RIVERTREE ADVISORS LLC
Q4 2021 Form 13-F
WINTER PARK, FLORIDA
CIK 0001872501
· CRD 168065
· SEC-registered investment adviser
$156.2M Reported Value Total
RIVERTREE ADVISORS, LLC reports 290 total accounts under management (AUM). There are 264 discretionary accounts valued at $158,917,261, and 26 non-discretionary accounts valued at $2,702,748.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-24
Reported value
$156.2M
Quarter over quarter
+5.5%
Holdings
39
Top-10 concentration
54.4%
Key People
Form ADV owners & control persons
Theodore Spencer Rich
PRESIDENT/CHIEF COMPLIANCE OFFICER
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Q4 2021 13F record
Q4 2021 13F filing summary
| Period of report | December 31, 2021 |
|---|---|
| Filed | January 18, 2022 |
| Form | 13F-HR |
| Reported value | $156.2M |
| Positions | 39 |
| Change in reported value | +6.6% |
| New positions | 10 |
| Exited positions | 10 |
| Position turnover | 40.8% |
| Top-10 concentration | 54.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 13, 2026
|
70 | $167.9M |
|
Q2 2026 13F
Filed Jul 22, 2026
|
72 | $169.3M |
|
Q1 2026 13F
Filed Apr 20, 2026
|
60 | $157.9M |
|
Q4 2025 13F
Filed Jan 15, 2026
|
61 | $156.9M |
|
Q3 2025 13F
Filed Nov 4, 2025
|
55 | $156.0M |
|
Q2 2025 13F
Filed Jul 23, 2025
|
54 | $148.9M |
|
Q1 2025 13F
Filed Apr 17, 2025
|
55 | $149.4M |
|
Q4 2024 13F
Filed Jan 16, 2025
|
46 | $152.2M |
|
Q3 2024 13F
Filed Oct 22, 2024
|
34 | $147.5M |
|
Q2 2024 13F
Filed Jul 23, 2024
|
31 | $146.3M |
|
Q1 2024 13F
Filed Apr 16, 2024
|
28 | $148.9M |
|
Q4 2023 13F
Filed Jan 25, 2024
|
29 | $147.1M |
|
Q3 2023 13F
Filed Oct 13, 2023
|
22 | $134.4M |
|
Q2 2023 13F
Filed Aug 8, 2023
|
27 | $138.9M |
|
Q1 2023 13F
Filed May 15, 2023
|
38 | $138.9M |
|
Q4 2022 13F
Filed Feb 3, 2023
|
33 | $121.8M |
|
Q3 2022 13F
Filed Oct 14, 2022
|
30 | $122.2M |
|
Q2 2022 13F
Filed Aug 12, 2022
|
33 | $128.5M |
|
Q1 2022 13F
Filed Apr 25, 2022
|
31 | $148.5M |
|
Q4 2021 13F
Filed Jan 18, 2022
|
39 | $156.2M |
4 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | FTSL FIRST TR EXCHANGE-TRADED FD | $11.0M | 7.01% |
| 2 | HYLS FIRST TR EXCHANGE-TRADED FD | $9.8M | 6.26% |
| 3 | HYD VANECK ETF TRUST | $8.9M | 5.72% |
| 4 | AOA ISHARES TR | $8.8M | 5.63% |
| 5 | TIP ISHARES TR | $8.4M | 5.36% |
| 6 | UCON FIRST TR EXCHNG TRADED FD VI | $8.2M | 5.26% |
| 7 | FTCS FIRST TR EXCHANGE-TRADED FD | $8.0M | 5.15% |
| 8 | SDVY FIRST TR EXCHANGE-TRADED FD | $7.9M | 5.04% |
| 9 | DIVO AMPLIFY ETF TR | $7.5M | 4.78% |
| 10 | RDVY FIRST TR EXCHANGE-TRADED FD | $6.6M | 4.23% |
| 11 | ALTL PACER FDS TR | $6.3M | 4.03% |
| 12 | FPE FIRST TR EXCH TRADED FD III | $6.2M | 3.97% |
| 13 | MTUM ISHARES TR | $5.9M | 3.76% |
| 14 | QQQ INVESCO QQQ TR | $5.1M | 3.27% |
| 15 | IVW ISHARES TR | $4.5M | 2.9% |
| 16 | FTGC FIRST TR EXCHANGE TRAD FD VI | $4.3M | 2.76% |
| 17 | SPY SPDR S&P 500 ETF TR | $4.3M | 2.75% |
| 18 | FM ISHARES INC | $4.0M | 2.58% |
| 19 | PALC PACER FDS TR | $3.8M | 2.45% |
| 20 | VTIP VANGUARD MALVERN FDS | $2.7M | 1.7% |
Values as reported on the Q4 2021 Form 13F. Every position is in the holdings table below.