ROTHSCHILD & CO ASSET MANAGEMENT US INC's Q1 2021 13F: 30 new positions, 46 exits
Form 13F-HR for the quarter ended Mar 31, 2021 · filed May 14, 2021 · 271 reported positions · accession 0001172661-21-001117
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | WELLS FARGO CO NEW (WFC) | — | 1.2% | +1.2 pts | +2.54M sh | new |
| Exited | WILLIS TOWERS WATSON PLC LTD (WTW) | 1.0% | — | −1.0 pts | −368K sh | −100% |
| Exited | DISCOVERY INC (DISCA) | 1.0% | — | −1.0 pts | −2.51M sh | −100% |
| New | SOUTHWEST AIRLS CO (LUV) | — | 0.9% | +0.9 pts | +1.16M sh | new |
| New | TYSON FOODS INC (TSN) | — | 0.7% | +0.7 pts | +769K sh | new |
| Reduced | PULTE GROUP INC (PHM) | 0.8% | 0.2% | −0.5 pts | −1.02M sh | −73% |
| Reduced | INTERCONTINENTAL EXCHANGE IN (ICE) | 1.0% | 0.4% | −0.6 pts | −375K sh | −55% |
| Increased | GLOBAL PMTS INC (GPN) | 1.0% | 1.3% | +0.3 pts | +169K sh | +46% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 2.5% | 2.5% | 0.0 pts | −223K sh | −14% |
| Exited | MICHAELS COS INC (MIK) | 0.4% | — | −0.4 pts | −2.42M sh | −100% |
| New | ATKORE INC (ATKR) | — | 0.4% | +0.4 pts | +448K sh | new |
| Increased | EMERSON ELEC CO (EMR) | 0.1% | 0.5% | +0.4 pts | +336K sh | +482% |
| Exited | AMERICAN ELEC PWR CO INC (AEP) | 0.4% | — | −0.4 pts | −344K sh | −100% |
| Exited | PARSLEY ENERGY INC (PE) | 0.3% | — | −0.3 pts | −1.91M sh | −100% |
| Exited | GLU MOBILE INC (GLUU) | 0.3% | — | −0.3 pts | −2.72M sh | −100% |
| New | COHU INC (COHU) | — | 0.3% | +0.3 pts | +606K sh | new |
| New | BIG LOTS INC (BIG) | — | 0.3% | +0.3 pts | +364K sh | new |
| Exited | SPS COMMERCE INC (SPSC) | 0.3% | — | −0.3 pts | −216K sh | −100% |
| Reduced | WSFS FINL CORP (WSFS) | 0.4% | 0.1% | −0.3 pts | −491K sh | −70% |
| New | NEXTERA ENERGY INC (NEE) | — | 0.3% | +0.3 pts | +308K sh | new |
| Reduced | QUANTA SVCS INC (PWR) | 1.4% | 1.4% | 0.0 pts | −252K sh | −16% |
| New | ARCONIC CORPORATION (ARNC) | — | 0.3% | +0.3 pts | +814K sh | new |
| Exited | ZEBRA TECHNOLOGIES CORPORATI (ZBRA) | 0.2% | — | −0.2 pts | −50,053 sh | −100% |
| Reduced | MONDELEZ INTL INC (MDLZ) | 1.0% | 0.7% | −0.3 pts | −340K sh | −26% |
| Exited | FTI CONSULTING INC (FCN) | 0.2% | — | −0.2 pts | −168K sh | −100% |
| Exited | AMERICAN WOODMARK CORPORATIO (AMWD) | 0.2% | — | −0.2 pts | −192K sh | −100% |
| Increased | HANCOCK WHITNEY CORPORATION (HWC) | 0.2% | 0.4% | +0.3 pts | +431K sh | +105% |
| Reduced | APPLE INC (AAPL) | 1.1% | 0.8% | −0.4 pts | −146K sh | −22% |
| New | REVOLVE GROUP INC (RVLV) | — | 0.2% | +0.2 pts | +396K sh | new |
| Reduced | DECKERS OUTDOOR CORP (DECK) | 0.5% | 0.4% | −0.2 pts | −52,832 sh | −37% |
| New | NUVASIVE INC (NUVA) | — | 0.2% | +0.2 pts | +266K sh | new |
| New | PIONEER NAT RES CO (PXD) | — | 0.2% | +0.2 pts | +109K sh | new |
| Exited | NIC INC (EGOV) | 0.2% | — | −0.2 pts | −631K sh | −100% |
| Reduced | AMN HEALTHCARE SVCS INC (AMN) | 0.3% | 0.1% | −0.2 pts | −230K sh | −67% |
| Exited | REALPAGE INC (RP) | 0.2% | — | −0.2 pts | −185K sh | −100% |
| Reduced | HARTFORD FINL SVCS GROUP INC (HIG) | 0.9% | 1.0% | +0.1 pts | −250K sh | −17% |
| New | NOVAVAX INC (NVAX) | — | 0.2% | +0.2 pts | +91,955 sh | new |
| Reduced | HORIZON THERAPEUTICS PUB L (HZNP) | 0.6% | 0.5% | −0.1 pts | −177K sh | −29% |
| Exited | SOUTHWEST GAS HOLDINGS INC (SWX) | 0.2% | — | −0.2 pts | −251K sh | −100% |
| Increased | BRISTOL-MYERS SQUIBB CO (BMY) | 1.0% | 1.2% | +0.2 pts | +250K sh | +19% |
| New | SUNNOVA ENERGY INTL INC. (NOVAQ) | — | 0.2% | +0.2 pts | +367K sh | new |
| Reduced | ALTRA INDL MOTION CORP (AIMC) | 0.4% | 0.2% | −0.2 pts | −271K sh | −50% |
| Reduced | SPX CORP (SPXC) | 0.3% | 0.1% | −0.2 pts | −254K sh | −56% |
| Increased | CONOCOPHILLIPS (COP) | 0.7% | 1.1% | +0.4 pts | +275K sh | +21% |
| Reduced | LITHIA MTRS INC (LAD) | 0.6% | 0.6% | 0.0 pts | −36,693 sh | −23% |
| New | BRIGHAM MINERALS INC (MNRL) | — | 0.2% | +0.2 pts | +948K sh | new |
| Increased | PEPSICO INC (PEP) | 0.9% | 1.0% | +0.1 pts | +97,608 sh | +20% |
| Reduced | RH (RH) | 0.4% | 0.4% | −0.1 pts | −22,485 sh | −31% |
| Reduced | PINNACLE FINL PARTNERS INC (PNFP) | 0.6% | 0.6% | 0.0 pts | −150K sh | −22% |
| Increased | DUKE ENERGY CORP NEW (DUK) | 0.8% | 1.0% | +0.2 pts | +131K sh | +18% |
The 50 largest of 311 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 17.5% of the equity book
Changes in the top 10 this quarter: KSU entered · CVX entered · PWR left · TMO left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | BK OF AMERICA CORP (BAC) | 2.1% | 2.5% | |
| 2 | JPMORGAN CHASE & CO (JPM) | 2.5% | 2.5% | |
| 3 | ALPHABET INC (GOOGL) | 1.8% | 2.1% | |
| 4 | DISNEY WALT CO (DIS) | 1.6% | 1.6% | |
| 5 | MEDTRONIC PLC (MDT) | 1.6% | 1.6% | |
| 6 | PARKER-HANNIFIN CORP (PH) | 1.3% | 1.5% | |
| 7 | KANSAS CITY SOUTHERN (KSU) | 1.1% | 1.4% | Entered the top 10 |
| 8 | BLACKROCK INC (BLK) | 1.3% | 1.4% | |
| 9 | CHEVRON CORP NEW (CVX) | 1.1% | 1.4% | Entered the top 10 |
| 10 | SCHWAB CHARLES CORP (SCHW) | 1.3% | 1.4% | |
| — | QUANTA SVCS INC (PWR) | 1.4% | 1.4% | Left the top 10 |
| — | THERMO FISHER SCIENTIFIC INC (TMO) | 1.2% | 1.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).