
309 | $1.2B |
|
Q2 2024 13F
Filed Aug 13, 2024
|
309 | $1.2B |
|
Q1 2024 13F
Filed May 8, 2024
|
310 | $1.2B |
|
Q4 2023 13F
Filed Feb 5, 2024
|
302 | $1.1B |
|
Q3 2023 13F
Filed Oct 26, 2023
|
304 | $1.1B |
|
Q2 2023 13F
Filed Aug 3, 2023
|
312 | $1.1B |
|
Q1 2023 13F
Filed Apr 20, 2023
|
317 | $1.1B |
|
Q4 2022 13F
Filed Jan 25, 2023
|
337 | $1.2B |
|
Q3 2022 13F
Filed Oct 24, 2022
|
330 | $1.0B |
|
Q2 2022 13F
Filed Jul 22, 2022
|
319 | $1.2B |
|
Q1 2022 13F
Filed May 9, 2022
|
335 | $1.3B |
|
Q4 2021 13F
Filed Jan 27, 2022
|
306 | $1.4B |
|
Q3 2021 13F
Filed Nov 5, 2021
|
297 | $1.3B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IBDS ISHARES TR | $129.4M | 10.5% |
| 2 | DSTL ETF SER SOLUTIONS | $51.3M | 4.16% |
| 3 | MSFT MICROSOFT CORP | $51.0M | 4.14% |
| 4 | LLY ELI LILLY & CO | $43.2M | 3.51% |
| 5 | AAPL APPLE INC | $40.5M | 3.28% |
| 6 | GLW CORNING INC | $37.5M | 3.04% |
| 7 | BND VANGUARD BD INDEX FDS | $34.6M | 2.81% |
| 8 | CEF SPROTT PHYSICAL GOLD & SILVE | $34.6M | 2.81% |
| 9 | IBDR ISHARES TR | $33.7M | 2.73% |
| 10 | TMO THERMO FISHER SCIENTIFIC INC | $33.0M | 2.68% |
| 11 | QCOM QUALCOMM INC | $30.3M | 2.46% |
| 12 | RSP INVESCO EXCHANGE TRADED FD T | $28.8M | 2.34% |
| 13 | AVY AVERY DENNISON CORP | $26.1M | 2.12% |
| 14 | BRK-B BERKSHIRE HATHAWAY INC DEL | $25.9M | 2.1% |
| 15 | FSK FS KKR CAP CORP | $25.4M | 2.06% |
| 16 | TXN TEXAS INSTRS INC | $25.3M | 2.05% |
| 17 | JPM JPMORGAN CHASE & CO. | $25.1M | 2.04% |
| 18 | JCI JOHNSON CTLS INTL PLC | $22.9M | 1.86% |
| 19 | BSCQ INVESCO EXCH TRD SLF IDX FD | $22.7M | 1.85% |
| 20 | IVV ISHARES TR | $18.5M | 1.5% |
Values as reported on the Q2 2024 Form 13F. Every position is in the holdings table below.