ROTHSCHILD & CO ASSET MANAGEMENT US INC's Q3 2021 13F: 15 new positions, 15 exits
Form 13F-HR for the quarter ended Sep 30, 2021 · filed Nov 9, 2021 · 271 reported positions · accession 0001172661-21-002131
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | TRANE TECHNOLOGIES PLC (TT) | 1.1% | — | −1.1 pts | −517K sh | −100% |
| New | CSX CORP (CSX) | — | 0.9% | +0.9 pts | +2.53M sh | new |
| New | BAXTER INTL INC (BAX) | — | 0.5% | +0.5 pts | +463K sh | new |
| Exited | HILL-ROM HLDGS INC (HRC) | 0.3% | — | −0.3 pts | −244K sh | −100% |
| Reduced | REXNORD CORP (RXN) | 0.3% | 0.1% | −0.2 pts | −349K sh | −69% |
| Reduced | ALPHABET INC (GOOGL) | 2.5% | 2.6% | +0.1 pts | −8,198 sh | −9% |
| New | DIGITAL TURBINE INC (APPS) | — | 0.3% | +0.3 pts | +315K sh | new |
| Increased | CVS HEALTH CORP (CVS) | 0.5% | 0.7% | +0.2 pts | +197K sh | +43% |
| New | CIRCOR INTL INC (CIR) | — | 0.2% | +0.2 pts | +479K sh | new |
| Exited | FRONTDOOR INC (FTDR) | 0.2% | — | −0.2 pts | −294K sh | −100% |
| Reduced | HARSCO CORP (NVRI) | 0.2% | 0.0% | −0.2 pts | −820K sh | −98% |
| Exited | ALTRA INDL MOTION CORP (AIMC) | 0.2% | — | −0.2 pts | −220K sh | −100% |
| Increased | SCHLUMBERGER LTD (SLB) | 1.0% | 1.1% | +0.1 pts | +432K sh | +17% |
| New | BED BATH & BEYOND INC (BBBYQ) | — | 0.2% | +0.2 pts | +714K sh | new |
| New | HARMONY BIOSCIENCES HLDGS IN (HRMY) | — | 0.1% | +0.1 pts | +300K sh | new |
| Reduced | TARGET CORP (TGT) | 1.5% | 1.4% | −0.2 pts | −48,603 sh | −9% |
| Reduced | DAVE & BUSTERS ENTMT INC (PLAY) | 0.3% | 0.2% | −0.1 pts | −280K sh | −46% |
| New | SITE CTRS CORP (SITC) | — | 0.1% | +0.1 pts | +690K sh | new |
| Reduced | EVOQUA WATER TECHNOLOGIES CO (AQUA) | 0.4% | 0.3% | −0.1 pts | −272K sh | −29% |
| New | JETBLUE AWYS CORP (JBLU) | — | 0.1% | +0.1 pts | +662K sh | new |
| Increased | SOUTHWEST AIRLS CO (LUV) | 0.8% | 0.9% | +0.1 pts | +190K sh | +16% |
| Reduced | HANOVER INS GROUP INC (THG) | 0.1% | 0.0% | −0.1 pts | −74,658 sh | −83% |
| Exited | CLOUDFLARE INC (NET) | 0.1% | — | −0.1 pts | −82,436 sh | −100% |
| Increased | HILLENBRAND INC (HI) | 0.3% | 0.4% | +0.1 pts | +193K sh | +36% |
| Reduced | SKYWEST INC (SKYW) | 0.3% | 0.2% | 0.0 pts | −157K sh | −32% |
| Reduced | DECKERS OUTDOOR CORP (DECK) | 0.4% | 0.3% | −0.1 pts | −21,150 sh | −27% |
| Reduced | SYNEOS HEALTH INC (SYNH) | 0.3% | 0.2% | −0.1 pts | −86,955 sh | −35% |
| Reduced | ON SEMICONDUCTOR CORP (ON) | 0.4% | 0.5% | 0.0 pts | −163K sh | −17% |
| Exited | ENERSYS (ENS) | 0.1% | — | −0.1 pts | −76,723 sh | −100% |
| Exited | TELEFLEX INCORPORATED (TFX) | 0.1% | — | −0.1 pts | −18,198 sh | −100% |
| Increased | AVANTOR INC (AVTR) | 0.1% | 0.1% | +0.1 pts | +159K sh | +129% |
| Increased | DUKE ENERGY CORP NEW (DUK) | 1.0% | 1.1% | +0.1 pts | +64,219 sh | +7% |
| Reduced | PRUDENTIAL FINL INC (PRU) | 0.5% | 0.5% | 0.0 pts | −58,180 sh | −14% |
| Reduced | ATKORE INC (ATKR) | 0.3% | 0.4% | 0.0 pts | −65,355 sh | −17% |
| New | STARBUCKS CORP (SBUX) | — | 0.1% | +0.1 pts | +50,995 sh | new |
| Reduced | SPROUT SOCIAL INC (SPT) | 0.3% | 0.3% | +0.1 pts | −45,598 sh | −17% |
| Exited | LAM RESEARCH CORP (LRCX) | 0.1% | — | −0.1 pts | −8,763 sh | −100% |
| New | APPLIED MATLS INC (AMAT) | — | 0.1% | +0.1 pts | +42,238 sh | new |
| Reduced | PINNACLE FINL PARTNERS INC (PNFP) | 0.5% | 0.5% | 0.0 pts | −57,555 sh | −12% |
| Exited | SMILEDIRECTCLUB INC (SDCCQ) | 0.1% | — | −0.1 pts | −639K sh | −100% |
| Reduced | HERC HLDGS INC (HRI) | 0.2% | 0.2% | 0.0 pts | −31,561 sh | −27% |
| Reduced | AUTOZONE INC (AZO) | 0.4% | 0.5% | 0.0 pts | −2,943 sh | −12% |
| Exited | FIBROGEN INC (FGEN) | 0.1% | — | −0.1 pts | −189K sh | −100% |
| Reduced | KAISER ALUMINUM CORP (KALU) | 0.3% | 0.2% | −0.1 pts | −43,355 sh | −20% |
| Reduced | DARDEN RESTAURANTS INC (DRI) | 0.5% | 0.5% | 0.0 pts | −28,692 sh | −9% |
| Reduced | QUANTA SVCS INC (PWR) | 1.4% | 1.8% | +0.4 pts | −37,238 sh | −3% |
| Reduced | RH (RH) | 0.2% | 0.2% | 0.0 pts | −5,633 sh | −23% |
| New | HEALTHCARE RLTY TR (HR) | — | 0.0% | 0.0 pts | +125K sh | new |
| Reduced | BLACKROCK INC (BLK) | 1.7% | 1.6% | 0.0 pts | −4,385 sh | −3% |
| New | WILLIAMS SONOMA INC (WSM) | — | 0.0% | 0.0 pts | +20,674 sh | new |
The 50 largest of 280 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 20.7% of the equity book
Changes in the top 10 this quarter: PWR entered · TGT left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO (JPM) | 2.5% | 2.8% | |
| 2 | BK OF AMERICA CORP (BAC) | 2.6% | 2.8% | |
| 3 | ALPHABET INC (GOOGL) | 2.5% | 2.6% | |
| 4 | UNITEDHEALTH GROUP INC (UNH) | 2.1% | 2.1% | |
| 5 | THERMO FISHER SCIENTIFIC INC (TMO) | 1.6% | 1.9% | |
| 6 | DISNEY WALT CO (DIS) | 1.8% | 1.8% | |
| 7 | QUANTA SVCS INC (PWR) | 1.4% | 1.8% | Entered the top 10 |
| 8 | MEDTRONIC PLC (MDT) | 1.7% | 1.7% | |
| 9 | BLACKROCK INC (BLK) | 1.7% | 1.6% | |
| 10 | SCHWAB CHARLES CORP (SCHW) | 1.6% | 1.6% | |
| — | TARGET CORP (TGT) | 1.5% | 1.4% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).