SABBY MANAGEMENT LLC
Q3 2022 Form 13-F

SPICEWOOD, TEXAS
CIK 0001535610 · CRD 162659 · Exempt reporting adviser
Consolidated report · includes 1 manager since Q3 2024
$79.3M Reported Value Total

SABBY MANAGEMENT, LLC reports 2 total accounts under management (AUM). There are 2 discretionary accounts valued at $506,127,398, and 0 non-discretionary accounts.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Exempt Reporting Adviser Discretionary Manager
Private funds (Form ADV)
2 funds · $197.4M gross asset value
Private Equity Fund: $181.5M · Hedge Fund: $15.8M
Source: Form ADV filed 2026-07-08
Reported value
$79.3M
Quarter over quarter
-8.7%
Holdings
82
Top-10 concentration
54.5%

Filing Structure

Reports holdings for

  • Hal Mintz (not a 13F filer in our records) · since Q3 2024 · declared by one filing
  • Mintz Hal · File #028-13502 · Q2 2013 – Q1 2025 · declared by one filing

Key People

Form ADV owners & control persons
Hal David Mintz
PRINCIPAL AND MANAGING MEMBER OF SABBY MANAGEMENT, LLC AND SABBY CAPITAL, LLC
Robert Alan Grundstein
CHIEF COMPLIANCE OFFICER OF SABBY MANAGEMENT, LLC AND SABBY CAPITAL, LLC

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Q3 2022 13F record

Q3 2022 13F filing summary

Q3 2022 Form 13F portfolio summary
Period of report September 30, 2022
Filed November 14, 2022
Form 13F-HR
Reported value $79.3M
Positions 82
Change in reported value -46.1%
New positions 30
Exited positions 23
Position turnover 50.5%
Top-10 concentration 54.5%

13F filings by quarter

Form 13F filings by quarter
Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
16 $110.5M
Q1 2026 13F
Filed May 15, 2026
22 $45.1M
Q4 2025 13F
Filed Feb 17, 2026
25 $69.5M
Q3 2025 13F
Filed Nov 14, 2025
29 $86.4M
Q2 2025 13F
Filed Aug 14, 2025
33 $55.1M
Q1 2025 13F
Filed May 15, 2025
36 $34.0M
Q4 2024 13F
Filed Feb 14, 2025
16 $76.9M
Q3 2024 13F
Filed Nov 14, 2024
27 $186.4M
Q2 2024 13F
Filed Aug 14, 2024
27 $148.7M
Q1 2024 13F
Filed May 15, 2024
43 $173.3M
Q4 2023 13F
Filed Feb 14, 2024
46 $100.0M
Q3 2023 13F
Filed Nov 14, 2023
66 $136.6M
Q2 2023 13F
Filed Aug 14, 2023
68 $122.2M
Q1 2023 13F
Filed May 15, 2023
72 $114.8M
Q4 2022 13F
Filed Feb 14, 2023
89 $114.0M
Q3 2022 13F
Filed Nov 14, 2022
82 $79.3M
Q2 2022 13F
Filed Aug 15, 2022
75 $147.0M
Q1 2022 13F
Filed May 16, 2022
83 $669.7M
Q4 2021 13F
Filed Feb 14, 2022
103 $687.8M
Q3 2021 13F
Filed Nov 15, 2021
93 $739.9M

33 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2022

Largest Q3 2022 13F positions by reported value
# Holding Reported value % of portfolio
1 BIL P SPDR SER TR $10.1M 12.76%
2 NYC P ISHARES TR $6.4M 8.09%
3 BGXXQ BRIGHT GREEN CORP $5.1M 6.49%
4 NVCT NUVECTIS PHARMA INC $4.5M 5.66%
5 BCTX P BRIACELL THERAPEUTICS CORP $3.2M 4.01%
6 TCDAQ C TRICIDA INC $3.0M 3.79%
7 DOGZ DOGNESS INTL CORP $2.8M 3.59%
8 BLRX BIOLINERX LTD $2.8M 3.54%
9 AKTX AKARI THERAPEUTICS PLC $2.6M 3.26%
10 ZVRA P KEMPHARM INC $2.6M 3.26%
11 ATNM P ACTINIUM PHARMACEUTICALS INC $1.6M 2.0%
12 ZVRA KEMPHARM INC $1.6M 1.96%
13 COCPD COCRYSTAL PHARMA INC $1.5M 1.94%
14 PMCB PHARMACYTE BIOTECH INC $1.4M 1.72%
15 HCDIZ HARBOR CUSTOM DEVELOPMENT INC $1.3M 1.6%
16 VRPX VIRPAX PHARMACEUTICALS INC $1.3M 1.58%
17 NISN NISUN INTL ENT DVPMT GP CO LTD $1.1M 1.43%
18 RCON RECON TECHNOLOGY LTD $1.1M 1.42%
19 PULM PULMATRIX INC $1.1M 1.41%
20 ONCO BLUE WATER VACCINES INC $944.0K 1.19%

Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.

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