SARA-BAY FINANCIAL
Q3 2023 Form 13-F
SARASOTA, FLORIDA
CIK 0001816444
· CRD 133443
· SEC-registered investment adviser
$197.2M Reported Value Total
SARA-BAY FINANCIAL CORP. reports 828 total accounts under management (AUM). There are 828 discretionary accounts valued at $251,882,153, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-04-24
Reported value
$197.2M
Quarter over quarter
-1.8%
Holdings
72
Top-10 concentration
74.9%
Key People
Form ADV owners & control persons
Benjamin Michael Hard
PRESIDENT
James Christopher Mills
OFFICER
James Michael Hard
OFFICER
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | October 13, 2023 |
| Form | 13F-HR |
| Reported value | $197.2M |
| Positions | 72 |
| Change in reported value | -4.1% |
| New positions | 2 |
| Exited positions | 8 |
| Position turnover | 12.5% |
| Top-10 concentration | 74.9% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 21, 2026
|
89 | $383.5M |
|
Q2 2026 13F
Filed Jul 17, 2026
|
87 | $375.4M |
|
Q1 2026 13F
Filed Apr 17, 2026
|
81 | $332.5M |
|
Q4 2025 13F
Filed Jan 20, 2026
|
80 | $334.4M |
|
Q3 2025 13F
Filed Oct 10, 2025
|
80 | $357.7M |
|
Q2 2025 13F
Filed Jul 15, 2025
|
76 | $279.5M |
|
Q1 2025 13F
Filed Apr 11, 2025
|
76 | $226.8M |
|
Q4 2024 13F
Filed Jan 15, 2025
|
84 | $269.8M |
|
Q3 2024 13F
Filed Oct 7, 2024
|
83 | $276.2M |
|
Q2 2024 13F
Filed Jul 19, 2024
|
86 | $246.5M |
|
Q1 2024 13F
Filed Apr 16, 2024
|
78 | $222.9M |
|
Q4 2023 13F
Filed Jan 12, 2024
|
77 | $205.1M |
|
Q3 2023 13F
Filed Oct 13, 2023
|
72 | $197.2M |
|
Q2 2023 13F
Filed Jul 14, 2023
|
78 | $205.6M |
|
Q1 2023 13F
Filed Apr 14, 2023
|
77 | $196.4M |
|
Q4 2022 13F
Filed Jan 11, 2023
|
81 | $177.7M |
|
Q3 2022 13F
Filed Oct 18, 2022
|
80 | $179.7M |
|
Q2 2022 13F
Filed Jul 12, 2022
|
82 | $206.0M |
|
Q1 2022 13F
Filed Apr 12, 2022
|
76 | $252.3M |
|
Q4 2021 13F
Filed Jan 14, 2022
|
81 | $333.0M |
6 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | HLIO HELIOS TECHNOLOGIES INC | $54.7M | 27.74% |
| 2 | NVDA NVIDIA CORP | $20.5M | 10.42% |
| 3 | LEU CENTRUS ENERGY CORP CLASS A | $19.1M | 9.69% |
| 4 | INTU INTUIT INC | $9.6M | 4.88% |
| 5 | JPM JPMORGAN CHASE & CO | $9.0M | 4.58% |
| 6 | GLOB GLOBANT SA F | $8.8M | 4.44% |
| 7 | PSTG PURE STORAGE INC CLASS A | $7.5M | 3.78% |
| 8 | META META PLATFORMS INC CLASS A | $7.1M | 3.58% |
| 9 | EPAM EPAM SYSTEMS INC | $6.8M | 3.46% |
| 10 | DAR DARLING INGREDIENTS | $4.6M | 2.32% |
| 11 | NVEE NV5 GLOBAL INC | $4.3M | 2.18% |
| 12 | DIS DISNEY WALT | $3.9M | 1.96% |
| 13 | AAPL APPLE INC | $3.7M | 1.89% |
| 14 | PYPL PAYPAL HOLDINGS INCORPOR | $3.5M | 1.77% |
| 15 | EMR EMERSON ELECTRIC CO | $2.1M | 1.05% |
| 16 | ABBV ABBVIE INC | $1.9M | 0.94% |
| 17 | JBL JABIL INC | $1.9M | 0.94% |
| 18 | HD HOME DEPOT INC | $1.2M | 0.6% |
| 19 | CCI CROWN CASTLE INC REIT | $1.0M | 0.51% |
| 20 | CSCO CISCO SYSTEMS INC | $843.8K | 0.43% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.