ROTHSCHILD & CO ASSET MANAGEMENT US INC's Q1 2018 13F: 27 new positions, 19 exits
Form 13F-HR for the quarter ended Mar 31, 2018 · filed May 8, 2018 · 352 reported positions · accession 0001172661-18-001013
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | AIR PRODS & CHEMS INC (APD) | — | 0.6% | +0.6 pts | +355K sh | new |
| New | LABORATORY CORP AMER HLDGS (LH) | — | 0.6% | +0.6 pts | +311K sh | new |
| New | CHEMICAL FINL CORP (CHFC) | — | 0.4% | +0.4 pts | +730K sh | new |
| Increased | VERIZON COMMUNICATIONS INC (VZ) | 0.5% | 0.9% | +0.4 pts | +756K sh | +88% |
| Exited | CELGENE CORP (CELG) | 0.4% | — | −0.4 pts | −346K sh | −100% |
| New | DEVON ENERGY CORP NEW (DVN) | — | 0.4% | +0.4 pts | +1.03M sh | new |
| New | ACADIA HEALTHCARE COMPANY IN (ACHC) | — | 0.3% | +0.3 pts | +789K sh | new |
| Reduced | WESTROCK CO (WRK) | 0.5% | 0.2% | −0.3 pts | −469K sh | −60% |
| Reduced | INVESTORS BANCORP INC NEW (ISBC) | 0.3% | 0.0% | −0.3 pts | −2.11M sh | −95% |
| New | HOSTESS BRANDS INC (TWNK) | — | 0.3% | +0.3 pts | +1.93M sh | new |
| New | CATERPILLAR INC DEL (CAT) | — | 0.3% | +0.3 pts | +193K sh | new |
| Exited | MACK CALI RLTY CORP (VRE) | 0.3% | — | −0.3 pts | −1.4M sh | −100% |
| Increased | CISCO SYS INC (CSCO) | 0.4% | 0.8% | +0.4 pts | +652K sh | +65% |
| Exited | INC RESH HLDGS INC (INCR) | 0.3% | — | −0.3 pts | −676K sh | −100% |
| Increased | DISNEY WALT CO (DIS) | 0.2% | 0.5% | +0.3 pts | +259K sh | +136% |
| Reduced | STANLEY BLACK & DECKER INC (SWK) | 0.7% | 0.4% | −0.3 pts | −164K sh | −40% |
| Increased | BROADCOM LTD (AVGO) | 0.2% | 0.5% | +0.3 pts | +106K sh | +115% |
| Reduced | GRUBHUB INC (GRUB) | 0.4% | 0.3% | −0.1 pts | −243K sh | −46% |
| Reduced | MOLINA HEALTHCARE INC (MOH) | 0.6% | 0.4% | −0.2 pts | −297K sh | −43% |
| Reduced | AMGEN INC (AMGN) | 0.3% | 0.0% | −0.3 pts | −140K sh | −97% |
| Reduced | UNITEDHEALTH GROUP INC (UNH) | 0.9% | 0.7% | −0.2 pts | −110K sh | −28% |
| Reduced | PEPSICO INC (PEP) | 0.7% | 0.5% | −0.3 pts | −213K sh | −36% |
| New | LAMB WESTON HLDGS INC (LW) | — | 0.3% | +0.3 pts | +395K sh | new |
| Reduced | PROLOGIS INC (PLD) | 0.6% | 0.4% | −0.2 pts | −362K sh | −38% |
| Reduced | APPLE INC (AAPL) | 0.8% | 0.6% | −0.2 pts | −136K sh | −30% |
| Reduced | NEKTAR THERAPEUTICS (NKTR) | 0.4% | 0.5% | +0.1 pts | −214K sh | −34% |
| Reduced | CUMMINS INC (CMI) | 0.4% | 0.2% | −0.3 pts | −133K sh | −55% |
| Reduced | DOWDUPONT INC (DWDP) | 0.8% | 0.5% | −0.3 pts | −331K sh | −31% |
| Reduced | ON SEMICONDUCTOR CORP (ON) | 0.5% | 0.4% | −0.1 pts | −823K sh | −36% |
| Increased | DEERE & CO (DE) | 0.3% | 0.5% | +0.2 pts | +128K sh | +83% |
| Exited | MCDONALDS CORP (MCD) | 0.2% | — | −0.2 pts | −116K sh | −100% |
| Reduced | HERSHEY CO (HSY) | 0.5% | 0.3% | −0.2 pts | −186K sh | −44% |
| Reduced | QUALCOMM INC (QCOM) | 0.6% | 0.3% | −0.3 pts | −325K sh | −37% |
| Reduced | MICROSEMI CORP (MSCC) | 0.3% | 0.2% | −0.1 pts | −275K sh | −53% |
| Reduced | ALLSTATE CORP (ALL) | 0.5% | 0.3% | −0.2 pts | −187K sh | −38% |
| New | COMMERCIAL METALS CO (CMC) | — | 0.2% | +0.2 pts | +850K sh | new |
| Exited | IRONWOOD PHARMACEUTICALS INC (IRWD) | 0.2% | — | −0.2 pts | −1.23M sh | −100% |
| Reduced | DANAHER CORP DEL (DHR) | 0.5% | 0.4% | −0.1 pts | −174K sh | −34% |
| New | ENPRO INDS INC (NPO) | — | 0.2% | +0.2 pts | +215K sh | new |
| Reduced | PARKER HANNIFIN CORP (PH) | 0.8% | 0.6% | −0.2 pts | −88,560 sh | −22% |
| Reduced | LAREDO PETROLEUM INC (LPI) | 0.3% | 0.1% | −0.2 pts | −1.73M sh | −70% |
| New | COSTCO WHSL CORP NEW (COST) | — | 0.2% | +0.2 pts | +78,849 sh | new |
| Reduced | NORTHROP GRUMMAN CORP (NOC) | 0.8% | 0.8% | 0.0 pts | −42,066 sh | −16% |
| Reduced | PVH CORP (PVH) | 0.5% | 0.4% | −0.1 pts | −96,145 sh | −27% |
| Reduced | SUNTRUST BKS INC (STI) | 0.9% | 0.8% | −0.1 pts | −212K sh | −17% |
| Exited | OM ASSET MGMT PLC | 0.2% | — | −0.2 pts | −883K sh | −100% |
| Reduced | CONOCOPHILLIPS (COP) | 0.8% | 0.7% | 0.0 pts | −235K sh | −18% |
| Increased | JOHNSON & JOHNSON (JNJ) | 0.7% | 0.8% | +0.1 pts | +107K sh | +22% |
| New | SIMMONS 1ST NATL CORP (SFNC) | — | 0.2% | +0.2 pts | +475K sh | new |
| New | BRIGHTSPHERE INVESTMNT GRP P (BSIG) | — | 0.2% | +0.2 pts | +855K sh | new |
The 50 largest of 368 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 11.2% of the equity book
Changes in the top 10 this quarter: PFE entered · VZ entered · JNJ entered · NOC entered · CVX left · UNH left · STI left · PG left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO (JPM) | 1.9% | 1.9% | |
| 2 | BANK AMER CORP (BAC) | 1.5% | 1.6% | |
| 3 | MICROSOFT CORP (MSFT) | 1.1% | 1.2% | |
| 4 | AT&T INC (T) | 1.2% | 1.2% | |
| 5 | ORACLE CORP (ORCL) | 1.0% | 1.0% | |
| 6 | PFIZER INC (PFE) | 0.8% | 0.9% | Entered the top 10 |
| 7 | VERIZON COMMUNICATIONS INC (VZ) | 0.5% | 0.9% | Entered the top 10 |
| 8 | JOHNSON & JOHNSON (JNJ) | 0.7% | 0.8% | Entered the top 10 |
| 9 | NORTHROP GRUMMAN CORP (NOC) | 0.8% | 0.8% | Entered the top 10 |
| 10 | STATE STR CORP (STT) | 0.9% | 0.8% | |
| — | CHEVRON CORP NEW (CVX) | 1.0% | 0.8% | Left the top 10 |
| — | UNITEDHEALTH GROUP INC (UNH) | 0.9% | 0.7% | Left the top 10 |
| — | SUNTRUST BKS INC (STI) | 0.9% | 0.8% | Left the top 10 |
| — | PROCTER AND GAMBLE CO (PG) | 0.9% | 0.8% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).