SHAKER FINANCIAL SERVICES LLC
Q1 2022 Form 13-F
ARLINGTON, VIRGINIA
CIK 0001511794
· CRD 121534
· SEC-registered investment adviser
$265.5M Reported Value Total
SHAKER FINANCIAL SERVICES reports 614 total accounts under management (AUM). There are 614 discretionary accounts valued at $265,941,983, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-27
Reported value
$265.5M
Quarter over quarter
-8.0%
Holdings
147
Top-10 concentration
28.0%
Key People
Form ADV owners & control persons
Kathryn Shaker Baummer
PARTNER
Robert M. Shaker
CHIEF COMPLIANCE OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q1 2022 13F record
Q1 2022 13F filing summary
| Period of report | March 31, 2022 |
|---|---|
| Filed | May 06, 2022 |
| Form | 13F-HR |
| Reported value | $265.5M |
| Positions | 147 |
| Change in reported value | -6.2% |
| New positions | 25 |
| Exited positions | 39 |
| Position turnover | 34.4% |
| Top-10 concentration | 28.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 14, 2026
|
144 | $303.1M |
|
Q2 2026 13F
Filed Jul 15, 2026
|
148 | $319.2M |
|
Q1 2026 13F
Filed May 12, 2026
|
145 | $286.9M |
|
Q4 2025 13F
Filed Jan 26, 2026
|
165 | $315.5M |
|
Q3 2025 13F
Filed Oct 22, 2025
|
148 | $291.6M |
|
Q2 2025 13F
Filed Aug 5, 2025
|
147 | $275.8M |
|
Q1 2025 13F
Filed May 9, 2025
|
153 | $256.9M |
|
Q4 2024 13F
Filed Feb 13, 2025
|
176 | $261.0M |
|
Q3 2024 13F
Filed Oct 31, 2024
|
157 | $265.3M |
|
Q2 2024 13F
Filed Aug 2, 2024
|
157 | $247.3M |
|
Q1 2024 13F
Filed May 13, 2024
|
157 | $258.4M |
|
Q4 2023 13F
Filed Feb 7, 2024
|
152 | $243.6M |
|
Q3 2023 13F
Filed Nov 2, 2023
|
155 | $214.6M |
|
Q2 2023 13F
Filed Aug 7, 2023
|
159 | $228.9M |
|
Q1 2023 13F
Filed May 8, 2023
|
152 | $228.8M |
|
Q4 2022 13F
Filed Feb 3, 2023
|
147 | $213.7M |
|
Q3 2022 13F
Filed Nov 9, 2022
|
154 | $202.5M |
|
Q2 2022 13F
Filed Aug 1, 2022
|
132 | $205.6M |
|
Q1 2022 13F
Filed May 6, 2022
|
147 | $265.5M |
|
Q4 2021 13F
Filed Feb 7, 2022
|
161 | $283.2M |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | GDV GABELLI DIVID & INCOME TR | $10.5M | 3.96% |
| 2 | TY TRI CONTL CORP | $10.4M | 3.91% |
| 3 | GAM GENERAL AMERN INVS CO INC | $8.2M | 3.08% |
| 4 | DIAX NUVEEN DOW 30 DYNMC OVERWRT | $8.1M | 3.04% |
| 5 | SPY SPDR S&P 500 ETF TR | $7.5M | 2.81% |
| 6 | SOR SOURCE CAP INC | $7.2M | 2.71% |
| 7 | NFJ VIRTUS DIVIDEND INTEREST & P | $6.6M | 2.5% |
| 8 | BDJ BLACKROCK ENHANCED EQUITY DI | $5.6M | 2.1% |
| 9 | RMT ROYCE MICRO-CAP TR INC | $5.3M | 1.98% |
| 10 | ADX ADAMS DIVERSIFIED EQUITY FD | $5.2M | 1.95% |
| 11 | ETG EATON VANCE TX ADV GLBL DIV | $5.1M | 1.91% |
| 12 | SPXX NUVEEN S&P 500 DYNAMIC OVERW | $4.8M | 1.8% |
| 13 | AIF APOLLO TACTICAL INCOME FD IN | $4.1M | 1.56% |
| 14 | DSL DOUBLELINE INCOME SOLUTIONS | $4.1M | 1.55% |
| 15 | HGLB HIGHLAND GLOBAL ALLOCATION F | $4.0M | 1.51% |
| 16 | FAX ABERDEEN ASIA-PACIFIC INCOME | $3.9M | 1.48% |
| 17 | BGH BARINGS GLOBAL SHORT DURATIO | $3.9M | 1.46% |
| 18 | AGD ABERDEEN GLOBAL DYNAMIC DIVI | $3.7M | 1.41% |
| 19 | EOD ALLSPRING GLOBAL DIVIDEND OP | $3.4M | 1.28% |
| 20 | JPC NUVEEN PFD & INCOME OPPORTUN | $3.4M | 1.27% |
Values as reported on the Q1 2022 Form 13F. Every position is in the holdings table below.