ROTHSCHILD & CO ASSET MANAGEMENT US INC's Q4 2018 13F: 19 new positions, 20 exits
Form 13F-HR for the quarter ended Dec 31, 2018 · filed Feb 5, 2019 · 365 reported positions · accession 0001172661-19-000313
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | BOEING CO (BA) | — | 0.8% | +0.8 pts | +213K sh | new |
| New | MERCK & CO INC (MRK) | — | 0.8% | +0.8 pts | +862K sh | new |
| Exited | CHUBB LIMITED (CB) | 0.6% | — | −0.6 pts | −420K sh | −100% |
| Increased | CVS HEALTH CORP (CVS) | 0.2% | 0.8% | +0.6 pts | +723K sh | +281% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 0.8% | 0.3% | −0.4 pts | −333K sh | −60% |
| Increased | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.2% | 0.8% | +0.5 pts | +202K sh | +181% |
| New | LIVERAMP HLDGS INC (RAMP) | — | 0.5% | +0.5 pts | +977K sh | new |
| Increased | INGERSOLL-RAND PLC (IR) | 0.3% | 0.7% | +0.4 pts | +381K sh | +140% |
| New | HELMERICH & PAYNE INC (HP) | — | 0.4% | +0.4 pts | +719K sh | new |
| Exited | STANLEY BLACK & DECKER INC (SWK) | 0.4% | — | −0.4 pts | −269K sh | −100% |
| Reduced | HUNTINGTON BANCSHARES INC (HBAN) | 0.6% | 0.2% | −0.4 pts | −2.75M sh | −72% |
| Exited | ENERGEN CORP (EGN) | 0.4% | — | −0.4 pts | −436K sh | −100% |
| Reduced | PUBLIC SVC ENTERPRISE GROUP (PEG) | 0.3% | 0.0% | −0.3 pts | −612K sh | −98% |
| Exited | NOBLE ENERGY INC (NBL) | 0.4% | — | −0.4 pts | −1.13M sh | −100% |
| Exited | SONIC CORP (SONC) | 0.4% | — | −0.4 pts | −795K sh | −100% |
| Reduced | LABORATORY CORP AMER HLDGS (LH) | 0.6% | 0.1% | −0.4 pts | −226K sh | −70% |
| Increased | INTEL CORP (INTC) | 0.2% | 0.6% | +0.3 pts | +540K sh | +112% |
| Reduced | EXXON MOBIL CORP (XOM) | 0.6% | 0.3% | −0.3 pts | −359K sh | −52% |
| New | HELEN OF TROY CORP LTD (HELE) | — | 0.3% | +0.3 pts | +184K sh | new |
| Increased | DIAMONDBACK ENERGY INC (FANG) | 0.0% | 0.3% | +0.3 pts | +260K sh | +3908% |
| Reduced | EBAY INC (EBAY) | 0.3% | 0.0% | −0.3 pts | −848K sh | −98% |
| Reduced | ABBVIE INC (ABBV) | 0.5% | 0.2% | −0.2 pts | −257K sh | −54% |
| Increased | SPDR S&P 500 ETF TR (SPY) | 0.0% | 0.3% | +0.3 pts | +94,620 sh | +3832% |
| New | ALLEGHENY TECHNOLOGIES INC (ATI) | — | 0.3% | +0.3 pts | +1.02M sh | new |
| Exited | NORTHROP GRUMMAN CORP (NOC) | 0.3% | — | −0.3 pts | −82,013 sh | −100% |
| Increased | STATE STR CORP (STT) | 0.4% | 0.6% | +0.2 pts | +350K sh | +78% |
| Exited | WABASH NATL CORP (WNC) | 0.3% | — | −0.3 pts | −1.41M sh | −100% |
| New | AVALONBAY CMNTYS INC (AVB) | — | 0.3% | +0.3 pts | +122K sh | new |
| New |
CIGNA CORP NEW (CI)
new — newly listed security (e.g. spin-off)
|
— | 0.3% | +0.3 pts | +110K sh | new |
| New | LAMAR ADVERTISING CO NEW (LAMR) | — | 0.3% | +0.3 pts | +301K sh | new |
| New | BLUCORA INC (AVTA) | — | 0.2% | +0.2 pts | +756K sh | new |
| Reduced | MOLINA HEALTHCARE INC (MOH) | 0.4% | 0.2% | −0.3 pts | −173K sh | −60% |
| Increased | SPS COMM INC (SPSC) | 0.2% | 0.4% | +0.2 pts | +242K sh | +156% |
| Reduced | TOPBUILD CORP (BLD) | 0.3% | 0.0% | −0.3 pts | −439K sh | −89% |
| Increased | CISCO SYS INC (CSCO) | 1.2% | 1.5% | +0.3 pts | +452K sh | +19% |
| Reduced | DISNEY WALT CO (DIS) | 0.5% | 0.4% | −0.2 pts | −177K sh | −39% |
| Exited | HALLIBURTON CO (HAL) | 0.2% | — | −0.2 pts | −550K sh | −100% |
| Increased | MEDTRONIC PLC (MDT) | 0.6% | 0.9% | +0.3 pts | +206K sh | +32% |
| Reduced | DEERE & CO (DE) | 0.2% | 0.0% | −0.2 pts | −123K sh | −97% |
| Exited | QUANTA SVCS INC (PWR) | 0.2% | — | −0.2 pts | −626K sh | −100% |
| Reduced | INTERCONTINENTAL EXCHANGE IN (ICE) | 0.6% | 0.5% | −0.1 pts | −226K sh | −30% |
| New | US ECOLOGY INC (ECOL) | — | 0.2% | +0.2 pts | +268K sh | new |
| New | JAZZ PHARMACEUTICALS PLC (JAZZ) | — | 0.2% | +0.2 pts | +125K sh | new |
| New | SMUCKER J M CO (SJM) | — | 0.2% | +0.2 pts | +165K sh | new |
| Increased | WPX ENERGY INC (WPX) | 0.1% | 0.3% | +0.1 pts | +1.34M sh | +257% |
| New | GENERAL MLS INC (GIS) | — | 0.2% | +0.2 pts | +388K sh | new |
| Exited | COSTCO WHSL CORP NEW (COST) | 0.2% | — | −0.2 pts | −73,952 sh | −100% |
| Reduced | VIACOM INC NEW (VIAB) | 0.5% | 0.3% | −0.2 pts | −546K sh | −36% |
| Increased | PROCTER AND GAMBLE CO (PG) | 0.8% | 1.2% | +0.4 pts | +147K sh | +16% |
| Reduced | UNITEDHEALTH GROUP INC (UNH) | 0.8% | 0.7% | −0.1 pts | −54,006 sh | −19% |
The 50 largest of 380 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- MADDEN STEVEN LTD (SHOO): 497K shares as filed last quarter, 746K after adjustment → 757K now (prior share count adjusted for a stock split)
Top 10 positions — 13.5% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO (JPM) | 1.8% | 1.8% | |
| 2 | MICROSOFT CORP (MSFT) | 1.5% | 1.5% | |
| 3 | VERIZON COMMUNICATIONS INC (VZ) | 1.2% | 1.5% | |
| 4 | CISCO SYS INC (CSCO) | 1.2% | 1.5% | |
| 5 | BANK AMER CORP (BAC) | 1.5% | 1.4% | |
| 6 | PFIZER INC (PFE) | 1.1% | 1.3% | |
| 7 | PROCTER AND GAMBLE CO (PG) | 0.8% | 1.2% | |
| 8 | CHEVRON CORP NEW (CVX) | 1.1% | 1.2% | |
| 9 | COMCAST CORP NEW (CMCSA) | 0.9% | 1.0% | |
| 10 | AT&T INC (T) | 1.1% | 1.0% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).