ROSENBAUM JAY D
Q1 2020 Form 13-F
BOSTON, MASSACHUSETTS
CIK 0001622820
· Institutional investment manager
$43.3M Reported Value Total
Reported value
$43.3M
Quarter over quarter
-18.5%
Holdings
45
Top-10 concentration
47.4%
Filing Structure
Reports holdings for
- COHEN LAWRENCE B · File #028-12074 · Q4 2014 – Q3 2021 · declared by one filing
Holdings reported by
- UBS FINANCIAL SERVICES INC · Q2 2022 – Q3 2024 · declared by one filing
- WOODSTOCK CORP · Q2 2022 – Q3 2024 · declared by one filing
- Vontobel Swiss Financial Advisers AG · Q2 2022 – Q3 2024 · declared by one filing
- Aureus Asset Management LLC · Q2 2022 – Q3 2024 · declared by one filing
- COHEN LAWRENCE B · Q4 2014 – Q3 2021 · declared by one filing
- MERRILL LYNCH PIERCE FENNER & SMITH INC · Q3 2016 – Q3 2016 · declared by one filing
- JPMorgan Chase Bank N A · Q3 2016 – Q3 2016 · declared by one filing
Key People
Named on the latest Form 13-F filing — not necessarily an owner
Dennis Kushmerek
Trust Operations Senior Specialist
Filing Navigation
13F Metrics
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Q1 2020 13F record
Q1 2020 13F filing summary
| Period of report | March 31, 2020 |
|---|---|
| Filed | April 22, 2020 |
| Form | 13F-HR |
| Reported value | $43.3M |
| Positions | 45 |
| Change in reported value | -23.3% |
| New positions | 2 |
| Exited positions | 5 |
| Position turnover | 14.0% |
| Top-10 concentration | 47.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2024 13F
Filed Nov 7, 2024
|
6 | $6.7M |
|
Q2 2024 13F
Filed Jul 26, 2024
|
30 | $17.7M |
|
Q1 2024 13F
Filed May 15, 2024
|
30 | $17.6M |
|
Q4 2023 13F
Filed Feb 9, 2024
|
53 | $38.7M |
|
Q3 2023 13F
Filed Oct 23, 2023
|
62 | $59.7M |
|
Q2 2023 13F
Filed Jul 27, 2023
|
65 | $62.3M |
|
Q1 2023 13F
Filed May 11, 2023
|
54 | $54.4M |
|
Q4 2022 13F
Filed Feb 9, 2023
|
52 | $46.3M |
|
Q3 2022 13F
Filed Nov 10, 2022
|
55 | $43.4M |
|
Q2 2022 13F
Filed Aug 11, 2022
|
59 | $51.7M |
|
Q1 2022 13F
Filed May 12, 2022
|
66 | $63.3M |
|
Q4 2021 13F
Filed Feb 9, 2022
|
67 | $68.0M |
|
Q3 2021 13F
Filed Oct 26, 2021
|
44 | $60.2M |
|
Q2 2021 13F
Filed Jul 14, 2021
|
42 | $60.3M |
|
Q1 2021 13F
Filed Apr 26, 2021
|
45 | $58.3M |
|
Q4 2020 13F
Filed Feb 10, 2021
|
45 | $57.5M |
|
Q3 2020 13F
Filed Nov 3, 2020
|
47 | $54.2M |
|
Q2 2020 13F
Filed Jul 23, 2020
|
48 | $51.0M |
|
Q1 2020 13F
Filed Apr 22, 2020
|
45 | $43.3M |
|
Q4 2019 13F
Filed Jan 27, 2020
|
48 | $56.5M |
20 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2020
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | MSFT MICROSOFT CORP | $4.2M | 9.8% |
| 2 | INTC INTEL CORP | $3.2M | 7.28% |
| 3 | AAPL APPLE INC | $2.4M | 5.46% |
| 4 | PG PROCTER & GAMBLE CO | $2.4M | 5.43% |
| 5 | SYK STRYKER CORP | $1.7M | 3.98% |
| 6 | MDT MEDTRONIC INC | $1.4M | 3.29% |
| 7 | TJX TJX COMPANIES INC COM | $1.4M | 3.16% |
| 8 | PEP PEPSICO INC | $1.3M | 3.11% |
| 9 | TMO THERMO FISHER SCIENTIFIC INC | $1.3M | 2.99% |
| 10 | JPM JPMORGAN CHASE & CO | $1.3M | 2.92% |
| 11 | AMZN AMAZON.COM INC | $1.2M | 2.7% |
| 12 | VZ VERIZON COMMUNICATIONS INC | $1.1M | 2.59% |
| 13 | ROK ROCKWELL AUTOMATION INC COM | $1.1M | 2.53% |
| 14 | CMCSA COMCAST CORP NEW CL A | $1.0M | 2.37% |
| 15 | CRM SALESFORCE.COM | $885.0K | 2.04% |
| 16 | RTX UNITED TECHNOLOGIES CORP | $885.0K | 2.04% |
| 17 | GOOG ALPHABET INC C | $826.0K | 1.91% |
| 18 | MA MASTERCARD INC | $783.0K | 1.81% |
| 19 | EW EDWARDS LIFESCIENCES CORP | $754.0K | 1.74% |
| 20 | WM WASTE MGMT INC DEL | $748.0K | 1.73% |
Values as reported on the Q1 2020 Form 13F. Every position is in the holdings table below.