ROTHSCHILD & CO ASSET MANAGEMENT US INC's Q2 2018 13F: 28 new positions, 12 exits
Form 13F-HR for the quarter ended Jun 30, 2018 · filed Aug 7, 2018 · 369 reported positions · accession 0001172661-18-001471
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | VIACOM INC NEW (VIAB) | — | 0.5% | +0.5 pts | +1.48M sh | new |
| Reduced | RAYMOND JAMES FINANCIAL INC (RJF) | 0.5% | 0.0% | −0.5 pts | −486K sh | −97% |
| New | TRAVELERS COMPANIES INC (TRV) | — | 0.5% | +0.5 pts | +350K sh | new |
| Exited | CBS CORP NEW (CBS) | 0.4% | — | −0.4 pts | −758K sh | −100% |
| New | NOBLE ENERGY INC (NBL) | — | 0.4% | +0.4 pts | +1.12M sh | new |
| Increased | OWENS CORNING NEW (OC) | 0.4% | 0.7% | +0.3 pts | +600K sh | +141% |
| Reduced | BARNES GROUP INC (B) | 0.4% | 0.0% | −0.4 pts | −607K sh | −93% |
| Increased | AIRCASTLE LTD (AYR) | 0.0% | 0.4% | +0.4 pts | +1.74M sh | +2004% |
| Exited | DEVON ENERGY CORP NEW (DVN) | 0.4% | — | −0.4 pts | −1.03M sh | −100% |
| New | EAGLE PHARMACEUTICALS INC (EGRX) | — | 0.3% | +0.3 pts | +408K sh | new |
| New | AMN HEALTHCARE SERVICES INC (AMN) | — | 0.3% | +0.3 pts | +516K sh | new |
| New | ALEXANDRIA REAL ESTATE EQ IN (ARE) | — | 0.3% | +0.3 pts | +234K sh | new |
| New | BJS RESTAURANTS INC (BJRI) | — | 0.3% | +0.3 pts | +482K sh | new |
| Reduced | UMPQUA HLDGS CORP (UMPQ) | 0.3% | 0.0% | −0.3 pts | −1.23M sh | −96% |
| Increased | CISCO SYS INC (CSCO) | 0.8% | 1.1% | +0.3 pts | +637K sh | +38% |
| Reduced | SUNTRUST BKS INC (STI) | 0.8% | 0.5% | −0.3 pts | −408K sh | −39% |
| New | VIRTU FINL INC (VIRT) | — | 0.3% | +0.3 pts | +999K sh | new |
| New | QUIDEL CORP (QDEL) | — | 0.3% | +0.3 pts | +383K sh | new |
| Reduced | CONOCOPHILLIPS (COP) | 0.7% | 0.6% | −0.2 pts | −334K sh | −31% |
| Increased | MARATHON PETE CORP (MPC) | 0.4% | 0.7% | +0.2 pts | +329K sh | +61% |
| Reduced | DOWDUPONT INC (DWDP) | 0.5% | 0.3% | −0.2 pts | −348K sh | −48% |
| Exited | APPLIED MATLS INC (AMAT) | 0.2% | — | −0.2 pts | −365K sh | −100% |
| Reduced | DEERE & CO (DE) | 0.5% | 0.2% | −0.3 pts | −150K sh | −53% |
| New | ANALOG DEVICES INC (ADI) | — | 0.2% | +0.2 pts | +218K sh | new |
| New | LIFE STORAGE INC (LSI) | — | 0.2% | +0.2 pts | +210K sh | new |
| New | AMEREN CORP (AEE) | — | 0.2% | +0.2 pts | +302K sh | new |
| Increased | SIMMONS 1ST NATL CORP (SFNC) | 0.2% | 0.3% | +0.2 pts | +611K sh | +129% |
| Increased | EBAY INC (EBAY) | 0.4% | 0.5% | +0.1 pts | +491K sh | +61% |
| New | ICF INTL INC (ICFI) | — | 0.2% | +0.2 pts | +249K sh | new |
| Increased | POTLATCHDELTIC CORPORATION (PCH) | 0.1% | 0.3% | +0.2 pts | +345K sh | +180% |
| Increased | EVEREST RE GROUP LTD (EG) | 0.2% | 0.4% | +0.2 pts | +75,951 sh | +116% |
| Reduced | VANDA PHARMACEUTICALS INC (VNDA) | 0.3% | 0.1% | −0.2 pts | −903K sh | −67% |
| Reduced | E TRADE FINANCIAL CORP (ETFC) | 0.7% | 0.5% | −0.1 pts | −276K sh | −25% |
| Reduced | ICU MED INC (ICUI) | 0.2% | 0.0% | −0.2 pts | −55,834 sh | −91% |
| Exited | MICROSEMI CORP (MSCC) | 0.2% | — | −0.2 pts | −245K sh | −100% |
| Increased | INTEL CORP (INTC) | 0.1% | 0.3% | +0.2 pts | +320K sh | +174% |
| Reduced | HARSCO CORP (NVRI) | 0.5% | 0.3% | −0.2 pts | −700K sh | −35% |
| Reduced | PARKER HANNIFIN CORP (PH) | 0.6% | 0.3% | −0.2 pts | −98,484 sh | −32% |
| Reduced | GRUBHUB INC (GRUB) | 0.3% | 0.2% | −0.2 pts | −142K sh | −49% |
| Increased | CATERPILLAR INC DEL (CAT) | 0.3% | 0.4% | +0.1 pts | +108K sh | +56% |
| New | FINANCIAL ENGINES INC (FNGN) | — | 0.2% | +0.2 pts | +321K sh | new |
| Reduced | TAKE-TWO INTERACTIVE SOFTWAR (TTWO) | 0.3% | 0.2% | −0.1 pts | −119K sh | −43% |
| Reduced | EOG RES INC (EOG) | 0.8% | 0.8% | 0.0 pts | −113K sh | −17% |
| Reduced | INSPERITY INC (NSP) | 0.6% | 0.7% | +0.1 pts | −147K sh | −18% |
| Reduced | LITTELFUSE INC (LFUS) | 0.2% | 0.0% | −0.1 pts | −59,214 sh | −90% |
| Reduced | TEXAS CAPITAL BANCSHARES INC (TCBI) | 0.5% | 0.3% | −0.2 pts | −147K sh | −32% |
| Reduced | SUPERNUS PHARMACEUTICALS INC (SUPN) | 0.6% | 0.6% | 0.0 pts | −223K sh | −21% |
| Reduced | NEKTAR THERAPEUTICS (NKTR) | 0.5% | 0.1% | −0.4 pts | −271K sh | −66% |
| Increased | PDC ENERGY INC (PDCE) | 0.3% | 0.5% | +0.2 pts | +217K sh | +45% |
| Reduced | POST HLDGS INC (POST) | 0.3% | 0.1% | −0.1 pts | −151K sh | −50% |
The 50 largest of 377 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- BROADCOM INC (AVGO): Y09827109 → 11135F101, 198K → 197K shares
Top 10 positions — 10.9% of the equity book
Changes in the top 10 this quarter: CSCO entered · CVX entered · NOC left · STT left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO (JPM) | 1.9% | 1.7% | |
| 2 | BANK AMER CORP (BAC) | 1.6% | 1.4% | |
| 3 | MICROSOFT CORP (MSFT) | 1.2% | 1.4% | |
| 4 | CISCO SYS INC (CSCO) | 0.8% | 1.1% | Entered the top 10 |
| 5 | CHEVRON CORP NEW (CVX) | 0.8% | 1.0% | Entered the top 10 |
| 6 | AT&T INC (T) | 1.2% | 0.9% | |
| 7 | PFIZER INC (PFE) | 0.9% | 0.9% | |
| 8 | VERIZON COMMUNICATIONS INC (VZ) | 0.9% | 0.9% | |
| 9 | ORACLE CORP (ORCL) | 1.0% | 0.9% | |
| 10 | JOHNSON & JOHNSON (JNJ) | 0.8% | 0.8% | |
| — | NORTHROP GRUMMAN CORP (NOC) | 0.8% | 0.6% | Left the top 10 |
| — | STATE STR CORP (STT) | 0.8% | 0.8% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).