RW Investment Management LLC's Q3 2026 13F: 11 new positions, 4 exits
Form 13F-HR for the quarter ended Sep 30, 2026 · filed Nov 3, 2026 · 122 reported positions · accession 0001172661-26-004823
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | DIMENSIONAL ETF TRUST (DFCF) | 4.7% | 4.2% | −0.5 pts | −87,358 sh | −7% |
| New | DIMENSIONAL ETF TRUST (DUSB) | — | 0.2% | +0.2 pts | +44,720 sh | new |
| New | DIMENSIONAL ETF TRUST (DFSD) | — | 0.2% | +0.2 pts | +48,102 sh | new |
| New | ISHARES TR (IGSB) | — | 0.2% | +0.2 pts | +39,627 sh | new |
| Reduced | VANGUARD BD INDEX FDS (BSV) | 9.6% | 9.3% | −0.3 pts | −25,526 sh | −2% |
| Increased | ISHARES TR (AGG) | 0.1% | 0.2% | +0.1 pts | +17,128 sh | +271% |
| Reduced | DIMENSIONAL ETF TRUST (DFAT) | 4.6% | 4.2% | −0.3 pts | −19,730 sh | −3% |
| New | EXXONMOBIL HOLDINGS CORP (XOMZZZZ) | — | 0.1% | +0.1 pts | +7,563 sh | new |
| Exited | EXXON MOBIL CORP (XOM) | 0.1% | — | −0.1 pts | −7,485 sh | −100% |
| Reduced | VANGUARD INDEX FDS (VTI) | 15.0% | 15.2% | +0.2 pts | −2,701 sh | −1% |
| Reduced | VANGUARD SCOTTSDALE FDS (VCSH) | 9.2% | 9.0% | −0.2 pts | −12,721 sh | −1% |
| New | ISHARES TR (SUB) | — | 0.1% | +0.1 pts | +9,259 sh | new |
| Increased | VANGUARD MUN BD FDS (VSDM) | 0.5% | 0.5% | +0.1 pts | +13,013 sh | +19% |
| Increased | APPLE INC (AAPL) | 0.7% | 0.8% | +0.2 pts | +2,592 sh | +10% |
| Reduced | DIMENSIONAL ETF TRUST (DFUV) | 2.8% | 2.7% | 0.0 pts | −14,446 sh | −3% |
| Increased | VANGUARD WELLINGTON FD (VTES) | 0.5% | 0.6% | +0.1 pts | +7,949 sh | +13% |
| Reduced | DIMENSIONAL ETF TRUST (DFIC) | 13.8% | 14.0% | +0.2 pts | −20,302 sh | 0% |
| Increased | SPDR SERIES TRUST (SHM) | 0.3% | 0.3% | 0.0 pts | +11,051 sh | +17% |
| Reduced | AMERICAN CENTY ETF TR (AVUV) | 9.9% | 9.4% | −0.5 pts | −4,224 sh | 0% |
| Reduced | US BANCORP (USB) | 0.3% | 0.2% | −0.1 pts | −8,168 sh | −17% |
| Exited | PROSHARES TR (SH) | 0.0% | — | 0.0 pts | −11,635 sh | −100% |
| New | DIREXION SHARES ETF TRUST (SPDN) | — | 0.0% | 0.0 pts | +44,225 sh | new |
| Reduced | DIMENSIONAL ETF TRUST (DFEM) | 7.0% | 6.8% | −0.1 pts | −8,662 sh | 0% |
| New | DIREXION SHARES ETF TRUST (QQQD) | — | 0.0% | 0.0 pts | +27,450 sh | new |
| Exited | PROSHARES TR (PSQ) | 0.0% | — | 0.0 pts | −12,920 sh | −100% |
| Increased | INVESCO QQQ TR (QQQ) | 0.1% | 0.1% | 0.0 pts | +415 sh | +45% |
| New | INTERNATIONAL BUSINESS MACHS (IBM) | — | 0.0% | 0.0 pts | +1,395 sh | new |
| Increased | MORGAN STANLEY ETF TRUST (CVSB) | 0.0% | 0.1% | 0.0 pts | +5,604 sh | +69% |
| Increased | ALPHABET INC (GOOGL) | 0.1% | 0.1% | 0.0 pts | +804 sh | +26% |
| New | VANGUARD TAX-MANAGED FDS (VEA) | — | 0.0% | 0.0 pts | +3,661 sh | new |
| Increased | MICROSOFT CORP (MSFT) | 0.4% | 0.6% | +0.2 pts | +467 sh | +4% |
| New | VISA INC (V) | — | 0.0% | 0.0 pts | +649 sh | new |
| Exited | MORGAN STANLEY (MS) | 0.0% | — | 0.0 pts | −1,000 sh | −100% |
| New | ALTRIA GROUP INC (MO) | — | 0.0% | 0.0 pts | +3,048 sh | new |
| Increased | DIMENSIONAL ETF TRUST (DFNM) | 0.7% | 0.7% | 0.0 pts | +4,453 sh | +3% |
| Reduced | DEERE & CO (DE) | 0.2% | 0.2% | 0.0 pts | −281 sh | −8% |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | 0.0% | 0.0% | 0.0 pts | −303 sh | −44% |
| Increased | META PLATFORMS INC (META) | 0.1% | 0.1% | 0.0 pts | +232 sh | +12% |
| Increased | DIMENSIONAL ETF TRUST (DFSU) | 0.2% | 0.2% | 0.0 pts | +3,494 sh | +7% |
| Increased | MICRON TECHNOLOGY INC (MU) | 1.2% | 1.1% | −0.1 pts | +148 sh | +1% |
| Increased | MORGAN STANLEY ETF TRUST (CVLC) | 0.2% | 0.2% | 0.0 pts | +1,647 sh | +7% |
| Increased | VANGUARD INDEX FDS (VOO) | 0.8% | 0.9% | 0.0 pts | +132 sh | +1% |
| Increased | SPDR GOLD TR (GLD) | 0.0% | 0.0% | 0.0 pts | +238 sh | +43% |
| Increased | DIMENSIONAL ETF TRUST (DFSI) | 0.3% | 0.4% | 0.0 pts | +1,987 sh | +2% |
| Increased | JPMORGAN CHASE & CO (JPM) | 0.3% | 0.3% | 0.0 pts | +224 sh | +2% |
| Reduced | WELLS FARGO & CO (WFC) | 0.0% | 0.0% | 0.0 pts | −917 sh | −19% |
| Reduced | APPLIED MATLS INC (AMAT) | 0.1% | 0.0% | 0.0 pts | −135 sh | −12% |
| Reduced | TARGET CORP (TGT) | 0.0% | 0.0% | 0.0 pts | −409 sh | −19% |
| Reduced | NVIDIA CORPORATION (NVDA) | 0.0% | 0.0% | 0.0 pts | −280 sh | −12% |
| Reduced | MICROCHIP TECHNOLOGY INC. (MCHP) | 0.1% | 0.0% | 0.0 pts | −758 sh | −11% |
The 50 largest of 104 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- ONEOK INC NEW (OKE): 682680103 → 30609A109, 2,958 → 2,958 shares
- DFA INVT DIMENSIONS GROUP IN (DUHP): 25434V831 → 25239Y196, 2.64M → 2.68M shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 84.7% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTI) | 15.0% | 15.2% | |
| 2 | DIMENSIONAL ETF TRUST (DFIC) | 13.8% | 14.0% | |
| 3 | DFA INVT DIMENSIONS GROUP IN (DUHP) | 9.7% | 9.9% | |
| 4 | AMERICAN CENTY ETF TR (AVUV) | 9.9% | 9.4% | |
| 5 | VANGUARD BD INDEX FDS (BSV) | 9.6% | 9.3% | |
| 6 | VANGUARD SCOTTSDALE FDS (VCSH) | 9.2% | 9.0% | |
| 7 | DIMENSIONAL ETF TRUST (DFEM) | 7.0% | 6.8% | |
| 8 | DIMENSIONAL ETF TRUST (DFAT) | 4.6% | 4.2% | |
| 9 | DIMENSIONAL ETF TRUST (DFCF) | 4.7% | 4.2% | |
| 10 | DIMENSIONAL ETF TRUST (DFUV) | 2.8% | 2.7% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).