SHEAFF BROCK INVESTMENT ADVISORS LLC
Q1 2025 Form 13-F
INDIANAPOLIS, INDIANA
CIK 0001666789
· CRD 118739
· Institutional investment manager
$1.1B Reported Value Total
SHEAFF BROCK INVESTMENT ADVISORS, LLC reports 1,778 total accounts under management (AUM). There are 1,778 discretionary accounts valued at $1,410,206,314, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.Reported value
$1.1B
Quarter over quarter
-5.6%
Holdings
451
Top-10 concentration
31.3%
Filing Structure
Reports holdings for
- Innovative Portfolios (not a 13F filer in our records) · File #028-21180 · Q1 2021 – Q1 2022 · declared by one filing
- Horizon Investment Services LLC · File #028-12835 · Q3 2016 – Q3 2016 · declared by one filing
- Horizon Investments LLC · File #028-15165 · Q4 2015 – Q2 2016 · declared by one filing
Key People
Form ADV owners & control persons
Ronald Robert Brock
OWNER/MEMBER
David Sheaff Gilreath
OWNER/MEMBER
Audrey Lynn Bruch
CHIEF COMPLIANCE OFFICER
Filing Navigation
13F Metrics
Loading 13F Metrics
Q1 2025 13F record
Q1 2025 13F filing summary
| Period of report | March 31, 2025 |
|---|---|
| Filed | May 07, 2025 |
| Form | 13F-HR |
| Reported value | $1.1B |
| Positions | 451 |
| Change in reported value | -5.2% |
| New positions | 34 |
| Exited positions | 28 |
| Position turnover | 12.9% |
| Top-10 concentration | 31.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q1 2025 13F
Filed May 7, 2025
|
451 | $1.1B |
|
Q4 2024 13F
Filed Jan 30, 2025
|
446 | $1.2B |
|
Q3 2024 13F
Filed Nov 6, 2024
|
450 | $1.1B |
|
Q2 2024 13F
Filed Jul 30, 2024
|
447 | $1.1B |
|
Q1 2024 13F
Filed May 14, 2024
|
498 | $1.6B |
|
Q4 2023 13F
Filed Feb 8, 2024
|
476 | $1.3B |
|
Q3 2023 13F
Filed Nov 8, 2023
|
456 | $1.1B |
|
Q2 2023 13F
Filed Aug 8, 2023
|
484 | $1.2B |
|
Q1 2023 13F
Filed May 1, 2023
|
500 | $1.1B |
|
Q4 2022 13F
Filed Feb 13, 2023
|
483 | $1.0B |
|
Q3 2022 13F
Filed Nov 3, 2022
|
486 | $930.9M |
|
Q2 2022 13F
Filed Aug 2, 2022
|
488 | $1.2B |
|
Q1 2022 13F
Filed May 6, 2022
|
524 | $1.4B |
|
Q4 2021 13F
Filed Feb 3, 2022
|
534 | $1.5B |
|
Q3 2021 13F
Filed Nov 3, 2021
|
538 | $1.4B |
|
Q2 2021 13F
Filed Aug 16, 2021
|
516 | $1.4B |
|
Q1 2021 13F
Filed May 11, 2021
|
489 | $1.3B |
|
Q4 2020 13F
Filed Feb 1, 2021
|
473 | $1.2B |
|
Q3 2020 13F
Filed Oct 30, 2020
|
457 | $1.1B |
|
Q2 2020 13F
Filed Aug 7, 2020
|
447 | $1.0B |
18 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2025
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $115.5M | 10.59% |
| 2 | NVDA NVIDIA CORPORATION | $73.0M | 6.7% |
| 3 | LLY ELI LILLY & CO | $25.7M | 2.36% |
| 4 | MSFT MICROSOFT CORP | $23.8M | 2.18% |
| 5 | AMZN AMAZON COM INC | $20.5M | 1.88% |
| 6 | IPDP LISTED FD TR | $19.2M | 1.77% |
| 7 | IBM INTERNATIONAL BUSINESS MACHS | $16.5M | 1.51% |
| 8 | QQQ INVESCO QQQ TR | $15.9M | 1.45% |
| 9 | ORCL ORACLE CORP | $15.4M | 1.41% |
| 10 | META META PLATFORMS INC | $15.2M | 1.39% |
| 11 | SPY SPDR S&P 500 ETF TR | $12.7M | 1.17% |
| 12 | ABBV ABBVIE INC | $11.9M | 1.09% |
| 13 | AVGO BROADCOM INC | $11.5M | 1.06% |
| 14 | KLAC KLA CORP | $11.1M | 1.02% |
| 15 | QCOM QUALCOMM INC | $10.6M | 0.97% |
| 16 | AXP AMERICAN EXPRESS CO | $10.6M | 0.97% |
| 17 | BRK-A BERKSHIRE HATHAWAY INC DEL | $10.4M | 0.95% |
| 18 | GOOGL ALPHABET INC | $10.3M | 0.94% |
| 19 | HD HOME DEPOT INC | $10.2M | 0.93% |
| 20 | OKE ONEOK INC NEW | $10.1M | 0.93% |
Values as reported on the Q1 2025 Form 13F. Every position is in the holdings table below.