Sargent Investment Group LLC's Q1 2024 13F: 11 new positions, 20 exits

Form 13F-HR for the quarter ended Mar 31, 2024 · filed May 10, 2024 · 201 reported positions · accession 0001951757-24-000459

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
New VICTORY PORTFOLIOS II (UITB) — 1.6% +1.6 pts +157K sh new
Increased SPDR SER TR (BILS) 8.5% 9.9% +1.4 pts +60,644 sh +15%
Exited JANUS DETROIT STR TR (JAAA) 1.1% — −1.1 pts −96,098 sh −100%
Reduced APPLE INC (AAPL) 7.4% 5.7% −1.6 pts −21,771 sh −12%
Increased MICROSOFT CORP (MSFT) 3.4% 4.4% +1.1 pts +7,189 sh +18%
Reduced J P MORGAN EXCHANGE TRADED F (JPST) 1.1% 0.7% −0.4 pts −38,328 sh −39%
Reduced PALANTIR TECHNOLOGIES INC (PLTR) 2.3% 2.8% +0.5 pts −67,173 sh −11%
Exited BROADSTONE NET LEASE INC (BNL) 0.3% — −0.3 pts −77,775 sh −100%
Increased MASTERCARD INCORPORATED (MA) 0.4% 0.8% +0.3 pts +2,743 sh +61%
Reduced BERKSHIRE HATHAWAY INC DEL (BRK-A) 0.5% 0.3% −0.2 pts −2 sh −50%
Reduced BLACKSTONE INC (BX) 2.8% 2.6% −0.2 pts −8,340 sh −9%
Reduced CATERPILLAR INC (CAT) 0.5% 0.4% −0.1 pts −2,700 sh −37%
Reduced ALPHABET INC (GOOG) 1.2% 1.1% −0.1 pts −6,260 sh −16%
Reduced XEROX HOLDINGS CORP (XRX) 0.9% 0.7% −0.2 pts −52,570 sh −23%
Increased WALMART INC (WMT) 0.6% 0.9% +0.3 pts +15,466 sh +30%
Reduced CARLYLE GROUP INC (CG) 2.8% 3.0% +0.2 pts −19,220 sh −6%
Reduced JPMORGAN CHASE & CO (JPM) 1.0% 1.0% 0.0 pts −4,498 sh −16%
Reduced IRON MTN INC DEL (IRM) 2.2% 2.4% +0.1 pts −10,431 sh −7%
Reduced MATTEL INC (MAT) 0.5% 0.3% −0.2 pts −40,355 sh −34%
Reduced ABBVIE INC (ABBV) 0.3% 0.2% −0.1 pts −4,173 sh −49%
Exited ISHARES TR (IYW) 0.2% — −0.2 pts −6,100 sh −100%
Increased NVIDIA CORPORATION (NVDA) 0.2% 0.6% +0.4 pts +827 sh +37%
Reduced PROCTER AND GAMBLE CO (PG) 0.6% 0.5% −0.1 pts −4,602 sh −26%
Reduced CANTALOUPE INC (CTLP) 2.8% 2.3% −0.5 pts −116K sh −7%
Reduced FIRST TR EXCHANGE TRADED FD (CIBR) 2.8% 2.8% 0.0 pts −13,140 sh −5%
Reduced EXXON MOBIL CORP (XOM) 0.5% 0.4% −0.1 pts −5,635 sh −25%
Reduced JOHNSON & JOHNSON (JNJ) 0.9% 0.7% −0.1 pts −4,046 sh −16%
Reduced UNIVERSAL DISPLAY CORP (OLED) 2.8% 2.3% −0.5 pts −3,495 sh −5%
Reduced CVS HEALTH CORP (CVS) 0.2% 0.1% −0.1 pts −7,365 sh −59%
Reduced TJX COS INC NEW (TJX) 0.2% 0.1% −0.1 pts −5,510 sh −56%
Reduced ATLANTICA SUSTAINABLE INFR P (AY) 0.2% 0.1% −0.1 pts −29,565 sh −69%
Reduced DOW INC (DOW) 0.2% 0.0% −0.1 pts −9,168 sh −71%
Reduced PEPSICO INC (PEP) 0.3% 0.2% −0.1 pts −2,973 sh −35%
Reduced EMERSON ELEC CO (EMR) 0.5% 0.4% 0.0 pts −4,515 sh −21%
Reduced SPDR SER TR (SPYG) 2.3% 2.5% +0.2 pts −5,830 sh −4%
Reduced EXELIXIS INC (EXEL) 1.6% 1.4% −0.1 pts −17,880 sh −6%
Reduced QUALCOMM INC (QCOM) 0.8% 0.8% 0.0 pts −2,496 sh −10%
Reduced ORACLE CORP (ORCL) 0.4% 0.3% 0.0 pts −3,326 sh −21%
Reduced DANAHER CORPORATION (DHR) 0.5% 0.5% 0.0 pts −1,663 sh −16%
Reduced FIRST TR EXCHANGE-TRADED FD (FTCS) 2.6% 2.7% +0.1 pts −4,781 sh −3%
Exited PALO ALTO NETWORKS INC (PANW) 0.1% — −0.1 pts −1,387 sh −100%
Reduced CAPITAL ONE FINL CORP (COF) 0.3% 0.2% 0.0 pts −2,658 sh −28%
Reduced FIRST TR EXCHANGE TRAD FD VI (FTGC) 0.8% 0.7% 0.0 pts −16,504 sh −10%
Exited J P MORGAN EXCHANGE TRADED F (JPIE) 0.1% — −0.1 pts −8,534 sh −100%
Reduced FORD MTR CO DEL (F) 0.6% 0.6% 0.0 pts −29,080 sh −13%
Reduced ABBOTT LABS (ABT) 0.2% 0.1% −0.1 pts −3,384 sh −39%
Reduced ARES CAPITAL CORP (ARCC) 1.2% 1.2% 0.0 pts −18,030 sh −7%
Reduced VISA INC (V) 0.2% 0.1% −0.1 pts −1,318 sh −41%
Reduced CHEVRON CORP NEW (CVX) 0.6% 0.5% 0.0 pts −2,300 sh −14%
Reduced CISCO SYS INC (CSCO) 0.2% 0.1% −0.1 pts −7,180 sh −50%

The 50 largest of 200 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

Top 10 positions — 39.1% of the equity book

Changes in the top 10 this quarter: IBM entered · SPYG entered · CTLP left · OLED left

# Security Weight before Weight now
1 SPDR SER TR (BILS) 8.5% 9.9%
2 APPLE INC (AAPL) 7.4% 5.7%
3 MICROSOFT CORP (MSFT) 3.4% 4.4%
4 CARLYLE GROUP INC (CG) 2.8% 3.0%
5 FIRST TR EXCHANGE TRADED FD (CIBR) 2.8% 2.8%
6 PALANTIR TECHNOLOGIES INC (PLTR) 2.3% 2.8%
7 FIRST TR EXCHANGE-TRADED FD (FTCS) 2.6% 2.7%
8 INTERNATIONAL BUSINESS MACHS (IBM) 2.3% 2.6% Entered the top 10
9 BLACKSTONE INC (BX) 2.8% 2.6%
10 SPDR SER TR (SPYG) 2.3% 2.5% Entered the top 10
— CANTALOUPE INC (CTLP) 2.8% 2.3% Left the top 10
— UNIVERSAL DISPLAY CORP (OLED) 2.8% 2.3% Left the top 10

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).

Option positions (puts and calls)

Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.

Activity Security Type Shares before Shares now Reported value
Exited AKOUSTIS TECHNOLOGIES INC (AKTS) Call 70,000 0 $0
Exited FORD MTR CO DEL (F) Call 50,000 0 $0