ROSENBAUM JAY D
Q3 2022 Form 13-F
BOSTON, MASSACHUSETTS
CIK 0001622820
· Institutional investment manager
$43.4M Reported Value Total
Reported value
$43.4M
Quarter over quarter
-5.7%
Holdings
55
Top-10 concentration
41.0%
Filing Structure
Reports holdings for
- COHEN LAWRENCE B · File #028-12074 · Q4 2014 – Q3 2021 · declared by one filing
Holdings reported by
- UBS FINANCIAL SERVICES INC · Q2 2022 – Q3 2024 · declared by one filing
- WOODSTOCK CORP · Q2 2022 – Q3 2024 · declared by one filing
- Vontobel Swiss Financial Advisers AG · Q2 2022 – Q3 2024 · declared by one filing
- Aureus Asset Management LLC · Q2 2022 – Q3 2024 · declared by one filing
- COHEN LAWRENCE B · Q4 2014 – Q3 2021 · declared by one filing
- MERRILL LYNCH PIERCE FENNER & SMITH INC · Q3 2016 – Q3 2016 · declared by one filing
- JPMorgan Chase Bank N A · Q3 2016 – Q3 2016 · declared by one filing
Key People
Named on the latest Form 13-F filing — not necessarily an owner
Dennis Kushmerek
Trust Operations Senior Specialist
Filing Navigation
13F Metrics
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Q3 2022 13F record
Q3 2022 13F filing summary
| Period of report | September 30, 2022 |
|---|---|
| Filed | November 10, 2022 |
| Form | 13F-HR |
| Reported value | $43.4M |
| Positions | 55 |
| Change in reported value | -16.1% |
| New positions | 4 |
| Exited positions | 8 |
| Position turnover | 19.1% |
| Top-10 concentration | 41.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2024 13F
Filed Nov 7, 2024
|
6 | $6.7M |
|
Q2 2024 13F
Filed Jul 26, 2024
|
30 | $17.7M |
|
Q1 2024 13F
Filed May 15, 2024
|
30 | $17.6M |
|
Q4 2023 13F
Filed Feb 9, 2024
|
53 | $38.7M |
|
Q3 2023 13F
Filed Oct 23, 2023
|
62 | $59.7M |
|
Q2 2023 13F
Filed Jul 27, 2023
|
65 | $62.3M |
|
Q1 2023 13F
Filed May 11, 2023
|
54 | $54.4M |
|
Q4 2022 13F
Filed Feb 9, 2023
|
52 | $46.3M |
|
Q3 2022 13F
Filed Nov 10, 2022
|
55 | $43.4M |
|
Q2 2022 13F
Filed Aug 11, 2022
|
59 | $51.7M |
|
Q1 2022 13F
Filed May 12, 2022
|
66 | $63.3M |
|
Q4 2021 13F
Filed Feb 9, 2022
|
67 | $68.0M |
|
Q3 2021 13F
Filed Oct 26, 2021
|
44 | $60.2M |
|
Q2 2021 13F
Filed Jul 14, 2021
|
42 | $60.3M |
|
Q1 2021 13F
Filed Apr 26, 2021
|
45 | $58.3M |
|
Q4 2020 13F
Filed Feb 10, 2021
|
45 | $57.5M |
|
Q3 2020 13F
Filed Nov 3, 2020
|
47 | $54.2M |
|
Q2 2020 13F
Filed Jul 23, 2020
|
48 | $51.0M |
|
Q1 2020 13F
Filed Apr 22, 2020
|
45 | $43.3M |
|
Q4 2019 13F
Filed Jan 27, 2020
|
48 | $56.5M |
20 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | MSFT Microsoft Corporation | $3.7M | 8.56% |
| 2 | AAPL Apple Inc | $3.5M | 8.12% |
| 3 | AMZN Amazon.com Inc | $1.9M | 4.46% |
| 4 | GOOG Alphabet Inc Cl C | $1.5M | 3.39% |
| 5 | TMO Thermo Fisher Scientific Inc | $1.4M | 3.3% |
| 6 | SYK Stryker Corp | $1.2M | 2.72% |
| 7 | JPM JPMorgan Chase & Co | $1.2M | 2.69% |
| 8 | PG Procter & Gamble Co | $1.1M | 2.62% |
| 9 | WM Waste Management Inc | $1.1M | 2.6% |
| 10 | PEP PepsiCo Inc | $1.1M | 2.56% |
| 11 | MA Mastercard Inc Cl A | $1.0M | 2.39% |
| 12 | CRM Salesforce Inc | $1.0M | 2.34% |
| 13 | TJX TJX Companies Inc | $928.0K | 2.14% |
| 14 | DHR Danaher Corp | $906.0K | 2.09% |
| 15 | BKNG Booking Holdings Inc | $902.0K | 2.08% |
| 16 | AMT American Tower Corp | $835.0K | 1.92% |
| 17 | BAC Bank of America Corp | $813.0K | 1.87% |
| 18 | KO Coca-Cola Co | $808.0K | 1.86% |
| 19 | ROK Rockwell Automation Inc | $782.0K | 1.8% |
| 20 | CVS CVS Health Corp | $766.0K | 1.77% |
Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.