ROTHSCHILD & CO ASSET MANAGEMENT US INC's Q4 2021 13F: 13 new positions, 9 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Feb 11, 2022 · 275 reported positions · accession 0001172661-22-000354
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | MEDTRONIC PLC (MDT) | 1.7% | 0.6% | −1.1 pts | −606K sh | −54% |
| Increased | BAXTER INTL INC (BAX) | 0.5% | 1.2% | +0.7 pts | +699K sh | +151% |
| Exited | AUTOZONE INC (AZO) | 0.5% | — | −0.5 pts | −21,530 sh | −100% |
| New | MOTOROLA SOLUTIONS INC (MSI) | — | 0.4% | +0.4 pts | +139K sh | new |
| New | SPECTRUM BRANDS HLDGS INC NE (SPB) | — | 0.3% | +0.3 pts | +273K sh | new |
| Reduced | VONAGE HLDGS CORP (VG) | 0.3% | 0.0% | −0.3 pts | −1.32M sh | −89% |
| New | CIVITAS RESOURCES INC (CIVI) | — | 0.3% | +0.3 pts | +557K sh | new |
| Exited | BONANZA CREEK ENERGY INC (BCEI) | 0.3% | — | −0.3 pts | −493K sh | −100% |
| Reduced | CIRRUS LOGIC INC (CRUS) | 0.3% | 0.0% | −0.2 pts | −244K sh | −86% |
| Reduced | ALPHABET INC (GOOGL) | 2.6% | 2.5% | −0.1 pts | −5,561 sh | −7% |
| Increased | ON SEMICONDUCTOR CORP (ON) | 0.5% | 0.8% | +0.4 pts | +234K sh | +29% |
| Increased | DUKE ENERGY CORP NEW (DUK) | 1.1% | 1.3% | +0.2 pts | +111K sh | +12% |
| Reduced | ARENA PHARMACEUTICALS INC (ARNA) | 0.2% | 0.1% | −0.1 pts | −122K sh | −55% |
| Reduced | BK OF AMERICA CORP (BAC) | 2.8% | 2.6% | −0.2 pts | −243K sh | −5% |
| Reduced | VIAVI SOLUTIONS INC (VIAV) | 0.2% | 0.1% | −0.1 pts | −614K sh | −52% |
| Increased | DIGITALOCEAN HLDGS INC (DOCN) | 0.0% | 0.2% | +0.1 pts | +130K sh | +293% |
| Exited | REXNORD CORP (RXN) | 0.1% | — | −0.1 pts | −153K sh | −100% |
| Increased | PROTAGONIST THERAPEUTICS INC (PTGX) | 0.0% | 0.2% | +0.1 pts | +274K sh | +126% |
| New | HALOZYME THERAPEUTICS INC (HALO) | — | 0.1% | +0.1 pts | +229K sh | new |
| Increased | BRIXMOR PPTY GROUP INC (BRX) | 0.2% | 0.3% | +0.1 pts | +349K sh | +51% |
| Exited | SPX CORP (SPXC) | 0.1% | — | −0.1 pts | −152K sh | −100% |
| Exited | BRIGHTSPHERE INVT GROUP INC (AAMI) | 0.1% | — | −0.1 pts | −309K sh | −100% |
| Exited | PAYPAL HLDGS INC (PYPL) | 0.1% | — | −0.1 pts | −30,950 sh | −100% |
| Increased | GRAPHIC PACKAGING HLDG CO (GPK) | 0.0% | 0.1% | +0.1 pts | +436K sh | +652% |
| New | PLYMOUTH INDL REIT INC (PLYM) | — | 0.1% | +0.1 pts | +240K sh | new |
| Reduced | PINNACLE FINL PARTNERS INC (PNFP) | 0.5% | 0.4% | −0.1 pts | −79,648 sh | −20% |
| Reduced | BIG LOTS INC (BIG) | 0.2% | 0.1% | −0.1 pts | −159K sh | −44% |
| Reduced | BJS WHSL CLUB HLDGS INC (BJ) | 0.3% | 0.3% | 0.0 pts | −105K sh | −21% |
| Increased | APPLE INC (AAPL) | 0.3% | 0.4% | +0.1 pts | +36,169 sh | +22% |
| Reduced | NEXTERA ENERGY INC (NEE) | 0.6% | 0.6% | 0.0 pts | −66,953 sh | −11% |
| Exited | CHEGG INC (CHGG) | 0.1% | — | −0.1 pts | −86,827 sh | −100% |
| Reduced | HONEYWELL INTL INC (HON) | 0.6% | 0.5% | −0.1 pts | −26,980 sh | −12% |
| Reduced | REVOLVE GROUP INC (RVLV) | 0.3% | 0.2% | −0.1 pts | −94,925 sh | −27% |
| Reduced | DAVE & BUSTERS ENTMT INC (PLAY) | 0.2% | 0.1% | −0.1 pts | −127K sh | −39% |
| Increased | XCEL ENERGY INC (XEL) | 1.0% | 1.1% | +0.1 pts | +69,462 sh | +5% |
| Increased | AVANTOR INC (AVTR) | 0.1% | 0.2% | +0.1 pts | +109K sh | +39% |
| Reduced | KAISER ALUMINUM CORP (KALU) | 0.2% | 0.1% | −0.1 pts | −47,550 sh | −28% |
| Reduced | QUANTA SVCS INC (PWR) | 1.8% | 1.6% | −0.1 pts | −38,945 sh | −3% |
| Increased | WINTRUST FINL CORP (WTFC) | 0.2% | 0.3% | +0.1 pts | +44,365 sh | +22% |
| Reduced | EVERBRIDGE INC (EVBG) | 0.2% | 0.0% | −0.2 pts | −56,723 sh | −52% |
| Reduced | UNITEDHEALTH GROUP INC (UNH) | 2.1% | 2.5% | +0.4 pts | −7,363 sh | −2% |
| Increased | KNIGHT-SWIFT TRANSN HLDGS IN (KNX) | 0.1% | 0.1% | +0.1 pts | +59,885 sh | +53% |
| Reduced | MICROSOFT CORP (MSFT) | 1.4% | 1.5% | +0.1 pts | −10,616 sh | −3% |
| Reduced | PROLOGIS INC. (PLD) | 1.3% | 1.6% | +0.3 pts | −21,192 sh | −3% |
| Reduced | EVOQUA WATER TECHNOLOGIES CO (AQUA) | 0.3% | 0.3% | 0.0 pts | −75,913 sh | −11% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 2.8% | 2.5% | −0.3 pts | −20,966 sh | −2% |
| Exited | TCR2 THERAPEUTICS INC (TCRR) | 0.0% | — | 0.0 pts | −348K sh | −100% |
| Reduced | MARVELL TECHNOLOGY INC (MRVL) | 0.1% | 0.1% | 0.0 pts | −35,605 sh | −20% |
| Increased | II-VI INC (IIVI) | 0.2% | 0.3% | +0.1 pts | +44,063 sh | +14% |
| Reduced | THERMO FISHER SCIENTIFIC INC (TMO) | 1.9% | 2.1% | +0.2 pts | −4,484 sh | −2% |
The 50 largest of 278 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 20.3% of the equity book
Changes in the top 10 this quarter: PLD entered · COP entered · DIS left · MDT left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | BK OF AMERICA CORP (BAC) | 2.8% | 2.6% | |
| 2 | ALPHABET INC (GOOGL) | 2.6% | 2.5% | |
| 3 | JPMORGAN CHASE & CO (JPM) | 2.8% | 2.5% | |
| 4 | UNITEDHEALTH GROUP INC (UNH) | 2.1% | 2.5% | |
| 5 | THERMO FISHER SCIENTIFIC INC (TMO) | 1.9% | 2.1% | |
| 6 | SCHWAB CHARLES CORP (SCHW) | 1.6% | 1.7% | |
| 7 | BLACKROCK INC (BLK) | 1.6% | 1.6% | |
| 8 | QUANTA SVCS INC (PWR) | 1.8% | 1.6% | |
| 9 | PROLOGIS INC. (PLD) | 1.3% | 1.6% | Entered the top 10 |
| 10 | CONOCOPHILLIPS (COP) | 1.6% | 1.5% | Entered the top 10 |
| — | DISNEY WALT CO (DIS) | 1.8% | 1.5% | Left the top 10 |
| — | MEDTRONIC PLC (MDT) | 1.7% | 0.6% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).