Sage Rock Capital Management LP's Q4 2021 13F: 98 new positions, 62 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Feb 14, 2022 · 245 reported positions · accession 0001892688-22-000015
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | LEARN CW INVESTMENT COR (LCWU) | — | 1.5% | +1.5 pts | +987K sh | new |
| New | BLACK MOUNTAIN ACQ CORP (BMACU) | — | 1.4% | +1.4 pts | +898K sh | new |
| New | DP CAP ACQUISITION CORP I (DPCSU) | — | 1.3% | +1.3 pts | +846K sh | new |
| New | ANTHEMIS DIGITAL ACQUISITION (ADALU) | — | 1.2% | +1.2 pts | +821K sh | new |
| New | EXCELFIN ACQUISITION CORP (XFINU) | — | 1.2% | +1.2 pts | +810K sh | new |
| New | ATHENA CONSUMER ACQ CORP (ACAQU) | — | 1.1% | +1.1 pts | +721K sh | new |
| New | THE GROWTH FOR GOOD ACQU COR (GFGDU) | — | 1.0% | +1.0 pts | +693K sh | new |
| New | ROC ENERGY ACQUISITION CORP (ROCAU) | — | 1.0% | +1.0 pts | +683K sh | new |
| New | ST ENERGY TRANSITION I LTD (STETU) | — | 1.0% | +1.0 pts | +683K sh | new |
| New | BULLPEN PARLAY ACQUISITION C (BPACU) | — | 1.0% | +1.0 pts | +683K sh | new |
| Exited | REVOLUTION HEALTHCAR AQ CORP (REVHU) | 1.0% | — | −1.0 pts | −682K sh | −100% |
| New | REVOLUTION HEALTHCAR AQ CORP (REVH) | — | 1.0% | +1.0 pts | +682K sh | new |
| New | VMG CONSUMER ACQUISITION COR (VMGAU) | — | 1.0% | +1.0 pts | +652K sh | new |
| Exited | FS DEVELOPMENT CORP II (FSII) | 1.0% | — | −1.0 pts | −665K sh | −100% |
| Exited | PONTEM CORPORATION (PNTMU) | 1.0% | — | −1.0 pts | −654K sh | −100% |
| New | ENTERPRISE 4.0 TEC ACQSTN CO (ENTFU) | — | 1.0% | +1.0 pts | +638K sh | new |
| Exited | SCIENCE STRATEGIC ACQ ALPHA (SSAAU) | 1.0% | — | −1.0 pts | −650K sh | −100% |
| Exited | 26 CAPITAL ACQUISITION CORP (ADER) | 0.9% | — | −0.9 pts | −651K sh | −100% |
| New | SCIENCE STRATEGIC ACQ ALPHA (SSAA) | — | 0.9% | +0.9 pts | +646K sh | new |
| Reduced | CONCORD ACQUISITION CORP II (CNDA) | 1.0% | 0.1% | −0.9 pts | −598K sh | −90% |
| Exited | GLOBAL SYNERGY ACQUISIT CORP (GSAQ) | 0.9% | — | −0.9 pts | −629K sh | −100% |
| Exited | BROADSCALE ACQUISITION CORP (SCLEU) | 0.9% | — | −0.9 pts | −616K sh | −100% |
| Exited | SCION TECH GROWTH I (SCOA) | 0.9% | — | −0.9 pts | −624K sh | −100% |
| Exited | HUDSON EXECUTIVE INVS CORP I (HCII) | 0.9% | — | −0.9 pts | −622K sh | −100% |
| New | CONCORD ACQUISITION CORP III (CNDBU) | — | 0.9% | +0.9 pts | +581K sh | new |
| Exited | ALPHA CAPITAL ACQUISITION CO (ASPC) | 0.9% | — | −0.9 pts | −600K sh | −100% |
| Exited | KKR ACQUISITION HOLDING I CO (KAHCU) | 0.9% | — | −0.9 pts | −574K sh | −100% |
| Exited | LANDCADIA HOLDINGS IV INC (LCA) | 0.9% | — | −0.9 pts | −574K sh | −100% |
| New | BROADSCALE ACQUISITION CORP (SCLE) | — | 0.8% | +0.8 pts | +574K sh | new |
| Exited | OCA ACQUISITION CORP (OCAX) | 0.8% | — | −0.8 pts | −577K sh | −100% |
| Exited | MASON INDUSTRIAL TECHNOLGY I (MITU) | 0.8% | — | −0.8 pts | −574K sh | −100% |
| Exited | CF ACQUISITION CORP IV (CFIVU) | 0.8% | — | −0.8 pts | −574K sh | −100% |
| Exited | PERIPHAS CAPITAL PARTNERING (PCPCU) | 0.8% | — | −0.8 pts | −230K sh | −100% |
| New | CF ACQUISITION CORP IV (CFIV) | — | 0.8% | +0.8 pts | +574K sh | new |
| New | PONTEM CORPORATION (PNTM) | — | 0.8% | +0.8 pts | +574K sh | new |
| Exited | NORTH MOUNTAIN MERGER CORP (NMMC) | 0.8% | — | −0.8 pts | −574K sh | −100% |
| New | MASON INDUSTRIAL TECHNOLGY I (MIT) | — | 0.8% | +0.8 pts | +574K sh | new |
| New | PERIPHAS CAPITAL PARTNERING (PCPC) | — | 0.8% | +0.8 pts | +230K sh | new |
| Exited | H I G ACQUISITION CORP (HIGA) | 0.8% | — | −0.8 pts | −574K sh | −100% |
| New | KKR ACQUISITION HOLDING I CO (KAHC) | — | 0.8% | +0.8 pts | +574K sh | new |
| New | LANDCADIA HOLDINGS IV INC (LCA) | — | 0.8% | +0.8 pts | +574K sh | new |
| Exited | AUSTERLITZ ACQUISITION CORP (ASZ) | 0.8% | — | −0.8 pts | −574K sh | −100% |
| Exited | BIOTECH ACQUISITION COMPANY (BIOT) | 0.8% | — | −0.8 pts | −574K sh | −100% |
| Exited | APOLLO STRATEGIC GRWT CPTL I (APGBU) | 0.8% | — | −0.8 pts | −555K sh | −100% |
| Exited | TZP STRATEGIES ACQUISTN CORP (TZPSU) | 0.8% | — | −0.8 pts | −552K sh | −100% |
| Exited | LAZARD GROWTH ACQUISITION CO (LGACU) | 0.8% | — | −0.8 pts | −555K sh | −100% |
| New | APOLLO STRATEGIC GRWT CPTL I (APGB) | — | 0.8% | +0.8 pts | +555K sh | new |
| New | LAZARD GROWTH ACQUISITION CO (LGAC) | — | 0.8% | +0.8 pts | +555K sh | new |
| New | TZP STRATEGIES ACQUISTN CORP (TZPS) | — | 0.8% | +0.8 pts | +552K sh | new |
| Exited | SUPERNOVA PARTNERS ACQUISTN (SNIIU) | 0.8% | — | −0.8 pts | −540K sh | −100% |
The 50 largest of 215 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 12.2% of the equity book
Changes in the top 10 this quarter: LCWU entered · BMACU entered · DPCSU entered · ADALU entered · XFINU entered · AHPAU left · COLIU left · POW left · NGC left · REVHU left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | LEARN CW INVESTMENT COR (LCWU) | 0.0% | 1.5% | Entered the top 10 |
| 2 | BLACK MOUNTAIN ACQ CORP (BMACU) | 0.0% | 1.4% | Entered the top 10 |
| 3 | DP CAP ACQUISITION CORP I (DPCSU) | 0.0% | 1.3% | Entered the top 10 |
| 4 | ANTHEMIS DIGITAL ACQUISITION (ADALU) | 0.0% | 1.2% | Entered the top 10 |
| 5 | EXCELFIN ACQUISITION CORP (XFINU) | 0.0% | 1.2% | Entered the top 10 |
| 6 | VECTOR ACQUISITION CORP II (VAQC) | 1.2% | 1.2% | |
| 7 | NOBLE ROCK ACQUISITION CORP (NRAC) | 1.2% | 1.1% | |
| 8 | MARLIN TECHNOLOGY CORP (FINM) | 1.3% | 1.1% | |
| 9 | PORTAGE FINTECH ACQUISITN CO (PFTAU) | 1.1% | 1.1% | |
| 10 | ACROPOLIS INFRASTRUCTURE ACQ (ACROU) | 1.1% | 1.1% | |
| — | AVISTA PUB ACQUISITION CORP (AHPAU) | 1.1% | 0.8% | Left the top 10 |
| — | COLICITY INC (COLIU) | 1.0% | 1.0% | Left the top 10 |
| — | POWERED BRANDS (POW) | 1.0% | 0.8% | Left the top 10 |
| — | NORTHERN GENESIS ACQU CORP I (NGC) | 1.0% | 1.0% | Left the top 10 |
| — | REVOLUTION HEALTHCAR AQ CORP (REVHU) | 1.0% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).